Compliance Administrator

**Background**

Ideal4Finance are an FCA regulated retail, consumer, and commercial finance brokerage. Established in 2008 to level the playing field for SME retailers and manufactures offering finance to their customers. Based in the Northwest with a UK-wide focus we are one of the largest independent financial services businesses arranging consumer and retail finance.

We are seeking an individual to join our Compliance Department who has a desire to learn and grow their career within a fast paced and supportive environment, in-depth training will be provided and ongoing continuous support available.

**Job Overview**
- Daily monitoring of our Field Sales Representatives diaries to identify new compliance and due diligence checks required
- Checking the legitimacy/solvency and Fit & Proper status of new business leads using a number of search engines and industry specific search providers
- Identifying compliance ‘red flags’ and escalating as required
- Completion of ‘Compliance Workflow’ with the information gathered
- Checking all required regulatory documentation and identification is received with new contracts
- Carry out Know Your Customer (KYC) and Anti Money Laundering (AML) checks
- Input of new contracts onto bespoke CRM
- Carry out Compliance telephone call with new clients
- Follow up of initial and routine training by new customers
- Carry out routine compliance checks on existing customers to ensure compliance is maintained
- Process daily Credit Safe Monitoring Alerts

**Skills & Experience**
- Excellent time management and organisation skills
- Trustworthy and professional manner
- Great customer care skills
- Ability to multitask and remain motivated
- Ability to understand and use multiple IT systems

**Job Types**: Full-time, Permanent

**Salary**: £22,000.00-£23,000.00 per year

**Benefits**:

- Company events
- Company pension
- Free parking
- Health & wellbeing programme
- On-site parking
- Transport links

Schedule:

- Day shift
- Monday to Friday

Application question(s):

- Can you reliably commute to Kirkham each day?
- Why do you think you would be suitable for this role?
- Do you have any previous compliance experience?

Work Location: In person

Reference ID: Compliance Apprentice