Technical Compliance Advisor
7 months ago
Degree educated with at least 5 year’s experience within a regulated compliance function or experience working with or for a regulatory body e.g. FCA or FOS.
- Outstanding oral and written communication skills - ensuring timely and accurate completion of written reports while maintaining high standards of quality and attention to detail. Demonstrable knowledge of the regulatory environment and associated risks in which FCE operates.
Ford is committed to diversity and equality of opportunity for all and is opposed to any form of less favourable treatment or harassment on the grounds of gender, marital status, civil partnership status, parental status, race, ethnic origin, colour, nationality, national origin, disability, sexual orientation, religion/belief, gender reassignment and gender identity, age and those with caring responsibilities.
- Obtain and assess the impact of proposed regulatory changes published by the relevant regulators to ensure regulatory and legislative requirements are identified, communicated and addressed as appropriate.
- Develop and maintain Policy Letters and Procedures to ensure effective and efficient compliance on a pan-European basis with applicable regulations on Banking, Consumer Credit, Deposit Taking and Insurance mediation.
- Review and approve Products Plans within the business including review and approval of all Financial Promotions.
- Participate in cross-functional teams with respect to FCE Bank plc's strategic initiatives and business projects in order to assess and advise with respect to regulatory compliance issues.
- Manage, coordinate and submit key compliance and operational risk regulatory and supervisory returns to the FCA, other Regulators and Trade Bodies
- Assist with the development and maintenance of a robust and cost-effective compliance training framework for the bank
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