Trainee Financial Advisor New

2 months ago


Newport, United Kingdom St David Recruitment Services Full time

Location:
Newport
- Sector:
Finance & Accounts
- Job type:
Permanent
- Salary:
Salary - £25k per annum + commission
- Contact:
St David Recruitment Services
- Contact phone:
02920797920
- Job ref:
PEM1399
- Published:
36 minutes ago
- Expiry date:
2024-05-03

**Trainee Financial Advisor**
**Risca, Newport (Office based)**
**Salary - £25k per annum + commission**
**Permanent**
**Full Time - 9am - 5pm Monday to Friday.**

Our client is looking for a Trainee Financial Advisor on a permanent basis in Risca.

**Essential**
- Be working to a relevant approved qualification.
- Knowledge of FCA
- Excellent communication skills
- Highly organised
- Interested in progression opportunities

**Responsibilities**
- Keep up-to-date with new product, technical or legislative changes within the marketplace.
- Comply at all times with the Compliance and Training and Competence Procedures of the firm.
- Comply at all times with the requirements of the Financial Services and Markets Act 2000, and the FCA Principles, The Rules and the Conduct Rules.
- To maintain a Statement of Professional Standing from an approved Accredited Body at all times.
- Adhere to the cross-cutting rules and act in the spirit of the Consumer Duty to support the achievement of good Consumer Outcomes
- Identify and contact potential clients. Gather sufficient client information and identify client needs.
- Analyse information gathered and undertake sufficient research to make suitable recommendations.
- Complete all supporting documentation in an accurate manner.
- Attain and maintain competent status as defined by FCA and the firm.
- Maintain performance standards in accordance with those outlined in the Key Performance Indicators section of the Training and Competence procedures.
- Via self assessment and feedback, identify Continuing Professional Development (CPD) needs to maintain and enhance Competent status and undertake appropriate activity to meet those needs. A minimum of 35 hours per annum of CPD is required, 21 hours of which must fall in to the definition of Structured CPD.

If this Trainee Financial Advisor position is of interest, please send your CV to us today.



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