Regulatory Remediation Lead

**Responsibilities**: - Work with the CRO, CFO and COO across the group on all strategic elements of the project - Providing technical direction including establishing a technical vision, resolving technical disagreements and managing the technical quality of deliverables - Recommend best practices, industry standards and strategically aligned solutions...

Join us as a Senior Remediation Manager - You'll oversee and drive all aspects of the remediation journey, including scoping designing and overseeing the delivery of Remediation Policy and customer treatment at all levels - You'll aim to deliver good governance and customer outcomes on remediation projects, through effective utilisation and engagement of...

Temporary - London, **Ref**: 33831 A leading Investment Bank is looking for an experienced Regulatory Reporting professional to join their Regulatory Reporting team in London for a 12-month contract. **Responsibilities**: - Producing prudential regulatory reports in an effective and timely manner for EMEA Capital Markets entities - Accurately producing...

Work closely with the Regulatory and EMEA Controller, conduct assurance reviews on key external submissions, with the aim of identifying issues and errors for discussion and resolution - Assist in identification of root causes of issues identified during review activity, and partner with the Controls team and the Business As Uusual (BAU) reporting staff to...

**About this role**: Wells Fargo is seeking a Financial Accountant... **In this role, you will**: - Work closely with the Regulatory and EMEA Controller, conduct assurance reviews on key external submissions, with the aim of identifying issues and errors for discussion and resolution - Assist in identification of root causes of issues identified during...

**Organization Overview**: Citi Markets Operations is currently at a pivotal point in its evolution and journey to implement a target operating model. We take pride and are passionate about our People and our culture. We are invested in people and their development. We are transformingand simplifying our operating model creating an exciting environment which...

You’ll be a trusted business advisor to their clients, specialising in regulatory matters. You will have strong experience of **Retail Banking**. Ideally you will have experience on regulatory implementation/reviews. This may include having worked on Conduct risk management, product/customer reviews. Regulatory enforcement, customer remediation programmes...

**Who we're looking for**: Compliance / financial crime professionals with a genuine interest in our clients and a passion to help them navigate financial crime challenges. You will have strong technical knowledge of the UK and EU financial crime regulatory regime (across AML, ABC,sanctions, terrorist financing, fraud) and an awareness of current...

MiFID II Regulatory Reporting Hays are exclusively hiring for a Transaction Reporting Specialist to join a Bank in the London for a 9 month period. This is a role focussed on MiFID II regulation and you will be responsible for helping resolve a backlog of rejections in the BAU environment. Other duties will include; - Provide key support to existing...

In this role, you will be working in EMEA Chief Risk Office function to support EMEA Risk's regulatory engagement activity. The EMEA Risk Regulatory engagement team consists of 1 Executive Director, 1 Vice President, and this role. As a member of a relatively small team, you will be contributing to the team's deliverables and be responsible for EMEA...

Responsibilities: - Undertake completeness, accuracy and validity of regulatory reporting data quality by independently validating various Regulatory Reporting processes and controls from transaction capture through to final regulator reporting. - Conducting walkthroughs, assessing the internal control environment by performing controls and substantive...

Job Description Do you have Business and Sustainability experience, and are you seeking a new full-time job? NES Fircroft is helping a collaborative company recruit a full-time Certification and Regulatory Lead. As a Certification and Regulatory Analyst, you will lead global certification efforts for the company's sustainable products. You will also...

Our client is a rapidly growing electronic brokerage firm based in the City. They are looking to hire a Compliance Monitoring Manager to join the team based in London. Drive compliance oversight through the testing and monitoring programme Identify areas for enhancements of systems and controls operated by the firm, and support the implementation of...

Head of Compliance and MLRO - City of London Full-time / 12-month fixed-term contract followed by a permanent role (Full time on-site) Compliance is a pivotal function that ensures products and processes meet regulatory requirements and drive positive customer outcomes. Our client, a leading organisation in the financial sector, is currently seeking...

Head of Compliance and MLRO - City of London Full-time / 12-month fixed-term contract followed by a permanent role (Full time on-site) Compliance is a pivotal function that ensures products and processes meet regulatory requirements and drive positive customer outcomes. Our client, a leading organisation in the financial sector, is currently seeking a...

The role will include the following responsibilities: - Preparation of external Regulatory submissions, including COREP Capital Adequacy, Large Exposures and Leverage - Calculation and reporting of Credit/Counterparty Credit Risk RWAs and Large Exposures - Preparation of internal MI for various stakeholders (including senior management and Business Units)...

A top-tier Investment Manager seeks a Regulatory Reporting Manager to join their dynamic team.Key responsibilities will include:Monitor and comprehend the Firm's ongoing regulatory reporting obligationsEnsure remediation and re submission of transactions within Regulatory deadlines or agreed time framesSupervise the work of team members to maintain high...

Do you have Business and Sustainability experience, and are you seeking a new full-time job? NES Fircroft is helping a collaborative company recruit a full-time Certification and Regulatory Lead. As a Certification and Regulatory Lead, you will lead global certification efforts for the company's sustainable products. You will also contribute to...

**Key Responsibilities** - Support business readiness plans for the RWA/consolidation teams - Ensure that issues identified have well laid out remediation plans and owning the procedure to sign off from the Directors. - Present testing outcomes to the BAU VPs for sign off - Interfacing with the Project teams to help develop the plans for reg change delivery...

**Company overview** **Department overview**: The Client Onboarding and Regulatory Outreach teams coordinate the onboarding of all clients in EMEA covering the Global Markets and Investment Banking Sales teams as well as monitoring both Group and Client adherence to global regulatory obligations. Youwill join an established team, focused on delivering...