Current jobs related to Compliance Specialist - London, Greater London - Finitas

  • Compliance Monitoring Specialist

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Monitoring and Surveillance SpecialistOur client, a boutique investment and trading firm, is seeking a highly skilled Compliance Monitoring and Surveillance Specialist to join their team. As a key member of the Compliance Professionals team, you will be responsible for ensuring the firm's compliance with regulatory requirements and maintaining a...

  • Compliance Monitoring Specialist

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Monitoring and Surveillance SpecialistOur client, a boutique investment and trading firm, is seeking a highly skilled Compliance Monitoring and Surveillance Specialist to join their team. As a key member of the Compliance Professionals team, you will be responsible for ensuring the firm's compliance with regulatory requirements and maintaining a...

  • Senior Compliance Specialist

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job Title: Senior Compliance SpecialistWe are seeking a highly skilled Senior Compliance Specialist to join our team at Compliance Professionals. The successful candidate will be responsible for providing management information and attending relevant internal meetings, responding to queries from across the business relating to SMCR matters, advising business...

  • Compliance Specialist

    3 weeks ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    We are seeking a Compliance Specialist to join our team at AJ FOX COMPLIANCE. As a Compliance Specialist, you will play a key role in ensuring that our firm meets all regulatory requirements and maintains a strong compliance culture.The ideal candidate will have strong analytical skills, an eye for detail, and a drive to embrace greater responsibilities. You...

  • Compliance Specialist

    5 days ago

    London, Greater London, United Kingdom Paritas Recruitment - Compliance Full time

    About the RoleThe Compliance Specialist will support the onboarding process and third-party risk management, focusing on Know Your Customer (KYC) while also assisting with broader aspects of the Compliance Programme, such as risk assessments, screening and training.Key ResponsibilitiesSupport the onboarding process and third-party risk management, with a...

  • Regulatory Compliance Specialist

    4 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance ManagerThe Compliance Professionals are seeking a highly skilled Regulatory Compliance Specialist to join their London-based compliance team. This is a challenging and rewarding role that requires strong knowledge of regulatory requirements and compliance best practices.About the Role:This position plays a crucial role in ensuring adherence to...

  • Compliance Risk Specialist

    4 weeks ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Compliance Risk SpecialistWe are seeking a highly skilled Compliance Risk Specialist to join our team at AJ FOX COMPLIANCE. As a key member of our compliance team, you will be responsible for identifying and mitigating compliance risks across the firm.Key Responsibilities:Act as a key point of contact for compliance queries, ensuring all regulatory...

  • Compliance Monitoring Specialist

    3 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job Summary:We are seeking a highly skilled Compliance Monitoring Specialist to join our team at Compliance Professionals. The successful candidate will be responsible for assisting in the development and annual planning of the Compliance Monitoring Plan, independently scoping and planning all assigned reviews, and executing all assigned monitoring...

  • Compliance Officer Legal Specialist

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Officer Legal SpecialistOur client is a leading multi-national energy company seeking a Compliance Officer Legal Specialist to join their team. As a key member of the compliance function, you will play a critical role in ensuring the company's adherence to regulatory requirements and industry standards.Key Responsibilities:Develop and implement a...

  • Compliance Officer Legal Specialist

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Officer Legal SpecialistOur client is a leading multi-national energy company seeking a Compliance Officer Legal Specialist to join their team. As a key member of the compliance function, you will play a critical role in ensuring the company's adherence to regulatory requirements and industry standards.Key Responsibilities:Develop and implement a...

  • Financial Crime Compliance Specialist

    3 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Financial Crime Compliance SpecialistWe are seeking a highly skilled Financial Crime Compliance Specialist to join our team at Compliance Professionals. The successful candidate will be responsible for performing compliance controls on the activity of the Company according to the Company's Financial Crime CMP.Key Responsibilities:Implement and update the...

  • Compliance Specialist

    4 weeks ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Compliance Career Advancement OpportunityWe are seeking a highly motivated and detail-oriented Compliance Specialist to join our team at AJ FOX COMPLIANCE. As a key member of our compliance department, you will play a vital role in ensuring the firm's continued success by identifying and mitigating regulatory risks.Key Responsibilities:Act as a primary point...

