Senior Compliance Advisor

They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business. Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. Support the development of new compliance standards. Serve as an advisor to the business, and interfaces regularly with business...

We are collaborating with a boutique investment bank in their search for a Head of Compliance. The bank has a strong reputation in the emerging markets space, offering their clients a range of banking services. Lead the Compliance Department with responsibility for the overarching compliance framework, resourcing and strategy. Promote a strong...

We are collaborating with a boutique investment bank in their search for a Head of Compliance. The bank has a strong reputation in the emerging markets space, offering their clients a range of banking services. Lead the Compliance Department with responsibility for the overarching compliance framework, resourcing and strategy. Promote a strong...

Our client is an international full-service commercial bank. They are looking for a Head of Compliance to hold the SMF16 & 17 registers for their London business. Responsible for the policies and procedures forming the compliance framework within the Branch Ensure the compliance framework is regularly reviewed and consistent with all applicable legal and...

THE COMPANY: Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business. THE RESPONSIBILITIES: Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. Support the...

CONFLICTS ADVISORS NEEDED!!! Our client – an International US Law Firm – is seeking a passionate and experienced Conflicts Advisor to join their Risk & Compliance department in London. This is an exciting opportunity to not only get involved with researching and identifying conflicts on a global scale but to also play a central role in resolving...

Job Description THE COMPANY: Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business. THE RESPONSIBILITIES: Oversee the design, implementation, execution, and maintenance of compliance policies and procedures....

Senior Compliance Advisor page is loaded Senior Compliance Advisor Apply locations London, United Kingdom time type Full time posted on Posted 2 Days Ago job requisition id JR_005142 At Barings, we are as invested in our associates as we are in our clients. We recognize those who work diligently for us and reward them for personal and professional...

THE COMPANY: Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business. THE RESPONSIBILITIES: Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. Support the...

Our client is a leading international law and professional services firm providing legal, corporate and fiduciary services to their wide range of clients. THE RESPONSIBILITIES: Be responsible for reviewing the due diligence of existing entities/clients and where appropriate, re-identifying their ownership and control to assess AML/CTF and sanctions risks...

Our client is a leading international law and professional services firm providing legal, corporate and fiduciary services to their wide range of clients. THE RESPONSIBILITIES: Be responsible for reviewing the due diligence of existing entities/clients and where appropriate, re-identifying their ownership and control to assess AML/CTF and sanctions...

Our client is a leading international law and professional services firm providing legal, corporate and fiduciary services to their wide range of clients. THE RESPONSIBILITIES: Be responsible for reviewing the due diligence of existing entities/clients and where appropriate, re-identifying their ownership and control to assess AML/CTF and sanctions risks...

THE COMPANY: We are working exclusively with a trading and investing platform in their search for a Senior Regulatory Compliance Analyst. THE RESPONSIBILITIES: Ensuring compliance with FCA regulations, in particular the rules relating to Conduct of Business (“COBS”). Reporting to senior stakeholders on the effectiveness of compliance...

**THE COMPANY**: Our client is a global banking group offering commercial and retail banking, investment banking, and asset and wealth managements services. **THE RESPONSIBILITIES**: - Producing draft of policy documentation. - Conduct Risk and Compliance assessment, monitoring and reporting raising concerns. - Managing and keeping updated, the departments...

Our client – an International US Law Firm – is seeking a passionate and experienced Conflicts Advisor to join their Risk & Compliance department in London. This is an exciting opportunity to not only get involved with researching and identifying conflicts on a global scale but to also play a central role in resolving conflicts of an international...

Our client – an International US Law Firm – is seeking a passionate and experienced Conflicts Advisor to join their Risk & Compliance department in London. This is an exciting opportunity to not only get involved with researching and identifying conflicts on a global scale but to also play a central role in resolving conflicts of an international...

Our client – an International US Law Firm – is seeking a passionate and experienced Conflicts Advisor to join their Risk & Compliance department in London. This is an exciting opportunity to not only get involved with researching and identifying conflicts on a global scale but to also play a central role in resolving conflicts of an international...

Our client – an International US Law Firm – is seeking a passionate and experienced Conflicts Advisor to join their Risk & Compliance department in London. This is an exciting opportunity to not only get involved with researching and identifying conflicts on a global scale but to also play a central role in resolving conflicts of an international...

Our client – an International US Law Firm – is seeking a passionate and experienced Conflicts Advisor to join their Risk & Compliance department in London. This is an exciting opportunity to not only get involved with researching and identifying conflicts on a global scale but to also play a central role in resolving conflicts of an international...

Our client – an International US Law Firm – is seeking a passionate and experienced Conflicts Advisor to join their Risk & Compliance department in London. This is an exciting opportunity to not only get involved with researching and identifying conflicts on a global scale but to also play a central role in resolving conflicts of an international...