Lead Regulatory Solutions Specialist
3 weeks ago
Broadridge is on the lookout for a Regulatory Product Specialist to enhance our team. The successful candidate will oversee a collection of regulations and offer insights on compliance issues to both internal teams and external partners. If you are enthusiastic about regulatory adherence and product innovation, we encourage you to explore this opportunity.
Primary Responsibilities:- Serve as the primary resource for inquiries related to specific regulatory frameworks
- Participate in industry forums and distill significant updates
- Contribute to regulatory communications and thought leadership publications
- Examine regulations to create functional specifications
- Engage in client discussions and industry events as a regulatory authority
- Foster relationships with stakeholders such as trade repositories
- Excellent collaboration and communication abilities
- Extensive product knowledge in OTC derivatives and various financial instruments
- Capability to analyze and interpret regulatory texts
- Solid understanding of banking procedures and compliance operations
- Experience in data analysis and technical expertise is advantageous
At Broadridge, we advocate for a Connected Workplace model that integrates both on-site and remote work to support our associates and clients worldwide. We are dedicated to cultivating a diverse and inclusive workplace where every associate feels appreciated and empowered. Join us in our commitment to enable individuals and achieve organizational objectives through a culture of diversity and teamwork.
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Regulatory Reporting Specialist
5 days ago
London, Greater London, United Kingdom Apollo Solutions Full timeApollo Solutions is seeking a highly experienced Regulatory Reporting Specialist to join their team in London, UK. As a key member of the first line of defence, you will provide regulatory advice and support to the business.Key Responsibilities:Developing and maintaining strong relationships with business members and senior stakeholders across the first line...
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Regulatory Reporting Specialist
4 days ago
London, Greater London, United Kingdom Apollo solutions Full timeA leading financial services company, Apollo Solutions, is seeking a highly skilled Regulatory Reporting Specialist to join their team in London. In this role, you will report to the Head of Reporting and collaborate with various departments, offering a high degree of autonomy and exposure.Your key responsibilities will include:Providing expert compliance...
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Regulatory Reporting Specialist
11 hours ago
London, Greater London, United Kingdom Apollo Solutions Full timeJob DescriptionA leading financial services company, Apollo Solutions, is seeking a highly skilled Regulatory Reporting Specialist to join their team in London.Key Responsibilities:Providing compliance and regulatory advice to senior stakeholders across the organization.Developing and maintaining strong working relationships with business members and senior...
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Regulatory Reporting Specialist
8 hours ago
London, Greater London, United Kingdom Apollo Solutions Full timeJob DescriptionA leading financial services company, Apollo Solutions, is seeking a highly skilled Regulatory Reporting Specialist to join their team in London.Key Responsibilities:Providing compliance and regulatory advice to senior stakeholders across the organization.Developing and maintaining strong working relationships with business members and senior...
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Regulatory Solutions Specialist
3 days ago
London, Greater London, United Kingdom Goldman Sachs Full timeAbout Goldman Sachs Asset & Wealth ManagementGoldman Sachs Asset & Wealth Management is a leading global investment manager, providing investment and advisory services to clients across the globe. Our team is dedicated to helping clients achieve their financial goals through innovative investment solutions.Regulatory Solutions TeamThe Regulatory Solutions...
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Regulatory Solutions Specialist
4 days ago
London, Greater London, United Kingdom Goldman Sachs Full timeAbout Goldman Sachs Asset & Wealth ManagementGoldman Sachs Asset & Wealth Management is a leading global investment manager, providing investment and advisory services to clients across the globe. Our team is dedicated to helping clients achieve their financial goals through innovative investment solutions.Regulatory Solutions TeamThe Regulatory Solutions...
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SFTR Reporting Specialist
1 day ago
London, Greater London, United Kingdom Apollo Solutions Full timeJob Title: SFTR Reporting SpecialistJob Summary:Apollo Solutions is seeking a highly skilled SFTR Reporting Specialist to join our team in London. As a key member of our regulatory team, you will play a critical role in ensuring compliance with UK and European regulations, particularly SFTR.Key Responsibilities:Provide expert regulatory advice and guidance...
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SFTR Reporting Specialist
1 day ago
London, Greater London, United Kingdom Apollo Solutions Full timeJob Title: SFTR Reporting SpecialistJob Summary:Apollo Solutions is seeking a highly skilled SFTR Reporting Specialist to join our team in London. As a key member of our regulatory team, you will play a critical role in ensuring compliance with UK and European regulations, particularly SFTR.Key Responsibilities:Provide expert regulatory advice and guidance...