  • Compliance Specialist

    3 weeks ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Job OverviewWe are seeking a highly motivated and detail-oriented Compliance Specialist to join our team at AJ FOX COMPLIANCE. As a key member of our compliance team, you will play a vital role in ensuring that our firm operates in accordance with all relevant laws and regulations.Your primary responsibilities will include:Providing expert advice on...

  • Regulatory Compliance Specialist

    3 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    About the RoleWe are seeking a skilled Regulatory Compliance Specialist to join our team at Compliance Professionals.Job SummaryThe ideal candidate will have at least 5 years' experience in Compliance or Operations within financial services, preferably fund management and/or discretionary management environment. Strong appreciation of Compliance and...

  • Regulatory Compliance Specialist

    3 weeks ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    We are seeking a talented Regulatory Compliance Specialist to join our team at AJ FOX COMPLIANCE. This role offers a fantastic opportunity for a qualified lawyer with regulatory compliance experience to broaden their skill set and work alongside a small team consisting of a compliance assistant, senior compliance lawyer, and the new head of risk who is also...

  • Compliance Risk Specialist

    4 weeks ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Compliance Role OverviewAJ FOX COMPLIANCE is seeking a skilled Compliance Risk Specialist to support the Compliance team in their London office. The ideal candidate will have experience in law firm risk and compliance, a solid understanding of AML and counter-terrorist financing, and familiarity with using AML databases.Key ResponsibilitiesPerform risk...

  • Senior Wealth Management Compliance Specialist

    1 week ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job Title: Senior Wealth Management Compliance SpecialistJob Summary: We are seeking a highly skilled Senior Wealth Management Compliance Specialist to join our team at Compliance Professionals. As a Senior Wealth Management Compliance Specialist, you will be responsible for leading the onboarding process for wealth management clients, ensuring compliance...

  • Compliance Specialist

    6 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Role Overview:We are seeking a skilled Junior Compliance Officer to support the monitoring and assessment of compliance with regulatory requirements and internal policies at a boutique wholesale bank.Key Responsibilities:Support the development and implementation of compliance policies and procedures.Conduct periodic compliance reviews and audits to ensure...

  • Senior Risk and Compliance Specialist

    4 weeks ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Senior Risk and Compliance SpecialistWe are seeking a highly skilled Senior Risk and Compliance Specialist to join our team at AJ FOX COMPLIANCE. As a Senior Risk and Compliance Specialist, you will be responsible for conducting thorough AML checks, ensuring compliance with our firm's policies by reviewing documentation and performing risk assessments for...

  • Financial Services Compliance Specialist

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Our client, a leading banking firm with a strong global presence, is seeking a skilled Compliance Specialist to join their team. The ideal candidate will have previous experience in SMCR and proficiency in MS Excel. Key responsibilities include providing management information, attending internal meetings, and advising the business on best practices and...

Compliance Specialist

2 months ago

London, Greater London, United Kingdom Finitas Full time
Job Opportunity

We are seeking a highly skilled Compliance Specialist to join our client's team in London/Hybrid. As a key member of the Compliance department, you will play a crucial role in ensuring the smooth execution of mergers and acquisitions within the insurance industry.

Reporting to the Head of Compliance, you will be responsible for preparing and coordinating due diligence on smaller, straightforward deals. This will involve close collaboration with the Mergers & Acquisitions team, lawyers, and other external parties to ensure seamless communication and updates.

Key responsibilities will include:

  • Supporting the FCA application process
  • Building and overseeing the integration plan post-completion
  • Liaising with the business to ensure a smooth transition

To be successful in this role, you will require:

  • Minimum 5 years compliance experience
  • Proven experience of mergers and acquisitions within the insurance industry
  • Excellent working knowledge of the FCA handbook
  • Strong communication skills with the ability to build relationships at varying levels

Please note that you will be required to work in our London office 2/3 days per week.

We are looking for a highly motivated and experienced Compliance Specialist to join our team. If you have the right skills and experience, please apply now.