Compliance Support
3 weeks ago
Duties:
- Providing mortgage advisers with feedback regarding their file checks.
- Follow the file checking procedures.
- Accurate data input and record keeping.
- Maintain accurate records.
- Comply with FCA regulations as identified in Policies & Procedures handbook.
- To comply with company standards and policies, e.g. Data Protection, Financial Crime, Treating Customers Fairly, Complaints Procedure etc.
- Additional tasks as required, such as: photocopying and scanning documents, answering telephone calls and general office duties.
Key Skills
- Excellent attention to detail
- Self-motivated with an appetite to learn
- Effective communication skills
- Excellent customer service skills
- Flexible, reliable, committed
- Team player
- Analytical
- Assertive
- Excellent time management
- Competent on Microsoft Office
Note: This job description is intended to provide a general overview of the position. It is not an exhaustive list of all responsibilities, duties, and skills required.
**Job Types**: Full-time, Permanent
**Salary**: £22,000.00-£23,000.00 per year
**Benefits**:
- Company pension
- On-site parking
- Work from home
Schedule:
- Monday to Friday
**Experience**:
- Regulatory Affairs: 1 year (preferred)
Ability to Commute:
- Herts, SG5 1HP (required)
Ability to Relocate:
- Herts, SG5 1HP: Relocate before starting work (required)
Work Location: In person
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