Membership Authorisations Team Member

7 days ago


Southampton, United Kingdom Quilter Full time

About the Role

We are seeking a highly skilled and detail-oriented Authorisations Caseworker to join our Membership Authorisations team at Quilter Financial Planning. As a key member of our team, you will play a vital role in supporting the growth of Restricted Financial Planners.

Key Responsibilities:

  • Complete the vetting of new applications, using all relevant information to assess if the application should proceed to appointment with Quilter or not.
  • Undertake all aspects of due diligence checks, such as reviewing references, criminal records, financial records and anything held in the public domain.
  • Apply to and liaise with the FCA, for regulatory authorisation, ensuring that robust evidence of due diligence activity is provided.
  • Make decisions based on Business Standards, which set out Quilter's appetite and associated procedures.

About You

We are looking for a team player who is able to co-ordinate their day-to-day workload and applications, and can work under pressure remaining focused and calm. You will have strong experience working within a Financial Services and Regulatory background, and a solid understanding of Microsoft Excel and Word would be beneficial.

What We Offer

  • A competitive salary and benefits package, including a 26-day holiday entitlement.
  • The opportunity to work in a dynamic and inclusive environment, where everyone's contribution is valued.
  • A range of flexible benefits that you can choose from and pay for conveniently via a salary deduction.

Quilter's Purpose

We are committed to helping the generations today and tomorrow to prosper. Our purpose is to guide people through the complexity of planning for their future, with the right financial advice and investment solutions, so that they can have more secure financial futures.



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