Cib Regulatory Reporting Control Associate

2 weeks ago

London, United Kingdom JPMorgan Chase Bank, N.A. Full time

The Global Regulatory Change & Controls (GRCC) team is responsible for the global end-to-end regulatory reporting control environment for CIB and has a number of disciplines within the department. A key area of focus and risk for the organization is managing, delivering and controlling the significant amount of regulatory change that is taking place across the industry globally. We are responsible for ensuring that J.P. Morgan have a best-in-class regulatory reporting infrastructure comprising controls, governance and reporting within operations.
The GRCC team is looking for a controls officer with d emonstrable experience of either working in an business-as-usual operations control role such as regulatory reporting, trade support or settlements, or alternatively have an audit or compliance background.

The role is very broad in terms of coverage and requires strong analytical skills, the ability to break down complex issues to provide solutions, and excellent communicating skills. You will be called upon to address high-profile, high-impact, cross line of business regulatory demands and at times prepare and present information on deliveries at a senior level (ED and above).

**Role Responsibilities**
- **Regulatory reporting deep-dives**

Design and conduct thematic deep-dives on transaction reporting data to validate if reporting is aligned to the regulatory requirements:

- Design testing approaches and data sources required to support testing.
- Establish and maintain working groups with impacted stakeholders to support testing, track progress, validate results and escalate potential emerging themes.
- Document processes and results.
- Present findings to senior stakeholders and support the escalation of identified issues.
- **Control Design/Enhancement**

Review existing controls and reporting processes and identify, design and implement as applicable enhancements to existing post transaction reporting controls:

- Analyse existing controls and their effectiveness for managing the regulatory risks.
- Analyse transaction reporting flows and processes to identify potential new controls.
- Document requirements for new controls and enhancements.
- Update regulatory reporting operating model and procedural documents as required to support the changes made.
- **Management Information**
- Support the wider team in the preparation and validation of management information that form part of the regulatory reporting operating model.
- Ongoing review of metrics identifying potential areas of concern and focus to drive deep-dives and report owner remediation efforts.

**Key Experience and Skills**
- Excellent verbal and written communication skills, including attention to detail and the ability to succinctly communicate complex issues to a range of audiences with appropriate presentation materials.
- The ability to manage and communicate effectively to a range of stakeholders at various levels of seniority across multiple business areas.
- Demonstrable experience of either working in an business-as-usual operations control role such as regulatory reporting, trade support or settlements, or they will have a business/operational control background or alternatively have and audit compliance background.
- A strong analytical mindset is needed to challenge the current controls environment.
- Proficient in the use Microsoft Excel, PowerPoint and Word.
- Ability to consistently deliver work of a high standard, to tight timelines.

**Desirable Skills/Experience
- Detailed working knowledge of EMIR and SFTR transaction reporting including report types, reporting guidelines and best practice, trade repository control reports and inter trade repository reconciliations.
- An understanding of banking & capital markets, with a strong understanding of the products and markets in which the CIB operate.
- End-to-end understanding of the processes of the trade and transaction lifecycle and first-line controls.
- Project management experience is an advantage as there may be elements of the work that will require the use of basic project management competencies
- First-hand experience of designing and building analytical workflows using Alteryx.
- Project management experience is an advantage as there may be elements of the work that will require the use of basic project management competencies.
- Business analyst competencies, including impact assessment, analysis of business processes and data flows, production of business requirements and their solutions.
- Proactive and creative problem solving with business process reengineering experience and tenacity to drive to root cause.

J.P. Morgan is a global leader in financial services, providing strategic advice and products to the world's most prominent corporations, governments, wealthy individuals and institutional investors. Our first-class business in a first-class way approach to serving clients drives everything we do. We strive to build trusted, long-term partnerships to help

  • Cib F&bm Cross Lob Projects Controller

    4 weeks ago

    London, United Kingdom JPMorgan Chase Bank, N.A. Full time

    The CIB Product Control Governance team is a Global team that sits within CIB Finance & Business Management and is responsible for implementation and governance of cross-Line of Business (LOB) P&L / Risk, regulatory & control projects. We are seeking an experienced Associate to support the cross-LOB Product Control Governance team, to be based in London....

