Compliance Manager

6 days ago


West Midlands Region, United Kingdom Murray McIntosh Recruitment Consultancy Full time

Murray McIntosh has been retained by an innovative, start-up, Consumer Finance Group to support the growth of their Head Office and Compliance function.

The role will eventually absorb the compliance responsibilities owned by the COO and grow into a Head of Compliance position.

**Responsibilities**:

- Provide support to the Operations Teams allowing fair customer outcomes
- Support the development and delivery of the Compliance Monitoring Programme
- Design, develop and monitor a risk-based compliance monitoring program
- Take ownership of financial promotion review and sign-off
- Implement compliance controls and oversight

**Requirements**:

- Knowledge of the FCA handbooks relevant to Consumer Credit
- Extremely consumer-focused and motivated by positive customer outcomes
- Ability to challenge the firm's products and processes to ensure regulatory compliance
- A relevant compliance qualification is beneficial (ICA)



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