Emea Onboarding Regulatory, Officer

3 weeks ago

London, United Kingdom State Street Full time

**Who we are looking for**

SSGM Client Services Support - Client Onboarding & Maintenance (“CSS-COB”) is a team of client facing product specialists focused on internal and external client satisfaction through proactive support and ownership of Client Onboarding & Maintenance.

The CSS-COB team leads and manages the onboarding process and acts as a single point of contact and liaison throughout the entire onboarding cycle - from initial client lead to deal structuring, negotiation, legal documentation, stakeholder approval, regulatory adherence, account opening, and ongoing client servicing and interaction.

The Regulatory On Boarding team sits within CSS-COB, and is responsible for ensuring regulations adherence of trading accounts

**Why this role is important to us**

Join us if making your mark in the capital markets industry from day one is a challenge you are up for.

**What you will be responsible for**

As EMEA Onboarding Regulatory, Officer you will
- Participate in the overall client onboarding workflow in a Regulatory capacity
- Coordinate the activities associated with a client onboarding or modification events
- Act as main point of contact (Internal / External) for regulatory matters
- Track and monitor potential onboarding issues and regulatory exceptions escalating as necessary

Act in a project management capacity to:

- Interact with clients, sales people and account managers to develop a full understanding of client profile and requirements - with focus on client regulatory requirements
- Maintain strong working relationships and liaise with internal and external counterparts including Clients, Sales, Trading, Legal, Compliance, Middle Office (Trade Support), Operations, Technology and Business Architecture
- Interact with key clients as needed to enhance working relationships and gain better understanding of client needs
- Develop a clear understanding of how client profiles and requirements intersect with internal systems
- Identify possible system enhancements to improve our daily process
- Identify potential risks and suggest adequate controls
- Ensure accuracy of client static data and account set up on transaction systems
- Drive all onboarding related workflow activities including the exchange of information and the gathering of approvals

**What we value**

These skills will help you succeed in this role
- Strong EMIR and or Dodd Frank knowledge
- Understanding of Margin rules requirements (Variation and Initial)
- Understanding of MIFID
- A good understanding of KYC/AML requirements.
- Strong analytical, organizational and customer service skills.
- Strong project/process management, and organizational skills
- Strong customer service skills
- High comfort level with large volumes of data
- Strong attention to detail
- Familiarity with financial markets.
- Ability to multi-task.
- Excellent communication, interpersonal and relationship skills, that include the ability to build productive working relationships across teams and functions; and the ability to foster an environment of open communication; Ability to work collaboratively with other business units.
- Experience with advanced Excel functions and relational databases preferred
- Understanding of Business Intelligence and knowledge of technology testing cycles related to code release (e.g., unit testing, user acceptance testing, regression testing) preferred

**Education & Preferred Qualifications**
- Bachelor’s degree (or equivalent) in business, finance or related field
- 1-5 years prior finance industry experience (will influence entry level)

**About State Street**

**What we do.** State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world. From technology to product innovation, we’re making our mark on the financial services industry. For more than two centuries, we’ve been helping our clients safeguard and steward the investments of millions of people. We provide investment servicing, data & analytics, investment research & trading and investment management to institutional clients.

**Work, Live and Grow.** We make all efforts to create a great work environment. Our benefits packages are competitive and comprehensive. Details vary by location, but you may expect generous medical care, insurance and savings plans, among other perks. You’ll have access to flexible Work Programs to help you match your needs. And our wealth of development programs and educational support will help you reach your full potential.

State Street is an equal opportunity and affirmative action employer.

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