Investment Compliance Analyst
7 days ago
We are seeking a highly motivated and detail-oriented Compliance Analyst to join our team at CityGrad. As a Compliance Analyst, you will play a critical role in ensuring the accuracy and integrity of our investment portfolios.
About the Role
- Internal and external audit compliance rules on a daily, monthly, and quarterly basis, and document the results.
- Respond to and resolve internal and external audit items related to compliance.
- Maintain and update compliance rules on in-house platforms and trading platforms.
- Identify, document, and maintain 'Strategy Portfolios' with Portfolio Managers based on investment guidelines and contracts.
- Obtain, organize, and maintain historical documentation for tracking and auditing client investment guideline compliance rules.
- Produce and maintain compliance reports in a standardized format for both internal and external use.
- Support team members in the design, evaluation, testing, and implementation of trade-order management and compliance functionality.
Requirements
- Degree-educated with a strong academic record.
- Driven to build a career in investment management and compliance.
- Genuine interest in investment compliance and risk management.
- Strong analytical and problem-solving skills.
- Excellent communication and teamwork skills.
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