Specialist Wealth Advice Assessor

2 months ago


Swindon, United Kingdom Openwork UK Ltd Full time

This is a certified role in which you will be responsible for the pre-sale advice checking and sign off of Occupational Pension business for The Openwork Partnership, including schemes with Protected Benefits, SIPP and SSAS cases and Opt Outs. In addition to this, you will assess both Pension and Investment advice on a pre and post-sale basis. You will ensure that the advice complies with current regulation and Openwork’s COB Suitable Advice framework.
- You will be responsible for reviewing both the advice and the Suitability Report, providing feedback to advisers and suggested improvements, where necessary.

This is a hybrid role based in our Swindon office, with the flexibility to work from home 2-3 days a week.

**Your responsibilities will include**:

- You will be responsible for checking cases in accordance with current regulation and Openwork’s COB Suitable Advice framework, in an accurate, effective, and fair way.
- Work in collaboration across the partnership ensuring that the financial advisers’ requirements are met, which allows them to provide suitable advice.
- Identify and develop strong relationships with key contacts across the partnership (both internally and externally) providing advice and technical guidance as required.
- Regularly chase the adviser and/or providers where there are outstanding requirements.
- Ensure all work is completed compliantly and within agreed service level agreements.
- Identify and champion improvements to team processes and procedures.
- Responsible for pro-actively managing an individual pipeline of cases.
- Promotion of teamwork across Operations and the Network.



  • Swindon, United Kingdom The Openwork Partnership Full time

    The opportunity As a Wealth Business Assessor, you will be responsible for the pre and post-sale advice checking of Pension and Investment business for The Openwork Partnership. Ensuring that the advice complies with current regulation and Openwork’s COB Suitable Advice framework. You will review both the advice and the Suitability Report, providing...


  • Swindon, United Kingdom The Openwork Partnership Full time

    The opportunity As a Wealth Business Assessor, you will be responsible for the pre and post-sale advice checking of Pension and Investment business for The Openwork Partnership. Ensuring that the advice complies with current regulation and Openwork’s COB Suitable Advice framework. You will review both the advice and the Suitability Report, providing...

  • Wealth Adviser

    2 months ago


    Swindon, United Kingdom Bryn McMillan Consulting Full time

    **Overview**: An exciting opportunity for an experienced diploma qualified wealth adviser, financial adviser, or IFA to join an established mortgage broker firm, with between 20 -25 mortgage brokers based in and around the Swindon area, referring new pension and investmentleads. Working from home as an experienced wealth adviser, or financial adviser or...

  • Breeam Assessor

    1 month ago


    Swindon, United Kingdom Penguin Recruitment Ltd Full time

    **BREEAM Assessor - Cardiff** **Reference: SY1296** **Salary: £30,000-£40,000 per annum** An opportunity has arisen for an experienced BREEAM Assessor to join a well-established Sustainability & Engineering Specialist. This is an excellent opportunity to join a UK recognised Energy & Sustainability specialist where you will be provided with...


  • Swindon, United Kingdom Akton Recruitment Ltd Full time

    **Experienced Social Worker - Parenting Assessors** **Swindon** **£35/hr** Swindon Borough Council are currently recruiting a Parenting Assessor Specialist. We are seeking dedicated, passionate social workers who are committed to making a positive difference in the lives of our children and families to ensure that they can thrive and flourish. Do you have...


  • Swindon, United Kingdom Hays Specialist Recruitment Limited Full time

    Nurses or Midwives needed for NMC Competence Assessor Role, Swindon, Up to £36,386 per annum **Your new company** Hays are proud to be working with a University in Oxford in their search for Nurses and Midwives to work as NMC Competence Assessors. This is an exciting opportunities for General Nurses, Mental Health Nurses and Midwives to join an established...


  • Swindon, United Kingdom 3D Recruit Full time

    **Best Interest Assessor - Dols Team - Wiltshire - £40 ph umbrella** **About the job**: We are currently working with a local authority in Wiltshire in search of a Best Interest Assessor to join their Dols Team for 6 months. You will be primarily home-based, but you will be required to travel to complete assessments, attend a weekly team meeting via MS...


  • Swindon, United Kingdom DT Resourcing Ltd Full time

    Our client, a specialist engineering and sustainability consultancy focusing on building services and sustainability in the built environment, are currently looking for a **Sustainability Consultant & BREEAM Assessor **for their office in **Swindon**. With our client, you will have the opportunity to expand your skillset and gain invaluable knowledge from...


