Customer Relations Officer/compliance Auditor
7 months ago
**Summary of Role**
To resolve complaints made to the firm according to the Financial Conduct Authority’s (FCA) Dispute Resolution regulations to ensure all complaints handled receive the fairest outcome.
**Key Responsibilities & Duties**
- Complaint resolution of all types of complaint within Service Level Agreement
- Maintain complaint records.
- Liaise with Financial Ombudsman Service in respect to referred complaints.
- Assist in development and maintenance of complaint-handling procedures.
- Liaise with Customer Services when required.
- Assist with Complaint Management Information Reporting.
- Work closely with the relevant management teams to identify the root cause of a complaint and ensure the corrective action is undertaken to resolve the complaint in a timely manner for the Customer.
**Knowledge, Skills and Experience**
- 2-3 years’ Financial services experience an advantage.
- Previous complaints handling experience, ideally within a regulated environment.
- Basic working knowledge of Life Assurance and Pension products.
- Knowledge of Conduct Risk and Good Customer outcomes.
- Strong organisational skills and workload management.
- Good communication skills both written and verbal.
- Empathy towards ethical business model and good customer outcomes culture.
- Be extremely organised and self-motivated, able to self-manage and prioritise work and have a desire to solve problems and eliminate waste.
- Able to communicate with the wider teams and be able to remain professional even when issues are contentious.
**Qualifications**
- GCSE ‘O’ Level or equivalent (including English and Mathematics)
- ‘A’ Levels (or equivalent) desirable
- Professional qualifications (financial or insurance) desirable
Foresters Financial is not your typical financial services provider. Those who join our purpose-driven organisation enjoy a culture of collaboration, creativity, and mutual respect and are challenged to do their best to make a difference every day. We help everyday families achieve their financial goals and make a lasting difference in their lives and communities.
-
Ifa Compliance Auditor
4 days ago
Bromley, United Kingdom Reed Insurance Full time**IFA Assistant Compliance Auditor** I am working with a well-established Bromley based IFA firm who are looking for a Compliance Auditor to join their successful team on a permanent basis **Summary of Role** To provide monitoring support to ensure the company complies with all relevant regulations and to contribute to the management of conduct risk,...
-
Compliance Officer
4 days ago
Bromley, United Kingdom Evergreen Finance London Limited Full timeEvergreen Finance London Limited have been developing speciality financial vehicles in the UK since 2014. As a data and AI-driven company, we utilise the most advanced and innovative technology to facilitate the highest practices of consumer lending. Our Award winning brand, moneyboat.co.uk offers short term, direct lender loans from £200 - £1,500 for up...
-
Customer Care Administrator
4 days ago
Bromley, United Kingdom Recruit Select Full timeA client based in Bromley is recruiting for a assistant compliance auditor, who can undertake the duties below **Key Responsibilities & Duties** - Undertake customer care telephone calls (CCC) and record findings - 2nd line monitoring of field force of Financial Advisers - 2nd line monitoring of Head Office staff to ensure fair customer outcomes - Assist...
-
Assistant Compliance Auditor
2 days ago
Bromley, United Kingdom Page Personnel Finance Full timeTo provide monitoring support to ensure the company complies with all relevant regulations and to contribute to the management of conduct risk, including culture and quality assurance, to ensure the fair treatment of customers. **Client Details** Leading financial services provider based in the heart of Bromley. **Description** - Undertake customer care...
-
Customer Compliance Assistant
2 days ago
Bromley, United Kingdom Floss Agency Full timePLUS ANNUAL BONUS OF £1,680 **Summary of Role** To provide monitoring support to ensure the business complies with all relevant regulations and to contribute to the management of conduct risk, including culture and quality assurance, to ensure the fair treatment of customers. **Key Responsibilities & Duties** - Undertake customer care telephone calls...
-
Bromley, United Kingdom Novax Recruitment Full time**Property Performance, Compliance and Data Officer** Bromley Full-time contract 2-Month contract £11/Hour **Responsibilities**: - To work with the outsourced helpdesk and CAFM to produce daily reports to track and monitor progress against facilities management tasks. - Liaise directly with stakeholders to ensure that they are kept informed of progress...
-
Risk Compliance Officer
5 days ago
Bromley, United Kingdom Clear Futures Recruitment Ltd Full timeRisk and Compliance OfficerBromley, HybridAre you an experienced professional in risk and compliance, ready to take on a dynamic role in the legal sector? We’re seeking a Risk and Compliance Officer to join a forward-thinking team in a highly respected law firm.As part of the Risk and Compliance department, you’ll play a crucial role in developing and...
-
Risk Compliance Officer
6 days ago
Bromley, United Kingdom Clear Futures Recruitment Ltd Full timeRisk and Compliance OfficerBromley, HybridAre you an experienced professional in risk and compliance, ready to take on a dynamic role in the legal sector? We’re seeking a Risk and Compliance Officer to join a forward-thinking team in a highly respected law firm.As part of the Risk and Compliance department, you’ll play a crucial role in developing and...