  • External Reporting Controller

    3 days ago

    London, United Kingdom JPMorgan Chase & Co. Full time

    The Markets External Reporting Team sits within the CIB Controllers organisation and is responsible for the integrity and validity of financial, regulatory and capital reporting. The group directly supports the Head of Markets Product Control, plays a key role in implementation of new reporting and capital requirements, runs a variety of the projects...

  • 12 Month Internship

    4 weeks ago

    London, United Kingdom Crédit Agricole CIB Full time

    Job description **Business type**: - Types of Jobs - Compliance / Financial Security **Job title**: - 12 Month Internship - Financial Security **Contract type**: - Internship/Trainee **Term (in months)**: - 12 **Management position**: - No **Job summary**: **Department Summary** - Financial Crime is commonly referred to as Financial Security at...

  • HRbp - Global Markets Coo and Cib Tech

    4 weeks ago

    London, United Kingdom Barclays Full time

    **Barclays Overview** Barclays is a British universal bank. We are diversified by business, by different types of customers and clients, and by geography. Our businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global corporate and investment bank, all of which are supported by our service...

  • Regulatory Risk Reporting

    3 weeks ago

    London, United Kingdom JPMorgan Chase & Co. Full time

    UK Regulatory Finance is a high profile function, providing financial information to the Prudential Regulation Authority (“PRA”), Financial Conduct Authority (“FCA”) and the Bank of England, as well as producing financial information for submission to the German regulator. UK Regulatory Finance Team is a service-orientated business comprised of...

  • Regulatory Reporting Associate

    2 weeks ago

    London, United Kingdom Danos Group Full time

    Our Client, a UK Based Quant Hedge Fund, are looking for a regulatory reporting specialist to join their growing firm in a new Regulatory Reporting team on a permanent basis. Responsibilities: Assisting the team with day-to-day operations of regulatory reporting– Short Selling Disclosure, REMIT, EMIR, MAS, Transaction Reporting etc Improve reporting...

  • Regulatory Reporting Associate

    8 hours ago

    London, United Kingdom Danos Group Full time

    Job Description Our Client, a UK Based Quant Hedge Fund, are looking for a regulatory reporting specialist to join their growing firm in a new Regulatory Reporting team on a permanent basis. Responsibilities: Assisting the team with day-to-day operations of regulatory reporting– Short Selling Disclosure, REMIT, EMIR, MAS, Transaction Reporting etc ...

  • Regulatory Reporting Associate

    2 weeks ago

    London, United Kingdom Danos Group Full time

    Our Client, a UK Based Quant Hedge Fund, are looking for a regulatory reporting specialist to join their growing firm in a new Regulatory Reporting team on a permanent basis. Responsibilities: Assisting the team with day-to-day operations of regulatory reporting– Short Selling Disclosure, REMIT, EMIR, MAS, Transaction Reporting etc Improve reporting...

  • Regulatory Reporting Associate

    1 week ago

    London, United Kingdom Danos Group Full time

    Our Client, a UK Based Quant Hedge Fund, are looking for a regulatory reporting specialist to join their growing firm in a new Regulatory Reporting team on a permanent basis.A high number of candidates may make applications for this position, so make sure to send your CV and application through as soon as possible.Responsibilities:Assisting the team with...

  • Regulatory Reporting Associate

    1 week ago

    London, United Kingdom Danos Group Full time

    Job DescriptionOur Client, a UK Based Quant Hedge Fund, are looking for a regulatory reporting specialist to join their growing firm in a new Regulatory Reporting team on a permanent basis.Responsibilities:Assisting the team with day-to-day operations of regulatory reporting– Short Selling Disclosure, REMIT, EMIR, MAS, Transaction Reporting etcImprove...

