Compliance Officer

**Job Title: Compliance Monitoring Officer** **Industry: Financial Services** **Location: Liverpool** **Salary: £40,000** **Job Ref: 7366** **Job Description: Compliance Monitoring Officer** Recruit UK are working on an excellent opportunity for a Compliance Monitoring Officer to join a well-established UK Wealth Management firm in Liverpool. This is...

_**Permanent - Immediate Start Available - No Weekends!**_ Are you a Compliance Officer looking for your next great opportunity? I am currently working alongside a successful loan company based in Liverpool who are hoping to add an enthusiastic, motivated Compliance Officer to their team. They are excellent at retaining staff, largely due to their...

**Job Title: Compliance Monitoring Officer** **Industry: Financial Services** **Location: Liverpool** **Salary: £40,000** **Job Ref: 7366** **Job Description:Compliance Monitoring Officer** Recruit UK are working on an excellent opportunity for a Compliance Monitoring Officer to join a well-established UK Wealth Management firm in Liverpool. This is...

We are recruiting to recruit a 10 month fixed term contract for a Compliance Monitoring Officer to join a successful team to support on a project. **Client Details** One of the region's most reputable businesses, the company has a long term vision to continue as a leader in its industry and continue growing through acquisition, digital transformation and...

**Hybrid Working Available!** **£ SALARY: COMPETITIVE with an excellent benefits package** An exciting opportunity has arisen to join a boutique investment management company as they seek an Assistant Compliance Officer to support their Financial Planning Compliance Team. You will be working to promote a strong compliance culture across the...

Are you a meticulous individual with a passion for ensuring regulatory compliance? Do you hold a CAMS qualification and aspire to embark on a career in the dynamic field of compliance? If so, we have an exciting opportunity for you! Ready to make your application Please do read through the description at least once before clicking on Apply. Join our...

Are you a meticulous individual with a passion for ensuring regulatory compliance? Do you hold a CAMS qualification and aspire to embark on a career in the dynamic field of compliance? If so, we have an exciting opportunity for you! Ready to make your application Please do read through the description at least once before clicking on Apply. Join our...

Are you a meticulous individual with a passion for ensuring regulatory compliance? Do you hold a CAMS qualification and aspire to embark on a career in the dynamic field of compliance? If so, we have an exciting opportunity for you!Check below to see if you have what is needed for this opportunity, and if so, make an application asap.Join our esteemed client...

Are you a meticulous individual with a passion for ensuring regulatory compliance? Do you hold a CAMS qualification and aspire to embark on a career in the dynamic field of compliance? If so, we have an exciting opportunity for youCheck below to see if you have what is needed for this opportunity, and if so, make an application asap.Join our esteemed client...

Job Description We are looking for a highly self motivated individual to join our team of Compliance Officers. With ownership of a large area of the North West of England you will be responsible for interacting with Hospitals within your remit, providing guidance, training and support. Your key role will be to monitor hospital compliance against our...

HomeCarer’s Liverpool are looking for a **Compliance Review Officer** due to an **increased demand** within the business. As one of the leading providers of Adult Social Care in the Liverpool City Region we offer a rewarding work environment, with a great work-life balance and **NO on call responsibilities.** **Salary**: £24,100 per year (**Enhanced Bank...

**Salary**: From £31576-£39470 **Who are Diligenta?**: Diligenta's vision is to be acknowledged as Best in-class Platform based Life and Pensions Administration Service provider. Customer service is at the heart of everything we do and our aim is to transform our clients' operations. A business that has been described as 'home' by existing employees, we...

Kingdom Services Group have an excellent opportunity for an experienced Compliance Centre Officer to join our established and successful National Command and Support Centre. Reporting directly into the Head of Compliance. Where : Kingdom House Newton le Willows, Merseyside WA12.  When: We’re looking to get the right person in to the team ASAP!...

Job DescriptionWe are looking for a highly self motivated individual to join our team of Compliance Officers. With ownership of a large area of the North West of England you will be responsible for interacting with Hospitals within your remit, providing guidance, training and support. Your key role will be to monitor hospital compliance against our...

Company DescriptionCome join us and make a difference in the world!Discover more at www.necsws.comJob DescriptionWe are looking for a highly self motivated individual to join our team of Compliance Officers. With ownership of a large area of the North West of England you will be responsible for interacting with Hospitals within your remit, providing...

Carry out file reviews and maintain a log of checks undertaken:nCheck all documentation for completeness and consistency;nReview and assess Adviser recommendations to clients for suitability, in respect of the firms discretionary managed service, ISAs, Pension, Annuity broking, Pension Transfers/Switches & Drawdown.nCommunicate any findings with both the...

Carry out file reviews and maintain a log of checks undertaken: Check all documentation for completeness and consistency; Review and assess Adviser recommendations to clients for suitability, in respect of the firms discretionary managed service, ISAs, Pension, Annuity broking, Pension Transfers/Switches & Drawdown. Communicate any findings with both the...

Carry out file reviews and maintain a log of checks undertaken:Check all documentation for completeness and consistency;Review and assess Adviser recommendations to clients for suitability, in respect of the firms discretionary managed service, ISAs, Pension, Annuity broking, Pension Transfers/Switches & Drawdown.Communicate any findings with both the...

Carry out file reviews and maintain a log of checks undertaken:Check all documentation for completeness and consistency;Review and assess Adviser recommendations to clients for suitability, in respect of the firms discretionary managed service, ISAs, Pension, Annuity broking, Pension Transfers/Switches & Drawdown.Communicate any findings with both the...

Carry out file reviews and maintain a log of checks undertaken:Check all documentation for completeness and consistency;Review and assess Adviser recommendations to clients for suitability, in respect of the firms discretionary managed service, ISAs, Pension, Annuity broking, Pension Transfers/Switches & Drawdown.Communicate any findings with both the...