File Reviewer

Permanent - City of London, **Ref**: 35265 File Reviewer We are working on behalf of a highly reputable Asset Management firm who are looking for a File Reviewer to join a them on a permanent basis in London. Working in the Central Compliance function, you will be responsible for conducting file reviews to check against Suitability requirements and...

Join us as an Investment File Reviewer - Working in the Quality Assurance Team, you'll support the effective monitoring and reporting of quality assurance risks while inputting into the assurance of relevant related activities - Day-to-day, you'll test the suitability of advice given by colleagues to clients concerning investment products and services - This...

Who we are? A high number of candidates may make applications for this position, so make sure to send your CV and application through as soon as possible.Raymond James is a wealth management firm focused on providing trusted advice and tailored, personalised investment services. We believe if we do what’s right for clients, we’ll help them achieve...

Job Description Who we are? Raymond James is a wealth management firm focused on providing trusted advice and tailored, personalised investment services. We believe if we do what’s right for clients, we’ll help them achieve success while also realising our own. Our parent company, Raymond James Financial, has been doing the same in the US for over six...

Who we are? Raymond James is a wealth management firm focused on providing trusted advice and tailored, personalised investment services. We believe if we do what’s right for clients, we’ll help them achieve success while also realising our own. Our parent company, Raymond James Financial, has been doing the same in the US for over six decades. Who we...

Who we are? Raymond James is a wealth management firm focused on providing trusted advice and tailored, personalised investment services. We believe if we do what’s right for clients, we’ll help them achieve success while also realising our own. Our parent company, Raymond James Financial, has been doing the same in the US for over six decades. Who we...

Who we are? Raymond James is a wealth management firm focused on providing trusted advice and tailored, personalised investment services. We believe if we do what’s right for clients, we’ll help them achieve success while also realising our own. Our parent company, Raymond James Financial, has been doing the same in the US for over six decades. Who we...

Job DescriptionWho we are? Raymond James is a wealth management firm focused on providing trusted advice and tailored, personalised investment services. We believe if we do what’s right for clients, we’ll help them achieve success while also realising our own. Our parent company, Raymond James Financial, has been doing the same in the US for over six...

Who we are? Raymond James is a wealth management firm focused on providing trusted advice and tailored, personalised investment services. We believe if we do what’s right for clients, we’ll help them achieve success while also realising our own. Our parent company, Raymond James Financial, has been doing the same in the US for over six decades. Who we...

Who we are? Raymond James is a wealth management firm focused on providing trusted advice and tailored, personalised investment services. We believe if we do what’s right for clients, we’ll help them achieve success while also realising our own. Our parent company, Raymond James Financial, has been doing the same in the US for over six decades. Who we...

Who we are? Raymond James is a wealth management firm focused on providing trusted advice and tailored, personalised investment services. We believe if we do what’s right for clients, we’ll help them achieve success while also realising our own. Our parent company, Raymond James Financial, has been doing the same in the US for over six decades. Who...

Our client is a Top 100 firm in London that is looking to engage with an experienced litigation Lawyer who can assist them on a flexible basis, undertaking general file reviews. The opportunity is to start ASAP and will be on an ongoing, non-exclusive, basis. This project can run alongside other opportunities. Ideal Lawyers will likely possess upwards of 8...

Job description Be the first point of contact for external callers and visitors to DPG and sort through our paper files, using our case management system. **Duties and Responsibilities**: Together with our Practice Manager and Admin Assistants, you will ensure the smooth running of the office. You will work to ensure the careful destruction of our paper...

Job: Intelligence Review Team Assessor Pay: £18.72 - £21.48 P/H Job Summary The Archive Review Team (ART) was established in 2020 with the purpose of reviewing historical Special Branch (and other related or miscellaneous) files in light of the duty to Review, Retain and Destroy (RRD) outlined in the Data Protection Act 2018 (DPA). This role entails...

**Audit Quality Review Inspector** - London/Hybrid - £88,824 **The organisation -** **The Role**: - Conduct audit file inspections, focusing on larger UK listed entities. - File inspections include analysis of audit workpapers, information gathering through informal and formal questioning of the audit team, discussion with the audit firm of potential...

This is an opportunity for an experienced P&C Filer Reviewer who has had involvement in the analysis of wordings and endorsements. There is sole responsibility to perform a review on a small book business with average cases of £10,000 on manuscript andreviewing wordings. This is a remote or London based role

Our client, a leading forward thinking firm of Chartered Accountants are seeking a General Practice Manager to join their International and Corporate team in the City of London. You will be responsible for managing your own portfolio of clients, covering a vareity of business activities, sizes and structures. Clients include those in the international and...

High-Risk Reviews Support Manager City of London / Hybrid Contract until October 2024£450 - £600 per day cer Financial are working alongside a bank who are based in the city of London. They are seeking a High-Risk Reviews Support Manager to work with them on a contract. The High-Risk Reviews Support Manager MUST HAVE experience with wholesale banking,...

Our well known European banking client is looking for an Analyst to join their newly formed Detecting Financial Crime team. The team will be responsible in ensuring the CDD/AML first line of defence risk control is optimal across the banks business linesin the UK. **Responsibilities** The Analyst will have the following responsibilities**: - Ensure that...

Underwriting Operations Assistant. to £26,500 **Duties**: Input of business renewals Attachment of pre-bind sanctions documentation Attachment of slips and endorsements Completion of the underwriting system to trigger the risk entry workflow (and to ensure that signings are correct) Completion of the Pre-bind Quality Assurance checklist and attachment...