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Regulatory Reporting Specialist
3 days ago
London, Greater London, United Kingdom Apollo Solutions Full timeRegulatory Reporting ExpertApollo Solutions is seeking a highly skilled Regulatory Reporting Specialist to join our team in London, UK. In this role, you will report to the Head of Reporting and collaborate with our wider business functions, offering you a high degree of autonomy and exposure.Key Responsibilities:Provide regulatory advice and hands-on...
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Regulatory Reporting Specialist
5 days ago
London, Greater London, United Kingdom Apollo Solutions Full timeRegulatory Reporting ExpertApollo Solutions is seeking a highly skilled Regulatory Reporting Specialist to join our team in London, UK. In this role, you will report to the Head of Reporting and collaborate with our wider business functions, offering you a high degree of autonomy and exposure.Key Responsibilities:Provide regulatory advice and hands-on...
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Regulatory Compliance Specialist
2 days ago
London, Greater London, United Kingdom Apollo Solutions Full timeJob DescriptionApollo Solutions is seeking a highly skilled Regulatory Reporting Specialist to join our team in London, UK. As a key member of our compliance team, you will be responsible for providing regulatory advice and support to our business members and senior stakeholders.Key Responsibilities:Develop and maintain strong working relationships with...
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Regulatory Compliance Specialist
2 days ago
London, Greater London, United Kingdom Apollo Solutions Full timeJob DescriptionApollo Solutions is seeking a highly skilled Regulatory Reporting Specialist to join our team in London, UK. As a key member of our compliance team, you will be responsible for providing regulatory advice and support to our business members and senior stakeholders.Key Responsibilities:Develop and maintain strong working relationships with...
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Regulatory Reporting Specialist
4 days ago
London, Greater London, United Kingdom Apollo Solutions Full timeJob DescriptionApollo Solutions is seeking a highly skilled Regulatory Reporting Specialist to join their team in London. As a key member of the first line of defense, this role will provide critical compliance and regulatory advice to senior stakeholders.Main Responsibilities:Develop and maintain strong working relationships with business members and senior...
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Regulatory Reporting Specialist
15 hours ago
London, Greater London, United Kingdom Apollo Solutions Full timeJob DescriptionApollo Solutions is seeking a highly skilled Regulatory Reporting Specialist to join our team in London, UK. As a key member of our organization, you will play a critical role in ensuring compliance with UK and European regulations.Key Responsibilities:Provide expert regulatory advice and guidance to the first line of defense, ensuring...
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Regulatory Reporting Specialist
12 hours ago
London, Greater London, United Kingdom Apollo Solutions Full timeJob DescriptionApollo Solutions is seeking a highly skilled Regulatory Reporting Specialist to join our team in London, UK. As a key member of our organization, you will play a critical role in ensuring compliance with UK and European regulations.Key Responsibilities:Provide expert regulatory advice and guidance to the first line of defense, ensuring...
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Interim Regulatory Reporting Specialist
4 days ago
London, Greater London, United Kingdom Hays Specialist Recruitment Limited Full timeJob SummaryHays Specialist Recruitment Limited is seeking an experienced Interim Regulatory Reporting Specialist to join a major financial services institution in the City on a long-term change project.Key Responsibilities:Run daily securities reportingManage COREP and Market Risk data analyticsContribute to change management initiativesRequirements:Proven...
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Regulatory Compliance Specialist
5 days ago
London, Greater London, United Kingdom Hays Specialist Recruitment Limited Full timeAbout the CompanyHays Specialist Recruitment Limited is a leading recruitment agency that specializes in placing professionals in various industries, including finance and insurance.About the RoleWe are currently seeking a highly skilled Risk and Compliance Manager to join our client's team in London. As a key member of the team, you will be responsible for...
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SFTR Reporting Specialist
5 days ago
London, Greater London, United Kingdom Apollo Solutions Full timeApollo Solutions is seeking a highly skilled SFTR Reporting Specialist to join our team in London.About the Role:The successful candidate will be responsible for providing regulatory advice and guidance on SFTR and other relevant regulations. They will work closely with our business members and senior stakeholders to develop and implement effective...
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SFTR Reporting Specialist
3 days ago
London, Greater London, United Kingdom Apollo Solutions Full timeApollo Solutions is seeking a highly skilled SFTR Reporting Specialist to join our team in London.About the Role:The successful candidate will be responsible for providing regulatory advice and guidance on SFTR and other relevant regulations. They will work closely with our business members and senior stakeholders to develop and implement effective...
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Lead Regulatory Operations Specialist
3 weeks ago
London, Greater London, United Kingdom Cornwallis Elt Ltd Full timeJob DescriptionLead Regulatory Operations Specialist - Customer Assurance, Operational Resilience, Regulatory Oversight - Financial ServicesCornwallis Elt Ltd is seeking a Lead Regulatory Operations Specialist to join our team. This role involves collaborating with the Corporate Regulatory Operations team to assess current and upcoming regulations that may...