Senior Specialist, Compliance
4 weeks ago
**Overview**
Digital Assets Compliance Specialist A great opportunity for a driven, energetic compliance and/or technologist with a passion for compliance and innovation to join the BNYM team building our Digital Assets solutions.
At BNYM, Compliance plays a critical role in ensuring that the Lines of Business operate in-line with our policy and regulatory requirements. The Digital Assets Compliance Specialist is a role within the Asset Servicing and Digital Compliance function of BNYMellon. The role is for a compliance and/or technologist to assist the Senior Compliance Officer in assessing the compliance risks and ensure that the business, products/services developed meets BNYM's policy and regulatory requirements. This is a 2nd lineCompliance function accountable for oversight and credible challenge of the Digital Assets unit and the Lines of Business to ensure effective management of their risks and regulatory compliance.
**Responsibilities**:
- Contributes to projects and program tasks intended to improve compliance and enhance the control environment.
- Analyzes control processes to ensure they are in compliance with all applicable laws, rules, and regulations.
- Reviews the appropriateness of control processes and may help guide the assigned business units in implementing improvements.
- Contributes to assessments of the effectiveness of controls that help ensure ongoing compliance with key laws, regulations and policies affecting BNY Mellon businesses.
- Appetite for continuous learning is also a must
**Qualifications & Experience**:
- Financial Services, Audit or Compliance background and/or experience with financial services FinTech or cryptocurrency industries
- Knowledge of UK, EU financial services regulations and understanding of upcoming developments in digital assets
- Understanding of custody, fund services, trade life cycle of securities and/or digital assets
- Knowledge in one or more of the enterprise technology domains such as: Blockchain Technologies, Cloud, Cybersecurity, Data Management is preferred
- Bachelor's degree or the equivalent combination of education and experience is required.
BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer.
Employer Description:
For over 230 years, the people of BNY Mellon have been at the forefront of finance, expanding the financial markets while supporting investors throughout the investment lifecycle. BNY Mellon can act as a single point of contact for clients looking to create,trade, hold, manage, service, distribute or restructure investments and safeguards nearly one-fifth of the world's financial assets. BNY Mellon remains one of the safest, most trusted and admired companies. Every day our employees make their mark by helpingclients better manage and service their financial assets around the world. Whether providing financial services for institutions, corporations or individual investors, clients count on the people of BNY Mellon across time zones and in 35 countries and morethan 100 markets. It's the collective ambition, innovative thinking and exceptionally focused client service paired with a commitment to doing what is right that continues to set us apart. Make your mark: careers.
-
Compliance Distribution Specialist
4 weeks ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business. **THE RESPONSIBILITIES**: - Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. -...
-
Compliance Distribution Specialist
4 weeks ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business. THE RESPONSIBILITIES: Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. Support the...
-
Compliance Distribution Specialist
2 weeks ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY:Are you the right candidate for this opportunity Make sure to read the full description below.Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business.THE RESPONSIBILITIES:Oversee the design,...
-
Compliance Distribution Specialist
2 days ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY:Are you the right candidate for this opportunity Make sure to read the full description below.Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business.THE RESPONSIBILITIES:Oversee the design,...
-
Compliance Distribution Specialist
2 weeks ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business. THE RESPONSIBILITIES: Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. Support the...
-
Compliance Distribution Specialist
1 week ago
London, United Kingdom Compliance Professionals Full timeJob DescriptionTHE COMPANY:Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business.THE RESPONSIBILITIES:Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. Support...
-
Compliance Distribution Specialist
4 weeks ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY:Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business.THE RESPONSIBILITIES:Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. Support the development...
-
Compliance Distribution Specialist
21 hours ago
London, United Kingdom Compliance Professionals Full timeJob Description THE COMPANY: Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business. THE RESPONSIBILITIES: Oversee the design, implementation, execution, and maintenance of compliance policies and procedures....
-
Senior Compliance Officer
4 weeks ago
London, United Kingdom Compliance Professionals Full timeThey are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business. Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. Support the development of new compliance standards. Serve as an advisor to the business, and interfaces regularly with business...
-
Compliance Distribution Specialist
4 weeks ago
London Area, United Kingdom Compliance Professionals Full timeTHE COMPANY:Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business.THE RESPONSIBILITIES:Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. Support the development...
-
Compliance Distribution Specialist
4 weeks ago
London Area, United Kingdom Compliance Professionals Full timeTHE COMPANY:Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business.THE RESPONSIBILITIES:Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. Support the development...
-
Compliance Distribution Specialist
3 weeks ago
London Area, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business. THE RESPONSIBILITIES: Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. Support the...
-
Compliance Distribution Specialist
4 weeks ago
London Area, United Kingdom Compliance Professionals Full timeTHE COMPANY:Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business.THE RESPONSIBILITIES:Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. Support the development...
-
Senior Compliance Analyst
4 weeks ago
London, United Kingdom Compliance Professionals Full timeOur client is a leading international law and professional services firm providing legal, corporate and fiduciary services to their wide range of clients. THE RESPONSIBILITIES: Be responsible for reviewing the due diligence of existing entities/clients and where appropriate, re-identifying their ownership and control to assess AML/CTF and sanctions risks...
-
Senior Compliance Officer
1 month ago
London, United Kingdom Compliance Professionals Full timeOur client is a global banking group offering commercial and retail banking, investment banking, and wealth management. Producing draft of policy documentation. CMP tracking, testing, monitoring and deep dives. Conduct Risk and Compliance assessment, monitoring and reporting raising concerns. Managing and keeping updated, the departments key...
-
Compliance Officer
5 days ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client offers a trading in prime digital assets, forex, and CFDs. By providing a interface for trading these diverse assets, our client aims to provide flexibility for traders, enabling them to navigate the dynamic global financial markets efficiently **THE RESPONSIBILITIES**: - Manage and oversight of the client onboarding process and...
-
Deputy Head of Compliance
5 days ago
London, United Kingdom Compliance Professionals Full timeWe have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. Designated Business Reporting officer for Compliance Operational Risk Self-Assessment reporting Carry out regulatory and various other legal...
-
Deputy Head of Compliance
6 days ago
London, United Kingdom Compliance Professionals Full timeWe have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. Designated Business Reporting officer for Compliance Operational Risk Self-Assessment reporting Carry out regulatory and various other legal...
-
Senior Compliance Monitoring Manager
4 weeks ago
London, United Kingdom Compliance Professionals Full timeWe are working exclusively with an International Wholesale Bank located in the City of London, who are looking for a Compliance Manager to join the team. Report to the Chief Compliance Officer, covering all aspects of compliance, specialising in customer due diligence and anti-money laundering. Review due diligence in respect of customers at take-on,...
-
Senior Compliance Manager
4 weeks ago
London, United Kingdom Compliance Professionals Full timeOur client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance. THE RESPONSIBILITIES: Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory impact...