Cass Assurance

2 weeks ago


London, United Kingdom eFinancialCareers Full time

Responsibilities
- Support the team on BAU tasks
- Work with projects and compliance team to implement CASS changes where necessary
- Assist with regulatory operations changes in relation to CASS
- Understand and challenge the business processes and controls and be able to document them back to the CASS rule book
- CASS Oversight including reviewing processes and controls, undertaking QA, sample test and/or collate data in a timely fashion to ensure compliance with relevant FCA rulebooks (CASS, COBS, SYSC, etc.).
- Perform due diligence of client money banks and brokers including onsite visits where necessary.
- Provide Management Information to CASS stakeholders (eg. CF10a, CASS Control and Compliance functions).
- Work with Operational Risk team to identify all Operational Risk considerations in relation to CASS and related functions/processes.
- Attendance at industry conferences/events, networking & roundtables in relation to CASS.

Experience
- Understanding of Settlement & Corporate Action events in relation to MiFID II eligible products and impact on treatment as Client Money events.
- Previous track record in process improvement with a view to developing/enhancing controls.
- Strong presentation skills to senior management
- Ability to push back and influence Operations & Business teams globally


  • CASS Senior Manager

    4 weeks ago


    London, United Kingdom KPMG-UnitedKingdom Full time

    Job description KPMG Overview: Joining KPMG means joining a talented team of exceptional colleagues who bring innovative thoughts and a natural curiosity to the work they do each day. No one type of person succeeds at KPMG; a diverse business requires diverse personalities, characters, and perspectives. There really is a place for you here. Job...

  • CASS Senior Manager

    4 weeks ago


    London, United Kingdom KPMG Full time

    Job description KPMG Overview: Joining KPMG means joining a talented team of exceptional colleagues who bring innovative thoughts and a natural curiosity to the work they do each day. No one type of person succeeds at KPMG; a diverse business requires diverse personalities, characters, and perspectives. There really is a place for you here.   ...


  • London, United Kingdom Grant Thornton (UK) Full time

    CASS Safeguarding Technical Assurance Specialist page is loaded CASS Safeguarding Technical Assurance Specialist Apply locations London (30 Finsbury Square) time type Full time posted on Posted Yesterday job requisition id R1032486 More than you expected Grant Thornton UK LLP is part of a global network of independent audit, tax and advisory firms, made...


  • London, United Kingdom Robert Walters Full time

    Looking for a CASS Oversight Specialist & experienced people leader. Please reach out if: - you have 10+ years working with CASS 6 & 7. - have covered CASS Reporting, Audit, Projects, Analysis of breaks (root cause analysis), and have handled changes in relation to CASS Reporting. - have led teams of 5+ in the past. CASS OVERSIGHT MANAGER PRIMARY...


  • London, United Kingdom Grant Thornton Full time

    Job Description : As a member of this team, you will be part of developing a high priority service within our business, with a real opportunity to add value and shape the way our firm embeds quality within our culture and creates a high-quality service for our clients. In order to successfully deliver this role, team members will need to demonstrate...

  • Audit Manager

    2 days ago


    London, United Kingdom BDO Full time

    Audit Manager - CASS - Financial Services Audit Manager - CASS - Financial Services Ideas | People | Trust We’re BDO. An accountancy and business advisory firm, providing the advice and solutions entrepreneurial organisations need to navigate today’s changing world. We work with the companies that are Britain’s economic engine - ambitious,...


  • London, United Kingdom BDO UK Full time

    Audit Manager – CASS – Financial Services Ideas | People | Trust We’re BDO. An accountancy and business advisory firm, providing the advice and solutions entrepreneurial organisations need to navigate today’s changing world. We work with the companies that are Britain’s economic engine – ambitious, entrepreneurially-spirited and...

  • Cass Assurance

    1 month ago


    London, United Kingdom eFinancialCareers Full time

    **About this role**: Wells Fargo is seeking a Senior Institutional Investment Operations Specialist... **In this role, you will**: - Assist in lifecycle support for institutional trade flow - Manage client account onboarding, cash payments, customer service, funding operations, custodial operations, securities settlement services, structured loan...