-
Risk Compliance Officer
6 days ago
Bromley, United Kingdom Clear Futures Recruitment Ltd Full timeRisk and Compliance OfficerBromley, HybridAre you an experienced professional in risk and compliance, ready to take on a dynamic role in the legal sector? We’re seeking a Risk and Compliance Officer to join a forward-thinking team in a highly respected law firm.As part of the Risk and Compliance department, you’ll play a crucial role in developing and...
-
Risk Compliance Officer
5 days ago
Bromley, United Kingdom Clear Futures Recruitment Ltd Full timeRisk and Compliance OfficerBromley, HybridAre you an experienced professional in risk and compliance, ready to take on a dynamic role in the legal sector? We’re seeking a Risk and Compliance Officer to join a forward-thinking team in a highly respected law firm.As part of the Risk and Compliance department, you’ll play a crucial role in developing and...
-
Employee Relations Officer
4 days ago
Bromley, United Kingdom Excelcare - Castlebar Healthcare Ltd 1 Full time**Employee Relations Officer - Up to £35,000 plus 5k car allowance.** At Excelcare, a privately owned care provider we have an exciting opportunity for a motivated and enthusiastic individual with experience of advising Line Managers on employee relations issues, to join our Human Resources Team based at our support office in Bromley, Kent. Reporting to...
-
Risk Compliance Officer
6 days ago
Bromley, UK, South East London, United Kingdom Clear Futures Recruitment Ltd Full timeRisk and Compliance OfficerBromley, HybridAre you an experienced professional in risk and compliance, ready to take on a dynamic role in the legal sector? We’re seeking a Risk and Compliance Officer to join a forward-thinking team in a highly respected law firm.As part of the Risk and Compliance department, you’ll play a crucial role in developing and...
-
Company Secretary and Compliance Officer
6 days ago
Bromley, United Kingdom BCT Resourcing Full time**Company Secretary and Compliance Officer** **Greater London**UK leading Insurer in their search for a Co-Sec and Compliance Officer to join the team. You will assist the Head of Compliance in developing and maintaining an effective Compliance function across the organisation. **Key responsibilities**: - Supporting governance processes, Keeping policies...
-
Healthcare Compliance Officer
1 month ago
Bromley, United Kingdom Cpl UK - Healthcare Full timeHealthcare Compliance OfficerReporting to: Desiree Szucs – Compliance ManagerLocation: Bromley (hybrid)ABOUT USCpl UK is a group of specialist talent businesses which service the Science, Technology, Engineering, Mathematics (STEM), Professional Services and Healthcare sectors across the UK.Together we form the UK footprint for Cpl Resources Plc which is...
-
Healthcare Compliance Officer
1 month ago
Bromley, United Kingdom Cpl UK - Healthcare Full timeHealthcare Compliance OfficerReporting to: Desiree Szucs – Compliance ManagerLocation: Bromley (hybrid)ABOUT USCpl UK is a group of specialist talent businesses which service the Science, Technology, Engineering, Mathematics (STEM), Professional Services and Healthcare sectors across the UK.Together we form the UK footprint for Cpl Resources Plc which is...
-
Healthcare Compliance Officer
1 month ago
Bromley, United Kingdom Cpl UK - Healthcare Full timeHealthcare Compliance OfficerReporting to: Desiree Szucs – Compliance ManagerLocation: Bromley (hybrid)ABOUT USCpl UK is a group of specialist talent businesses which service the Science, Technology, Engineering, Mathematics (STEM), Professional Services and Healthcare sectors across the UK.Together we form the UK footprint for Cpl Resources Plc which is...
-
Healthcare Compliance Officer
1 month ago
Bromley, United Kingdom Cpl UK - Healthcare Full timeHealthcare Compliance OfficerReporting to: Desiree Szucs – Compliance ManagerLocation: Bromley (hybrid)ABOUT USCpl UK is a group of specialist talent businesses which service the Science, Technology, Engineering, Mathematics (STEM), Professional Services and Healthcare sectors across the UK.Together we form the UK footprint for Cpl Resources Plc which is...
-
Healthcare Compliance Officer
4 weeks ago
Bromley, United Kingdom Cpl UK - Healthcare Full timeHealthcare Compliance Officer Reporting to: Desiree Szucs – Compliance Manager Location : Bromley (hybrid) ABOUT US Cpl UK is a group of specialist talent businesses which service the Science, Technology, Engineering, Mathematics (STEM), Professional Services and Healthcare sectors across the UK. Together we form the UK footprint for Cpl Resources Plc ...
-
Healthcare Compliance Officer
1 month ago
Bromley, United Kingdom Cpl UK - Healthcare Full timeJob Description Healthcare Compliance Officer Reporting to: Desiree Szucs – Compliance Manager Location : Bromley (hybrid) ABOUT US Cpl UK is a group of specialist talent businesses which service the Science, Technology, Engineering, Mathematics (STEM), Professional Services and Healthcare sectors across the UK. Together we form the UK footprint for...
-
Compliance Audit Analyst
4 days ago
Bromley, United Kingdom Trust Payments Full timeTrust Payments have an exciting opportunity for a **Compliance Audit Analyst** to join the team. Location: Bromley **Salary**: Competitive + Benefits **About Us**: Trust Payments is a global unified payment technology group that was formed in 2019 bringing together technology and financial services into an omnichannel solution. The new business model has...