  • Swindon, United Kingdom DT Resourcing Ltd Full time

    Our client, a specialist engineering and sustainability consultancy focusing on building services and sustainability in the built environment, are currently looking for a **Sustainability Consultant & BREEAM Assessor **for their office in **Swindon**. With our client, you will have the opportunity to expand your skillset and gain invaluable knowledge from...


  • Swindon, United Kingdom The Openwork Partnership Full time

    The opportunity As the Wealth Marketing Manager you will be responsible for the day-to-day delivery of the Wealth Channel Marketing Strategy, including product communications and marketing campaigns to advisers, clients and relevant stakeholders. You'll ensure these are completed to a consistently high standard, on time and within budget, and in line...


  • Swindon, United Kingdom Burgh Recruitment Ltd (Financial Services) Full time

    **Junior Wealth Management Administrator** **Location: Swindon** **Salary: Highly competitive + bonus and benefits** **Hours; Full time, in office** **Are you an enthusiastic Administrator looking to develop a career in financial services?** An excellent opportunity has arisen for an ambitious Administrator to join this friendly and proactive St....


  • Swindon, United Kingdom Burgh Recruitment Ltd (Financial Services) Full time

    **Junior Wealth Management Administrator** **Location: Swindon** **Salary: Highly competitive + bonus and benefits** **Hours; Full time, in office** **Are you an enthusiastic Administrator looking to develop a career in financial services?** An excellent opportunity has arisen for an ambitious Administrator to join this friendly and proactive St....


  • Swindon, United Kingdom Protocol Full time

    Protocol are recruiting on behalf of a college in Swindon a vibrant and dynamic College, We are committed to providing our students with the best teaching and learning, facilities, enrichment, development opportunities and guidance support. Our aim is to help our students achieve their own personal goals or ambitions - whether that’s to gain a university...


  • Swindon, United Kingdom Wentworth James Group Full time

    Wentworth James are currently working with a long standing client assisting them in their search for an experienced Legionella Risk Assessor based in London. This is a mobile role working within some prestigious commercial sites. ROLE: Legionella Risk Assessor LOCATION: Mobile Role covering London SALARY: Upto £36,0000 + pension + 22 days holiday ( not...


  • Swindon, United Kingdom KM Education Recruitment Ltd Full time

    KM Recruitment is a specialist UK wide recruiter for the Skills & Employability sectors.We have a new opportunity for a Health and Social Care Assessor and are able to consider both qualified and unqualified Assessors who hold Management experience within an Elderly care setting.Job Title: Health and Social Care Assessor (Trainee or Qualified)Full training...


  • Swindon, United Kingdom Wentworth James Group Full time

    Wentworth James are currently working with a long standing client assisting them in their search for an experienced Legionella Risk Assessor based in London. This is a mobile role working within some prestigious commercial sites.ROLE: Legionella Risk AssessorLOCATION: Mobile Role covering LondonSALARY: Upto £36,0000 + pension + 22 days holiday ( not...


  • Swindon, United Kingdom KM Education Recruitment Ltd Full time €27,000

    KM Recruitment is a specialist UK wide recruiter for the Skills & Employability sectors. We have a new opportunity for a Health and Social Care Assessor and are able to consider both qualified and unqualified Assessors who hold Management experience within an Elderly care setting. Job Title: Health and Social Care Assessor (Trainee or Qualified) Full...


  • Swindon, United Kingdom KM Education Recruitment Ltd Full time €27,000

    KM Recruitment is a specialist UK wide recruiter for the Skills & Employability sectors. We have a new opportunity for a Health and Social Care Assessor and are able to consider both qualified and unqualified Assessors who hold Management experience within an Elderly care setting. Job Title: Health and Social Care Assessor (Trainee or Qualified) Full...


  • Swindon, United Kingdom KM Recruitment Full time

    **KM Recruitment is a specialist UK wide recruiter for the Skills and Employability sectors.** **Job Title**:Trainee Childcare Assessor **Location**: Oxford and surrounding areas - Must be flexible with travel **Salary**: £26,000 - £28,000 (Depending on qualifications) **Package includes**: Excellent Holiday Entitlement, Mileage + much more! **Type**:...


  • Swindon, United Kingdom AFH Wealth Management Full time

    Independent Financial Adviser At AFH, as we grow, we’re looking for like-minded financial advisers to join us. Be part of a progressive and client-focused, financial planning-led wealth management firm as a self-employed or employed adviser. In this role, you will understand your clients current and future financial goals and formulate easy to understand...