  • London, United Kingdom Grant Thornton (UK) Full time

    CASS Safeguarding Technical Assurance Specialist page is loaded CASS Safeguarding Technical Assurance Specialist Apply locations London (30 Finsbury Square) time type Full time posted on Posted Yesterday job requisition id R1032486 More than you expected Grant Thornton UK LLP is part of a global network of independent audit, tax and advisory firms,...


  • London, United Kingdom BDO Full time

    Audit Manager - CASS - Financial Services An accountancy and business advisory firm, providing the advice and solutions entrepreneurial organisations need to navigate today's changing world. We work with the companies that are Britain's economic engine - ambitious, entrepreneurially-spirited and high-growth businesses that fuel the economy - and directly...


  • London, United Kingdom BDO Full time

    Audit Manager - CASS - Financial Services An accountancy and business advisory firm, providing the advice and solutions entrepreneurial organisations need to navigate today's changing world. We work with the companies that are Britain's economic engine - ambitious, entrepreneurially-spirited and high-growth businesses that fuel the economy - and directly...


  • City of London, United Kingdom MARKET TALENT Full time

    The Risk Assurance Manager is responsible for providing the Bank’s Operations and Technology teams, and the front office environments with a best practice Risk Assurance capability that delivers timely identification, evaluation, monitoring and reportingof risk and control issues. We are seeking a Risk professional with a minimum of 2 years of experience,...

  • Audit Manager

    4 weeks ago


    London, United Kingdom BDO Full time

    Audit Manager - CASS - Financial Services Ideas | People | Trust We're BDO. An accountancy and business advisory firm, providing the advice and solutions entrepreneurial organisations need to navigate today's changing world. We work with the companies that are Britain's economic engine - ambitious, entrepreneurially-spirited and high-growth...

  • Audit Manager

    4 weeks ago


    London, United Kingdom BDO Full time

    Audit Manager - CASS - Financial Services Ideas | People | Trust We're BDO. An accountancy and business advisory firm, providing the advice and solutions entrepreneurial organisations need to navigate today's changing world. We work with the companies that are Britain's economic engine - ambitious, entrepreneurially-spirited and high-growth...

  • Internal Audit

    4 weeks ago


    London, United Kingdom BCT Resourcing Full time

    Internal Audit, Payment ServicesLondonCompany client issupporting a leading consultancy business with the expansion of their payments internal audit division. The team has vacancies at multiple levels from senior consultant to senior manager. The division supports e-money and payments platforms with regulatory reviews, specifically safeguarding. Audit spend...

  • Internal Audit

    4 weeks ago


    London, Greater London, United Kingdom BCT Resourcing Full time

    Internal Audit, Payment ServicesLondonCompany client issupporting a leading consultancy business with the expansion of their payments internal audit division. The team has vacancies at multiple levels from senior consultant to senior manager. The division supports e-money and payments platforms with regulatory reviews, specifically safeguarding. Audit spend...


  • London, United Kingdom StoneX Full time

    Overview Permanent, full-time, hybrid (3 days per week in an office) #LI-Hybrid #LI-MH1 Conducting financial, internal control and operational audits in support of the Internal Audit plan. Responsibilities General Duties · Perform Financial, Client Money (CASS), Internal Control, SOX and Operational audits across Europe, Middle East...

  • Internal Audit

    4 weeks ago


    London, United Kingdom BCT Resourcing Full time

    Internal Audit, Payment Services London Company client is supporting a leading consultancy business with the expansion of their payments internal audit division. The team has vacancies at multiple levels from senior consultant to senior manager. The division supports e-money and payments platforms with regulatory reviews, specifically safeguarding....


  • London, United Kingdom ICBC Standard Bank Full time

    Summary : The Operations department is responsible for ensuring the complete end-to-end processing of the Bank's transactions and services. They are responsible for ensuring that the appropriate control framework exists to ensure the accuracy of this processing as well as the recording of this in the Bank's books and records. Operations are also...


  • London, United Kingdom Air Canada Full time

    **Description** **Appartenir à Air Canada, c'est appartenir à un symbole canadien, Air Canada récemment élue meilleur transporteur aérien en Amérique du Nord. Faites décoller votre carrière en vous joignant à notre équipe novatrice et diversifiée à l'avant-garde du transport aérien de passagers.** **Rôles et responsabilités**: - Superviser...