Area Compliance Manager

3 days ago

Birmingham Business Park, United Kingdom PRIMIS Mortgage Network Full time

**Area Compliance / Supervision Manager - Home Working / Field**

PRIMIS Mortgage Network whom consist of FS brands such as TMA, Personal Touch Financial Services, Mortgages First, RSC, Linear & Embrace Mortgage Services and part of the LSL Property Services Group are keen to recruit a Mortgage experienced Area SupervisionManager to join their existing team of Area Compliance Managers.

This is an excellent opportunity for an existing Mortgage Compliance individual with a proven track record in Mortgage & Protection compliance to join a truly fast paced people business.

The role is specifically within the pre - CAS team and involves the supervision of Trainees through their CAS journey and is predominantly done remotely.

**Duties to include -**

To ensure compliance with both in house and regulators’ compliance procedures for appointed representatives

To ensure appropriate standards/procedures are followed by authorised appointed representatives

Instruct, coach and monitor individuals, producing reports and individual training/development plans ensuring all outstanding actions are completed within agreed timescales

Identifying areas where Advisors can improve their standards and associated risk ratings

Conduct and evaluate assessments of Advisors, as part of an on-going regulatory regime including audit of defined procedures, competence requirements

Identify areas of improvement, ensuring an appropriate report or action plan is communicated with responses monitored to ensure deadlines are timely and achievable

Facilitate in the delivery of appropriate training, liaising with the Primis training team where necessary

Demonstrate a suitable level of industry knowledge and experience to conduct the role

Ensuring that appropriate needs are identified and where appropriate facilitate delivery of additional support to ensure needs are being met

Supervise individual Advisors in accordance with the approved training and competence scheme

Other duties commensurate with the level of position that may be required by the Compliance Head / Director.

A full UK driving license is essential.

Salary is between £36,000 and £40,000 per annum negotiable.

The salary stated includes the car allowance offered with this role.

Applications in confidence to James McNee of PRIMIS / LSL's internal recruitment function

compliance, cemap, mortgage, audit, fca, advisor, adviser, mortgage broker, mortgage network

We are an equal opportunity employer and value diversity at our company. We do not discriminate on your background or needs, if you require any adjustments to make the recruitment process easier please let us know.

LSL Property Services are dedicated to protecting your data - our Recruitment Privacy Notice can be viewed on the LSL Careers website

  • Compliance Manager

    3 days ago

    Cobalt Business Park, United Kingdom Morrison Data Services Full time

    **Compliance Manager** **A bit about the role**... As part of the Data Collection Training & Compliance Team, you will play a crucial role in owning, designing and delivering the business compliance and auditing programmes. Responsible for managing a risk-based auditing process to ensure the safety and compliance of the MDS Data Collection work force. This...

  • Compliance Manager

    1 month ago

    Birmingham, United Kingdom Aj Fox Compliance Full time

    Our client, a full-service law firm, is looking for a Compliance Manager to join their team in Birmingham.The main purpose of this role is to ensure that all risk management and compliance policies, controls and procedures within the firm meet regulatory standards and regulations.The ideal candidate will have experience in a risk and compliance role at a law...

  • Compliance Manager

    5 days ago

    Gloucester Business Park, United Kingdom BLACKFINCH GROUP LIMITED Full time

    **Compliance Manager (Maternity Cover - FTC up to 12 months)** Blackfinch Group is an award-winning investment specialist with a heritage dating back over 25 years. A trusted provider, we work in partnership with advisers. Our businesses cover tax-efficient solutions, early stage investing, managed portfolio services,property financing and renewable energy....

  • Risk & Compliance Solicitor

    1 week ago

    Birmingham, United Kingdom AJ Fox Compliance Full time

    A top 100 UK law firm is hiring a Risk & Compliance Solicitor to join their team in Birmingham. This will be a varied role working as a key member of the risk and compliance team and advising partners and staff across the firm. Areas of focus will includeclaims and complaints, general risk, and ISO accreditation. Key roles and responsibilities will...

  • Legal Compliance Manager

    3 days ago

    Cressex Business Park, United Kingdom Biffa Ltd Full time

    **Changing the way the world thinks about waste** At Biffa, we love working with waste. Whether we're turning it into sustainable power, finding new ways to recycle it or simply keeping it off the streets, we believe every day is an opportunity to improve the lives of millions. It's a view that's sharedby our 10,000+ people around the country, who trust us...

  • Compliance Manager

    7 days ago

    Waterwells Business Park, United Kingdom Reed Hospitality Full time

    I am excited to be working with a fast growing FMCG client who design, make and distribute their own products. This is a new role for someone to develop and lead the site Health and Safety, Environmental and Ethical standards. They are looking for an organised and proactive individual with good attention to detail who is looking for an interesting and...

  • Compliance Coordinator

    5 days ago

    Gloucester Business Park, United Kingdom BLACKFINCH GROUP LIMITED Full time

    Blackfinch Group is an award-winning investment specialist with a heritage dating back over 25 years. A trusted provider, we work in partnership with advisers. Our businesses cover tax-efficient solutions, early stage investing, managed portfolio services,property financing and renewable energy. As an environmental, social and governance (ESG) investor, we...

