Lead Regulatory Solutions Specialist

3 weeks ago


London, Greater London, United Kingdom Broadridge Full time
Position: Regulatory Product Specialist

Broadridge is on the lookout for a Regulatory Product Specialist to enhance our team. The successful candidate will oversee a collection of regulations and offer insights on compliance issues to both internal teams and external partners. If you are enthusiastic about regulatory adherence and product innovation, we encourage you to explore this opportunity.

Primary Responsibilities:
  • Serve as the primary resource for inquiries related to specific regulatory frameworks
  • Participate in industry forums and distill significant updates
  • Contribute to regulatory communications and thought leadership publications
  • Examine regulations to create functional specifications
  • Engage in client discussions and industry events as a regulatory authority
  • Foster relationships with stakeholders such as trade repositories
Required Skills:
  • Excellent collaboration and communication abilities
  • Extensive product knowledge in OTC derivatives and various financial instruments
  • Capability to analyze and interpret regulatory texts
  • Solid understanding of banking procedures and compliance operations
  • Experience in data analysis and technical expertise is advantageous

At Broadridge, we advocate for a Connected Workplace model that integrates both on-site and remote work to support our associates and clients worldwide. We are dedicated to cultivating a diverse and inclusive workplace where every associate feels appreciated and empowered. Join us in our commitment to enable individuals and achieve organizational objectives through a culture of diversity and teamwork.



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