  • Regulatory Reporting Associate

    3 weeks ago

    Greater London, United Kingdom Danos Group Full time

    Our Client, a UK Based Quant Hedge Fund, are looking for a regulatory reporting specialist to join their growing firm in a new Regulatory Reporting team on a permanent basis.Responsibilities:Assisting the team with day-to-day operations of regulatory reporting– Short Selling Disclosure, REMIT, EMIR, MAS, Transaction Reporting etcImprove reporting processes...

  • Regulatory Reporting Associate

    3 weeks ago

    Greater London, United Kingdom Danos Group Full time

    Our Client, a UK Based Quant Hedge Fund, are looking for a regulatory reporting specialist to join their growing firm in a new Regulatory Reporting team on a permanent basis.Responsibilities:Assisting the team with day-to-day operations of regulatory reporting– Short Selling Disclosure, REMIT, EMIR, MAS, Transaction Reporting etcImprove reporting processes...

  • Regulatory Reporting Associate

    3 weeks ago

    Greater London, United Kingdom Danos Group Full time

    Our Client, a UK Based Quant Hedge Fund, are looking for a regulatory reporting specialist to join their growing firm in a new Regulatory Reporting team on a permanent basis.Responsibilities:Assisting the team with day-to-day operations of regulatory reporting– Short Selling Disclosure, REMIT, EMIR, MAS, Transaction Reporting etcImprove reporting processes...

  • Regulatory Reporting Associate

    1 day ago

    Greater London, United Kingdom Danos Group Full time

    Our Client, a UK Based Quant Hedge Fund, are looking for a regulatory reporting specialist to join their growing firm in a new Regulatory Reporting team on a permanent basis.A high number of candidates may make applications for this position, so make sure to send your CV and application through as soon as possible.Responsibilities:Assisting the team with...

  • Regulatory Reporting Associate

    3 weeks ago

    Greater London, United Kingdom Danos Group Full time

    Our Client, a UK Based Quant Hedge Fund, are looking for a regulatory reporting specialist to join their growing firm in a new Regulatory Reporting team on a permanent basis.Responsibilities:Assisting the team with day-to-day operations of regulatory reporting– Short Selling Disclosure, REMIT, EMIR, MAS, Transaction Reporting etcImprove reporting processes...

  • Regulatory Reporting Associate

    3 weeks ago

    Greater London, United Kingdom Danos Group Full time

    Our Client, a UK Based Quant Hedge Fund, are looking for a regulatory reporting specialist to join their growing firm in a new Regulatory Reporting team on a permanent basis. Responsibilities: Assisting the team with day-to-day operations of regulatory reporting– Short Selling Disclosure, REMIT, EMIR, MAS, Transaction Reporting etc Improve reporting...

  • Regulatory Reporting Associate

    8 hours ago

    City of London, Greater London, United Kingdom Danos Group Full time

    Our Client, a UK Based Quant Hedge Fund, are looking for a regulatory reporting specialist to join their growing firm in a new Regulatory Reporting team on a permanent basis. A high number of candidates may make applications for this position, so make sure to send your CV and application through as soon as possible. Responsibilities: Assisting the team...

  • 12 Month Internship

    3 weeks ago

    London, United Kingdom Crédit Agricole CIB Full time

    Description du poste In a dynamic and International environment, you will participate in the control and support functions of the operations initiated by the London Rates & Cross-Asset Front Office, from the negotiation and recording of the transactions. Your role will be to facilitate and to smooth the processing of the operations in the processing...

  • Regulatory Risk Reporting

    4 weeks ago

    London, United Kingdom J.P. Morgan Full time

    Job Description UK Regulatory Finance is a high profile function, providing financial information to the Prudential Regulation Authority (“PRA”), Financial Conduct Authority (“FCA”) and the Bank of England, as well as producing financial information for submission to the German regulator. UK Regulatory Finance Team is a service-orientated...

  • Cib F&bm

    1 week ago

    London, United Kingdom JPMorgan Chase Bank, N.A. Full time

    **Corporate and Investment Banking Control Management (CM) **maintains a strong and consistent operational control environment across the CIB and firm. Control Managers partner with business/function executives to manage the end to end control environment including operational risk assessment, controls design & evaluation, and leading ongoing control related...