  • Compliance Inspector

    3 days ago

    Birmingham, United Kingdom Platform Housing Group Full time

    We have a fantastic opportunity for an experienced Compliance Inspector to join our Assets and Sustainability function on a permanent basis. This is an exciting time to join our expanding Building Safety team following a recent integration of functions from legacy organisations to help and support our ambition to build more homes and invest in our existing...

  • Compliance Engineer

    7 days ago

    Lancing Business Park, United Kingdom Terry Parris Associates Ltd Full time

    Great Staff Benefits ie Cycle to work - Excellent Company - £Competitive Here at TPA we are very excited to be able offer the position of Compliance Engineer with a highly competitive salary and desirable staff benefits. Based in Lancing The Role We believe that every individual can make a big difference, and we are currently looking for a Compliance...

  • Legionella Compliance Technician

    3 weeks ago

    Birmingham, Birmingham, United Kingdom HSL Compliance Limited. Full time

    Legionella Compliance RoleWe are a renowned company in the UK's Legionella compliance market, providing comprehensive water hygiene services across the country.This position is perfect for those looking to develop their career in water hygiene.About the Job:The successful candidate will be responsible for undertaking L8 monitoring and water hygiene services...

  • Heo - Data Analyst Reporting and Compliance

    3 days ago

    Newcastle Business Park, United Kingdom Brook Street Full time

    **Higher Executive Officer - Data Analyst Reporting and Compliance** **Location**:Lancaster House, Newcastle, NE47YH - 40% office - 60% home **Rate of Pay**: £15.17ph **Shifts**:Monday - Friday (flexible working - office hours) **Contract Length**: 3 months contract with the possibility to extend **Team Background**: The UK Managing Authority are a...

  • Area Manager

    3 months ago

    Birmingham, United Kingdom CV-Library Full time

    Area Manager | Healthcare Retailer | £60 - 70,000 package Zachary Daniels is working together with a leading healthcare retailer to recruit for an Area Manager for a high performing and successful business. We want an Area Manager from a strong multi-site management background who can manage multiple locations and deliver results! As an established...

  • Compliance Manager

    7 days ago

    Birmingham, United Kingdom Options Resourcing Full time

    Are you Proactive ?Do you have experience as Compliance Manager ?Are you an organised individual?If so, this role could be for you.My client is looking for a Compliance Manager to collaborate closely with Managers at all levels and across all areas of their organisation.

  • Compliance Manager

    3 weeks ago

    Birmingham, United Kingdom Options Resourcing Full time

    Are you Proactive ? Do you have experience as Compliance Manager ? Are you an organised individual? If so, this role could be for you. My client is looking for a Compliance Manager to collaborate closely with Managers at all levels and across all areas of their organisation. Benefits: Salary up to £45,000 DOE Pension Scheme Health cash plan for workplace...

  • Compliance Manager

    3 weeks ago

    Birmingham, United Kingdom ACS Staffing Solutions Full time

    Compliance Manager Location: Edgbaston Hours: Full time – Monday to Friday and office based Salary: £30k - £45k DOE We are delighted to confirm ACS is teaming up with a well established U.K firm that is currently expanding, and as a result, searching for an experienced compliance manager to support this process. In this role, you will collaborate...

  • Compliance Manager

    6 days ago

    Birmingham, United Kingdom ACS Staffing Solutions Full time

    Compliance Manager Location: Edgbaston Hours: Full time – Monday to Friday and office based Salary: £30k - £45k DOE We are delighted to confirm ACS is teaming up with a well established U.K firm that is currently expanding, and as a result, searching for an experienced compliance manager to support this process. In this role, you will collaborate...

  • Compliance Manager

    3 weeks ago

    Birmingham, United Kingdom Options Resourcing Ltd Full time

    Are you Proactive?Do you have experience as Compliance Manager?Are you an organised individual?If so, this role could be for you.My client is looking for a Compliance Manager to collaborate closely with Managers at all levels and across all areas of their organisation.Benefits: Salary up to £45,000 DOE Pension Scheme Health cash plan for workplace wellbeing...

  • Compliance Manager

    1 week ago

    Birmingham, United Kingdom Options Resourcing Full time

    Are you Proactive ?Do you have experience as Compliance Manager ?Are you an organised individual?If so, this role could be for you.My client is looking for a Compliance Manager to collaborate closely with Managers at all levels and across all areas of their organisation.Benefits: Salary up to £45,000 DOE Pension Scheme Health cash plan for workplace...

  • Compliance Manager

    3 weeks ago

    Birmingham, United Kingdom Options Resourcing Careers Full time

    Are you Proactive ?Do you have experience as Compliance Manager ?Are you an organised individual?If so, this role could be for you.My client is looking for a Compliance Manager to collaborate closely with Managers at all levels and across all areas of their organisation.Benefits: Salary up to £45,000 DOE Pension Scheme Health cash plan for workplace...

  • Compliance Manager

    3 weeks ago

    Birmingham, United Kingdom Acs Staffing Solutions Full time

    Compliance Manager Location: Edgbaston Hours: Full time – Monday to Friday and office based Salary: £30k - £45k DOE We are delighted to confirm ACS is teaming up with a well established U.K firm that is currently expanding, and as a result, searching for an experienced compliance manager to support this process.In this role, you will collaborate closely...