Risk Management Executive

3 days ago

Worcestershire, United Kingdom SF Recruitment Full time

SF Recruitment are working with a business based in Worcestershire who is looking to recruit a Risk Management Executive to the team.
Key Responsibilities as our Risk Management Executive will include:

- To keep abreast of proposed regulatory change within the industry and to support in the formulation of relevant process and policy changes throughout the business, whilst minimising the impact to relevant stakeholders
- Participation in the ongoing monitoring of regulated professionals through KPI data analysis and thematic reviews
- Participation in the timely authorisation of promotional content in line with the Firm's Financial Promotions guidance
- Preparation and management of external audits and responsibility for the dissemination of audit feedback and ensuring that any remedial action is resolved within recommended timescales.
- To provide regulatory support to Group projects offering guidance and proposed solutions following extensive research
- To contribute to the maintenance and completion of the annual Compliance Monitoring Programme
What we are looking for in our ideal Risk Management Executive:

- Strong technological capabilities
- Experience within the Financial Services' compliance industry
- Experience of working with Financial Advisers
- Good interpersonal and organisational management skills

**Benefits**:

- Training and qualifications - We take pride in supporting and paying for our staff to undertake professional qualifications relevant to your jobs role once you have passed your three-month probation
- Contributory pension scheme, and death-in-service benefit at 4 x your annual salary
- Competitive salary and annual discretionary bonus, following one year's service
- Health benefit scheme - including digital gym subscriptions, dental and optional treatments and alternative therapies
- Flexible working options and competitive holiday allowance, with annual buy and sell scheme options
- Loyalty bonus and additional holiday days, based on length of service
- Employee referral bonus scheme
- Social events

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