Compliance Monitoring Manager

2 months ago

Cheadle, Staffordshire, United Kingdom Together Full time

Job Summary

We are seeking a highly skilled Compliance Monitoring Manager to join our team at Together. As a key member of our Compliance Monitoring team, you will be responsible for designing and delivering assurance test programs to evaluate our exposure to regulatory Compliance and Conduct risk, and assessing customer outcomes.

Key Responsibilities

  • Lead the development of the annual Compliance Monitoring Plan, effectively analyzing and evaluating the risks to the business to identify areas where assurance is required.
  • Manage and oversee the completion of monitoring activities in line with the compliance monitoring timeline.
  • Be responsible for the design and delivery of second-line monitoring reviews, focusing on regulatory and conduct risk topics in line with methodology.
  • Ensure regulatory and conduct monitoring independently assesses how the firm consistently delivers good customer outcomes.
  • Produce MI on assurance activity and progress against the Compliance Monitoring Plan for Committee and Board reporting.

Requirements

  • Significant experience acting in the capacity as a Compliance Monitoring Manager and a track record of delivering outcomes, focused thematic and ad-hoc monitoring reviews to a high standard.
  • Extensive knowledge and experience of the Financial Conduct Authority and their associated supervisory approach.
  • Previous experience of working within a Mortgage regulated entity.
  • Significant understanding of regulatory and conduct risk with the ability to assess and size risks and issues appropriately and in line with the Enterprise Management Framework.
  • A natural appetite and inquisitive mind for horizon-scanning that can think laterally about any potential consequences for the company.

What We Offer

  • 26 days holiday, and a day off for your birthday (increasing with service to 30 days), plus bank holidays.
  • Buy & sell holidays.
  • Discretionary annual bonus.
  • Matched pension contribution.
  • Life assurance.
  • Critical illness cover.
  • Health cash plan.
  • Private medical insurance.
  • Free access to company holiday homes.
  • Travel season ticket loans.
  • Ride to work scheme.
  • Free local gym access.
  • Local bar / restaurant discounts.

About Us

Together is a market-leading property finance expert with an entrepreneurial spirit. We pride ourselves on our common-sense approach to lending and offer a range of mortgage and secured loan products to individuals and businesses who are typically underserved by mainstream lenders. Our customers are central to everything we do, and we work hard to support them to turn challenges into opportunities that make their property ambitions a reality.

We're looking for great people from all backgrounds and experiences who love working together and putting our customers at the heart of everything we do. If you're passionate about delivering excellent customer outcomes and have a strong understanding of regulatory and conduct risk, we'd love to hear from you.

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