Internal Audit, Compliance Specialist

5 days ago

Birmingham, Birmingham, United Kingdom Goldman Sachs Full time
About the Role

As a key member of the Goldman Sachs Internal Audit team, you will play a critical role in ensuring the firm's internal control structure is effective and efficient. Your mission will be to independently assess the firm's governance processes and controls, risk management and capital frameworks, and anti-financial crime measures.

Key Responsibilities
  • Communicate and report on the effectiveness of the firm's governance, risk management, and controls that mitigate current and evolving risks.
  • Raise awareness of control risk and monitor the implementation of management's control measures.
  • Assess the firm's control culture and conduct risks.
  • Monitor management's implementation of control measures.
Additional Responsibilities

As a Compliance and Audit Expert, you will be responsible for:

  • Internal audit, compliance, or quality assurance testing experience.
  • Knowledge and expertise in auditing Anti-Money Laundering (BSA/AML), financial crime risks, and corporate legal functions.
  • Understanding of compliance program components, risk, and control processes.
  • Understanding of internal audit processes as related to a large financial institution.
Requirements
  • Able to work under minimal supervision on individual tasks or on team projects.
  • Team-oriented with a strong sense of ownership and accountability.
  • Highly motivated with strong analytical skills, willing and able to learn new business and system processes quickly.
  • Accurate, accountable, and able to multitask while managing both time and work load.
  • Written and verbal communication skills a must; strong interpersonal skills essential.
  • Experience as an internal auditor, consultant, and/or regulatory agency examiner within the financial services industry.
  • Graduate degree, preferably in a related subject; advanced degree is a plus.
  • Relevant certification or industry accreditation (e.g., CAMS, CIA) is a plus.

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