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Compliance Manager
2 months ago
InterQuest Group is seeking a Senior Compliance Manager to support a mid-tier financial services firm in Sheffield. This role will involve working closely with the Head of Compliance to identify and mitigate risks, while also contributing to the firm's growth and development.
The successful candidate will be responsible for:
Key Responsibilities
- Leading thematic reviews and horizon scanning to identify potential risks and opportunities
- Supporting the development of MI reporting across compliance and governance
- Representing the compliance function on various committees
- Reviewing financial promotions to ensure compliance with regulatory requirements
Requirements
- Strong knowledge of the FCA handbook and MCOBS
- Experience working in lending or financial services
- Working knowledge of consumer duty
This is an excellent opportunity for a compliance professional to gain breadth of experience across different areas of compliance and contribute to the firm's growth and success.
