Emea Regulatory Support Associate

2 weeks ago

London, United Kingdom JPMorgan Chase Bank, N.A. Full time

Network Management, CASS & UK Outsourcing is a central function within the CIB Digital & Platform Services organization responsible for managing the J.P. Morgan's Lines of Business ("LOBs") relationships with their network of local market participants and market infrastructures. These critical providers include Financial Market Infrastructures ("FMIs") (payment systems, central counterparties (CCPs), and check clearing systems) and Agent Banks (cash correspondents, partners, and clearing banks).

With over 180 resources, the Network Management team is primarily located in London, Bournemouth, New York, Hong Kong, Singapore and Mumbai to provide coverage of markets and selected clients. While the group resides within the CIB, it supports all J.P. Morgan's lines of business including Corporate & Investment Bank (Global Markets; Securities Services; Wholesale Payments), Asset & Wealth Management, Commercial Bank and Consumer & Community Banking.

The Network Management Regulatory Support Associate is responsible for supporting the review, operational design and implementation of all relevant legal and regulatory requirements impacting the businesses supported by Network Management. This role will require end to end partnership and liaison with the businesses' Legal, Compliance, Audit and Risk representatives, Business and Operations Stakeholders, as well as across the global Network Management team. This role will report directly into the Network Management EMEA Regulatory Head.

**Responsibilities**:

- Implementation of operational processes to support the identification and delivery of the regulatory requirements both within the Network Management team and across the network of providers, working in close partnership with the Compliance function.
- Reviewing, monitoring and testing of the Network Management processes to ensure that legal and regulatory requirements are adopted and embedded appropriately.
- Undertaking reviews of existing documentation/contracts for compliance with critical key terms and regulatory obligations. Reviewing processes to ensure adherence to current and emerging regulatory requirements.
- Executing against best in class global standards and governance, working across the Network Management team to ensure complete and appropriate documentary evidence of all the regulatory obligations, exceptions, including; oversight and monitoring, leveraging JP Morgan programs and other firm-wide information resources.
- Assisting the Network Management team and network providers to ensure a deep understanding of how to successfully meet and implement the required legal and regulatory obligations.
- Oversight of any changes to procedures or documentation relating to legal requirements, regulations, service standards, due diligence or risk management.
- Supporting the Network Management team in the Due Diligence program of work, ongoing monitoring, collation of assurance artefacts for attestations, and overall regulatory activities for the Network Management group.

**Qualifications**
- Experienced professional with a proven Financial Services track record, with experience in a combination of network management and relevant global regulatory and controls roles.
- Experience of regulatory requirements, as applicable to the Network Management framework; CASS, AIFMD, CFTC, UCITS, BaFin, MiFID, SEC, OCC, MAS, RG133, MPF etc.
- Experience and demonstrated success in evaluating internal controls.
- Strong analytical skills, particularly with regard to assessing risk and probability of the impact of a control weakness.
- Excellent communication and interpersonal skills.
- Strong skills in time management, problem solving, written and oral communication.
- Strong team player with aptitude for risk management, compliance and oversight and control.
- Attention to detail combined with an ability to absorb information and form an opinion or conclusion.
- Knowledge of Securities and Cash products.
- Proven ability to be able to multi task, complete projects on time and on budget, and be able to adapt to changing priorities.
- Ability to build strong working relationships with business partners across the firm.
- Enthusiastic, self-motivated, effective under pressure and willing to take personal responsibility/accountability.

J.P. Morgan is a global leader in financial services, providing strategic advice and products to the world's most prominent corporations, governments, wealthy individuals and institutional investors. Our first-class business in a first-class way approach to serving clients drives everything we do. We strive to build trusted, long-term partnerships to help our clients achieve their business objectives.

We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any pro

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