Senior Product Specialist in Regulatory Compliance
3 weeks ago
Broadridge is in search of a Regulatory Product Specialist to enhance their team. The successful candidate will oversee a collection of regulations and offer insights on compliance issues to both internal teams and external partners. If you are enthusiastic about regulatory adherence and product innovation, we would like to connect with you.
Primary Responsibilities:- Serve as the primary resource for inquiries regarding specific regulations
- Participate in industry working groups and provide summaries of significant updates
- Contribute to newsletters focused on regulatory matters and thought leadership publications
- Examine regulations to create functional specifications
- Engage in client discussions and industry events as a regulatory authority
- Foster relationships with stakeholders such as trade repositories
- Excellent collaboration and communication abilities
- Comprehensive product knowledge in OTC derivatives and various financial instruments
- Capability to analyze and interpret regulatory frameworks
- Solid understanding of banking procedures and compliance operations
- Experience in data analysis and technical expertise is advantageous
Broadridge supports a Connected Workplace model that integrates both on-site and remote work to benefit associates and clients worldwide. We are dedicated to cultivating a diverse and inclusive atmosphere where all associates feel appreciated and supported. Join us in our objective to empower individuals and achieve organizational goals through a culture of diversity and teamwork.
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