Senior Internal Auditor

1 month ago


London, United Kingdom StoneX Full time

Overview

Permanent, full-time, hybrid (3 days per week in an office) #LI-Hybrid #LI-MH1

Conducting financial, internal control and operational audits in support of the Internal Audit plan.

Responsibilities

General Duties

· Perform Financial, Client Money (CASS), Internal Control, SOX and Operational audits across Europe, Middle East and Africa (EMEA) departments in the firm.

· Assist in the planning, execution and wrap-up of various audit projects. Responsible for end-to-end audit delivery, assessing a vast range of information and identifying key points that need to be raised to management.

· Review the design of and operational efficiencies of internal departments, and make recommendations to senior management for enhancements to the control environment, as needed.

· Work with external auditors on the Internal Control and financial audit processes.

· Complete special projects at the direction of Internal Audit and Executive Management.

· Assist the Internal Audit Manager and Head of Internal Audit in ad-hoc department tasks

· Maintain prompt and regular attendance.

Qualifications

Knowledge and Experience

· 5-8 years’ relevant external and/or internal audit and assurance experience.

· Financial Services industry experience preferred.

· SOX, Regulatory audits (CASS, AML) experience desierable.

· Global payments, FX and commodity trading audit experience desierable.

· Technical skills including knowledge of risk management frameworks and control processes desierable.

Qualification and Skills

· Bachelor’s degree in Accounting or related field.

· Relevant certification / professional designation (ACA, ACCA, CA, CPA, CIA, CISA or related qualification)

Skills

· Ability to work in a team environment.

· Excellent analytical, organization and multitasking skills.

· Strong work ethic and emphasis on attention to details.

· Proficient computer skills, including Microsoft Excel and Microsoft Word.

· Excellent verbal and written communication skills. Strong business writing skills, including writing business development documentation, audit reports and internal memos.

· Able to work well under pressure and within short deadlines.


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