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Senior Compliance Manager
2 months ago
As a Senior Compliance Manager at Together, you will be part of a Group Compliance Function that operates across both regulated and unregulated Group entities. Your role will involve providing oversight, assurance, and insight into conduct and compliance matters.
You will provide independent second-line defense compliance and conduct oversight, support, and guidance to ensure that regulatory requirements, terminology, methods, and tools are fully understood and used in the first line.
Key Responsibilities:
- Provide advice and support to the first line, operating within the Compliance Advisory framework, to ensure that both current and future activity of the company is customer-centric and complies with regulatory obligations.
- Ensure that conduct and regulatory risks are appropriately evaluated and escalated to deliver the right customer and operational outcomes.
- Support the Group Head of Compliance in contributing to the continuous improvement and development of the compliance advisory function.
- Oversee regulatory change management to deliver the right customer and operational outcomes first time with appropriate systems and controls.
- Provide regulatory and conduct risk opinion on highly complex regulatory and discretionary change projects and programs.
Essential:
- Significant working knowledge of the regulatory handbooks and associated guides and codes relevant to Together.
- Experience of the Senior Manager and Certification Regime.
- A detailed understanding of regulatory permissions and practical authorization processes.
- Ability to understand, interpret, and apply regulatory standards to internal governance arrangements.
- Previous experience in a senior compliance role.
- A natural appetite and inquisitive mind for horizon-scanning.
At Together, we offer a range of benefits, including:
- 26 days holiday, and a day off for your birthday (increasing with service to 30 days), plus bank holidays.
- Buy & sell holidays.
- Discretionary annual bonus.
- Matched pension contribution.
- Life assurance.
- Critical illness cover.
- Health cash plan.
- Private medical insurance.
- Free access to company holiday homes.
- Travel season ticket loans.
- Ride to work scheme.
- Free local gym access.
- Local bar / restaurant discounts.
We are committed to building a team that represents a variety of backgrounds, perspectives, and skills. We care that you have a great experience with us at Together, and we welcome applications from diverse candidates.
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