Commercial Compliance Officer

2 months ago


Watford, United Kingdom eFinancialCareers Full time

Responsibilities
- Work as part of the first line Compliance team responsible for the regulatory framework, policies, procedures and controls.

Review controls for effectiveness across a variety of regulatory topics

Support the front office on applicable processes, regulation and licences

Conduct Compliance reviews and follow up on issues in accordance with Compliance program

Requirements
- Audit and/or Compliance experience (business admin, finance, Corp Gov, Risk, IT, BCP, QA, project management)

ACA qualified desirable

Intellectually curious and strong stakeholder management

Experience in a regulated environment desirable.

For details please get in touch



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