Compliance and Risk Adviser

5 months ago

Cardiff, United Kingdom Cardiff University Full time

**Job Purpose**
To provide specialist advice and develop policy and procedure in respect of the management of the
- University’s modern records in order to enable regulatory compliance and business efficiency.
- **Duties and Responsibilities**

**Key Duties**
- Provide professional advice and guidance on records management and records retention policies, processes and procedures to internal and external customers that will have University wide impacts, using judgement and creativity to suggest the most appropriate course of action where appropriate, and ensuring complex and conceptual issues are understood.
- Take responsibility for resolving issues independently within the area of records management where they fall within set role objectives.
- Investigate and analyse specific issues with how the university manages its records, creating recommendation reports, supported by advances within the field of records management.
- Ensure that the provision of records management is delivered to the institution, proactively changing the delivery according to customer requirements.
- Establish and develop working relationships with key contacts, developing appropriate communication links with the University’s Schools/Directorates and outside bodies as required.
- Create and develop specific working groups from colleagues across the University to achieve school and departmental objectives.
- Plan and deliver specific small scale projects, co-ordinating and supervising project teams created as needed.
- Develop and deliver training to ensure that relevant University staff understand information legislation and records management principles and requirements and know what they need to do to comply with them.
- Undertake a variety of administrative duties to support the department.
- Instruct and guide other employees across the University to provide specialist records management assistance on an ad hoc basis to departments and schools.
- To support the University’s Major Incident Planning procedures in relation to management of critical records.

**General Duties**
- Ensure that an understanding of the importance of confidentiality is applied when undertaking all duties.
- Abide by University policies on Health and Safety and Equality and Diversity.
- Perform other duties occasionally which are not included above, but which will be consistent with the role.

**Person Specification**

**Essential Criteria**

**Qualifications and Education**
1. Degree/NVQ 4 or equivalent Professional membership/experience.
- **Knowledge, Skills and Experience**
2. Substantial experience of working within the area of records management.
- 3. Able to demonstrate professional knowledge of records management standards and best practice to give advice and guidance to internal and external customers.
- 4. Proven experience in developing new processes and procedures.
- **Customer Service, Communication and Team Working**
5. Ability to communicate conceptually detailed and complex information effectively and professionally with a wide range of people.
- 6. Evidence of ability to explore customers’ needs and adapt the service accordingly to ensure a quality service is delivered.
- 7. Proven ability to develop networks in order to contribute to long term developments.
- **Planning, Analysis and Problem solving**
8. Evidence of ability to solve expansive problems using initiative and creativity; identify and propose both practical and innovative solutions.
- 9. Evidence of demonstrable knowledge of key advances within the discipline of records management.
- 10. Evidence of ability to undertake and deliver specific projects and supervise short term project teams.
- **Desirable Criteria**
11. Postgraduate/Professional qualification.
- 12. Experience of working in a Higher Education environment.
- 13. Fluency in Welsh, written and oral.

**Salary Range Min.**
- 39,347

**Salary Range Max.**
- 44,263

**Job Category**
- Business / Strategic Management

**Grade**
- Grade 6

  • Compliance and Risk Attorney

    1 month ago

    Cardiff, Cardiff, United Kingdom Legal News Wales Full time

    Job Title: Risk and Compliance SolicitorWe are seeking a highly skilled Risk and Compliance Solicitor to join our team at Legal News Wales. As a key member of our Risk team, you will play a crucial role in ensuring the firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Manage and oversee the firm's Risk and Compliance...

  • Compliance and Risk Attorney

    1 month ago

    Cardiff, Cardiff, United Kingdom Legal News Wales Full time

    Job Title: Risk and Compliance SolicitorWe are seeking a highly skilled Risk and Compliance Solicitor to join our team at Legal News Wales. As a key member of our Risk team, you will play a crucial role in ensuring the firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Manage and oversee the firm's Risk and Compliance...

  • Compliance Risk Manager

    2 weeks ago

    Cardiff, Cardiff, United Kingdom Zero Fintech Full time

    Compliance Analyst Job DescriptionAt Zero Fintech, we're seeking a highly skilled Compliance Analyst to join our team. As a key member of our compliance team, you will play a pivotal role in assisting our compliance manager with Zero's compliance strategy and ensuring a robust framework in an ever-evolving regulatory landscape.Key Responsibilities:Regulatory...

  • Customer Service Adviser

    4 months ago

    Cardiff, United Kingdom LexisNexis Risk Solutions Group Full time

    **Explore our passion for discovery** Global companies and governmental entities rely on us to solve their most complex data challenges. Our employees collaborate to reduce risks and create opportunities for customers in more than 100 countries. We’re adaptable, curious and ambitious. That’s why here, you’ll have the freedom to drive change, the trust...

  • Risk and Compliance Solicitor

    2 weeks ago

    Cardiff, Cardiff, United Kingdom Legal News Wales Full time

    Job Title: Risk and Compliance SolicitorWe are seeking a highly skilled Risk and Compliance Solicitor to join our team at Legal News Wales. As a Risk and Compliance Solicitor, you will be responsible for managing and overseeing the firm's Risk and Compliance function, implementing and developing policies and procedures across the business.The ideal candidate...

  • Quality & Compliance Improvement Adviser-restart

    4 months ago

    Cardiff, United Kingdom Serco Plc Full time

    Quality & Compliance Improvement Adviser - Restart Full Time, Permanent, £26,000 - £30,000 **Location**: Cardiff - With occasional travel across other Serco offices in West Midlands, dependent on business need. Our Skills and Employability business provides support to citizens, from supporting the unemployed into sustainable work, to upskilling those with...

