Commercial Compliance Officer
2 months ago
Responsibilities
- Work as part of the first line Compliance team responsible for the regulatory framework, policies, procedures and controls.
Review controls for effectiveness across a variety of regulatory topics
Support the front office on applicable processes, regulation and licences
Conduct Compliance reviews and follow up on issues in accordance with Compliance program
Requirements
- Audit and/or Compliance experience (business admin, finance, Corp Gov, Risk, IT, BCP, QA, project management)
ACA qualified desirable
Intellectually curious and strong stakeholder management
Experience in a regulated environment desirable.
For details please get in touch
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