Controllers, EMEA ICAAP and Regulatory Stress Testing, Executive Director, London

2 weeks ago

London, Greater London, United Kingdom Goldman Sachs Full time
OUR IMPACT
Controllers ensure that the firm meets all the financial control and reporting obligations of a global, regulated, and public financial institution. Our professionals measure the profitability of, and risks associated with, every aspect of the firm's business. Controllers also ensure that the firm's activities are conducted in compliance with the regulations governing transactions in the financial markets.

The EMEA ICAAP and Regulatory Stress Testing team sits within the Regulatory Controllers department within the EMEA Finance division. Regulatory Controllers are responsible for ensuring that Goldman Sachs EMEA regulated entities maintain adequate capital resources to meet their commitments and to withstand the risks to which the business is subject, e.g. Market Risk, Credit Risk and Operational Risk, and other risks as assessed in our ICAAPs. The ICAAP and Regulatory Stress Testing team is a specialist unit which concentrates on:
  • Coordination and delivery of EMEA entities Internal Capital Adequacy Assessment Process (ICAAPs)
  • Management of regulatory exams related to ICAAP and stress testing
  • Analysis, advocacy and implementation of regulatory developments focusing on ICAAP and regulatory stress testing prudential regulations, whether from Basel, PRA or EU authorities YOUR IMPACT
    This is an exciting opportunity for a candidate to lead on our ICAAP and stress testing deliverables. The role will focus on coordination of the UK entities' ICAAPs and driving continued enhancements to the process to ensure we hold adequate capital to mitigate the risks we are exposed to. The UK ICAAPs include GSI, our UK based international broker-dealer, and GSIB, our UK bank.
    The individual will liaise closely with stakeholders across the Firm including with Risk, Corporate Treasury, Legal Entity Controllers & Revenue Divisions to deliver on our stress testing obligations. This involves project management, stakeholder management, review and challenge of inputs from teams, and distilling and explaining complex results to senior management and board of directors.
    The role will also involve assessing new regulations that are relevant to the ICAAP and ensuring processes remains fully in line with regulatory requirements and expectations.

    Principal Responsibilities

    Co-ordination of the UK ICAAPs covering the UK broker-deal, UK bank and consolidated UK regulated group:
    • Developing and executing the ICAAP project plan
    • Coordinating stakeholders to ensure delivery in line with the plan
    • Acting as secretary to UK capital and stress test steering group; leading the UK capital and stress test working group
    • Presentation of results to senior management; explaining complex concepts clearly
    • Assessing the impact of regulatory developments that impact the ICAAP and leading the implementation of changes to processes
    • Coordinating production of the ICAAP documentation for submission to regulators
    • Advisory support to local teams in EMEA to support production of ICAAPs for GS regulated entities located outside of the UK ABOUT GOLDMAN SACHS
      At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.

      We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at

      We're committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more:

      The Goldman Sachs Group, Inc., 2023. All rights reserved.
      Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Veteran/Sexual Orientation/Gender Identity

  • VP / Director Infrastructure Project Finance EMEA

    1 month ago

    London, Greater London, United Kingdom Page Executive Full time

    About Our Client Our client is an international investment bank Job Description Exciting opportunity for a VP / Director Infrastructure Project Finance EMEA to join a leading international investment bank in London.Responsibilities:Key responsibility for the origination, execution and distribution of limited recourse or structured financings for power and...

  • Capital Risk Manager

    1 month ago

    London, Greater London, United Kingdom HSBC Private Bank Full time

    If you're looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.Our Risk and Compliance function has a critical role to play in...

  • Strategic Planning and Stress Testing Scenario Analysis

    4 days ago

    London, Greater London, United Kingdom HSBC Full time

    Job descriptionSome careers open more doors than othersIf you're looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a role that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.Global Finance...

  • Regulatory Accountant

    3 weeks ago

    London, Greater London, United Kingdom cer Financial Full time

    Regulatory Accountant London9-12 months Fixed Term Contract£75 - 90,000 per annum plus benefitsFantastic career opportunity for a Regulatory Accountant to join an investment brokerage based in London on a Fixed Term basis initially - there is scope for this to be made permanent.Responsibilities of the Regulatory Accountant will include: · Checking all...

  • Centralized Modeling, Analytics

    3 weeks ago

    London, Greater London, United Kingdom State Street Full time

    Who we are looking for You will be part of the Centralized Modeling, Analytics & Operations group within Enterprise Risk Management's Financial Risk organization, responsible for driving State Street's international capital management efforts including: Capital Planning, capital adequacy analytics and reporting, Stress Testing and end-to-end program...

  • Centralized Modeling, Analytics

    2 weeks ago

    London, Greater London, United Kingdom State Street Full time

    Who we are looking forYou will be part of the Centralized Modeling, Analytics & Operations group within Enterprise Risk Management's Financial Risk organization, responsible for driving State Street's international capital management efforts including: Capital Planning, capital adequacy analytics and reporting, Stress Testing and end-to-end program...

  • Regulatory Reporting Accountant

    2 months ago

    London, Greater London, United Kingdom Morningstar Inc. Full time

    The Team: Morningstar's Finance team is responsible for accounting, financial planning and analysis of the company's financial results, ensuring adherence to local statutory requirements, and compliance with relevant regulatory bodies (FCA, etc.). The team works closely with our business groups to provide them with timely and insightful information for...

  • Principal, Capital Policy

    1 week ago

    London, Greater London, United Kingdom European Bank for Reconstruction and Development Full time

    Requisition ID34096Office CountryUnited KingdomOffice CityLondonDivisionFinance – Strategy, Planning & ControlContract TypeRegularContract LengthPosting End Date29/11/2023Purpose of JobThe Principal, Capital Policy and Planning is part of the team responsible for the EBRDs capital and liquidity planning, capital adequacy and the associated financial...

  • Infrastructure Structured Finance Director

    1 month ago

    London, Greater London, United Kingdom Page Executive Full time

    About Our Client Our client is a European Corporate and Investment Bank Job Description Exciting opportunity for a Infrastructure Structured Finance Director - EMEA to join a European Corporate & Investment Bank. London- Project Finance, Infrastructure, Energy, TMT: Origination, Execution, Portfolio Management The role:Responsible for origination,...

  • Regulatory Reporting Accountant

    2 months ago

    London, Greater London, United Kingdom myGwork Full time

    This inclusive employer is a member of myGwork - the largest global platform for the LGBTQ+ business community. The Team: Morningstar's Finance team is responsible for accounting, financial planning and analysis of the company's financial results, ensuring adherence to local statutory requirements, and compliance with relevant regulatory bodies (FCA, etc.)....

  • Managing Director EMEA

    1 month ago

    London, Greater London, United Kingdom Graebel Companies, Inc. Full time

    Are you ready to open a world of opportunity in talent mobility? Our clients include some of the largest and most recognized brands in the world. They're innovators and leaders in their industries, making life-enhancing breakthroughs every day. We help them tap into those opportunities by placing their exceptional people where they need to be, anywhere in...

  • EMEA HR Director

    5 days ago

    London, Greater London, United Kingdom Ryder Reid Legal Limited Full time

    Are you a seasoned senior HR professional with broad international experience, known for your hands-on, collaborative approach and versatile generalist skills? Then please read on The Firm An esteemed international law firm, rooted in collaboration at its core, exhibits a unified "one-firm" ethos resonating throughout its successful and expanding global...

  • Principal, Capital Policy

    1 week ago

    London, Greater London, United Kingdom European Bank for Reconstruction and Development Full time

    Job DescriptionPurpose of the Role:The Principal, Capital Policy and Planning position plays a crucial role in overseeing EBRD's capital and liquidity planning, capital adequacy, and related financial policies. This role involves providing specialized recommendations based on independent analysis and a thorough understanding of the bank's strategic context....

  • Regulatory Change Business Analyst- Associate

    3 days ago

    London, Greater London, United Kingdom Nomura Full time

    Job title: Regulatory Change Business AnalystCorporate Title: Associate LevelDepartment: EMEA Finance - Regulatory ControlLocation: LondonCompany overviewNomura is an Asia-based financial services group with an integrated global network spanning over 30 countries. By connecting markets East & West, Nomura services the needs of individuals, institutions,...

  • Director - Head of Multi Asset Execution at | London, UK | Hybrid

    5 days ago

    London, Greater London, United Kingdom Citi Full time

    Director - Head of Multi Asset Execution at Citi Director - Head of Multi Asset Execution at Citi Citi London, United Kingdom Director - Head of Multi Asset Execution at Citi Citi London, United Kingdom Posted 1 day ago Hybrid Job Permanent Competitive Do you have strong attention to detail and a deep-seated understanding of front to back processes within...

  • EMEA Onboarding Regulatory, Officer

    3 weeks ago

    London, Greater London, United Kingdom State Street Full time

    Who we are looking forSSGM Client Services Support – Client Onboarding & Maintenance ("CSS-COB") is a team of client facing product specialists focused on internal and external client satisfaction through proactive support and ownership of Client Onboarding & Maintenance.The CSS-COB team leads and manages the onboarding process and acts as a single point...

  • EMEA Regional Resiliency Officer

    5 days ago

    London, Greater London, United Kingdom Wells Fargo Full time

    About this role:Wells Fargo is seeking an EMEA Regional Resiliency Officer for a period of 12 months, Fixed Term.In this role, you will:Coordination of the regions' business continuity response during live events with support from the Regional Crisis Manager (RCM)Responsible for the EMEA IM process, ensuring the regions IM playbooks are in line with...

  • Director of EMEA Payments Partnerships

    1 month ago

    London, Greater London, United Kingdom Adobe Full time

    JOB LEVELM60/P60EMPLOYEE ROLEPeople ManagerThe Opportunity: Adobe established a Global Payments business function in 2020, and over the past several years, this included hiring in leads and teams across four different areas, 1. Partnership Management, 2. Payments Strategy, 3. Risk Decisioning and 4. Payment Operations. Each team is centralized in the United...

  • Advisory Director

    23 hours ago

    London, Greater London, United Kingdom Page Executive Full time

    About Our Client Growing boutique financial services advisory business. Job Description I am recruiting an Advisory Director - Financial Services for a boutique consultancy that is growing through a huge period of growth.Key aspects associated with the role include: Acting as an ambassador for Square 4 across the industry.Supporting in business development...

  • Director, Business Operations, EMEA

    1 month ago

    London, Greater London, United Kingdom Vantage Data Centers Full time

    About Vantage Data CentersVantage is committed to being a workplace of inclusion, equity, respect and acceptance. We celebrate diversity and intentionally seek out opportunities to learn from one another's experience.Vantage Data Centers powers, cools, protects, and connects the technology of the world's well-known hyperscalers, cloud providers and large...