  • Compliance and Risk Attorney

    3 weeks ago

    Cardiff, Cardiff, United Kingdom Legal News Wales Full time

    Job Title: Risk and Compliance SolicitorWe are seeking a highly skilled Risk and Compliance Solicitor to join our team at Legal News Wales. As a key member of our Risk team, you will be responsible for managing and overseeing the firm's Risk and Compliance function, implementing and developing policies and procedures across the business.Key...

  • Compliance and Risk Attorney

    3 weeks ago

    Cardiff, Cardiff, United Kingdom Legal News Wales Full time

    Job Title: Risk and Compliance SolicitorWe are seeking a highly skilled Risk and Compliance Solicitor to join our team at Legal News Wales. As a key member of our Risk team, you will be responsible for managing and overseeing the firm's Risk and Compliance function, implementing and developing policies and procedures across the business.Key...

  • Compliance Risk Manager

    5 days ago

    Cardiff, Cardiff, United Kingdom Zero Fintech Full time

    Compliance Analyst Job DescriptionAt Zero Fintech, we are seeking a highly skilled Compliance Analyst to join our team. As a Compliance Analyst, you will play a crucial role in assisting our compliance manager with Zero's compliance strategy and ensuring a robust framework in an ever-evolving regulatory landscape.Key Responsibilities:Regulatory Compliance...

  • Compliance Risk Manager

    1 week ago

    Cardiff, Cardiff, United Kingdom Zero Fintech Full time

    Compliance Analyst Job DescriptionAt Zero Fintech, we are seeking a highly skilled Compliance Analyst to join our team. As a Compliance Analyst, you will play a pivotal role in assisting our compliance manager with Zero's compliance strategy and ensure a robust framework in an ever-evolving regulatory landscape.Key Responsibilities:Regulatory Compliance...

  • Compliance Risk Manager

    3 weeks ago

    Cardiff, Cardiff, United Kingdom Zero Fintech Full time

    Compliance Analyst Job DescriptionAt Zero Fintech, we are seeking a highly skilled Compliance Analyst to join our team. As a Compliance Analyst, you will play a crucial role in assisting our compliance manager with Zero's compliance strategy and ensuring a robust framework in an ever-evolving regulatory landscape.Key Responsibilities:Regulatory Compliance...

  • Compliance Risk Manager

    3 weeks ago

    Cardiff, Cardiff, United Kingdom Zero Fintech Full time

    Compliance Analyst Job DescriptionAt Zero Fintech, we are seeking a highly skilled Compliance Analyst to join our team. As a Compliance Analyst, you will play a crucial role in assisting our compliance manager with Zero's compliance strategy and ensuring a robust framework in an ever-evolving regulatory landscape.Key Responsibilities:Regulatory Compliance...

  • Quality & Compliance Improvement Adviser

    5 months ago

    Cardiff, United Kingdom Serco Plc Full time

    Our Employment, Skills and Enterprise business provides support to citizens, from supporting the unemployed into sustainable work, to upskilling those with low or no vocational skills, so they can progress in work. At Serco we are committed to supporting economic recovery post-Covid and are proud to be able to support the government’s Plan for Jobs. Along...

  • Compliance Risk Manager

    7 days ago

    Cardiff, Cardiff, United Kingdom Robert Half Careers Full time

    Job SummaryThe Interim Head of Financial Compliance is responsible for safeguarding the organisation from financial crime, with a particular emphasis on Anti-Money Laundering (AML), by assessing risks and implementing appropriate controls.This role ensures effective financial crime and AML management during the interim period, working closely with the...

  • Risk Management and Compliance Analyst

    2 months ago

    Cardiff, Cardiff, United Kingdom Legal & General Full time

    Job DescriptionWe're seeking a highly skilled Risk and Controls Assurance Analyst to join our team at Legal & General. As a leading financial services organisation, we're committed to delivering exceptional results and creating a positive impact for our customers and society.Key Responsibilities:Provide proactive risk management advice to various teams...

  • Risk Management and Compliance Analyst

    2 months ago

    Cardiff, Cardiff, United Kingdom Legal & General Full time

    Job DescriptionWe're seeking a highly skilled Risk and Controls Assurance Analyst to join our team at Legal & General. As a leading financial services organisation, we're committed to delivering exceptional results and creating a positive impact for our customers and society.Key Responsibilities:Provide proactive risk management advice to various teams...

  • Risk and Compliance Specialist, Tax

    4 weeks ago

    Cardiff, Cardiff, United Kingdom Deloitte LLP Full time

    Job DescriptionDeloitte is seeking a highly skilled Risk and Compliance Analyst to join our Tax and Legal Quality Risk Management team. As a key member of our team, you will play a critical role in supporting our business by identifying and mitigating risks, ensuring compliance with regulatory requirements, and providing high-quality risk management...

  • Compliance Officer

    2 weeks ago

    Cardiff, Cardiff, United Kingdom Bipsync Limited Full time

    About the RoleWe are seeking a highly skilled Compliance Manager to join our Infrastructure team at Bipsync Limited. As a key member of our team, you will play a critical role in ensuring our company's adherence to relevant laws and regulations.Key ResponsibilitiesAct as the main point of contact for compliance-related questions from sales prospects and...

  • Compliance Officer

    2 weeks ago

    Cardiff, Cardiff, United Kingdom Bipsync Limited Full time

    About the RoleWe are seeking a highly skilled Compliance Manager to join our team at Bipsync Limited. As a Compliance Manager, you will play a critical role in ensuring our company's adherence to relevant laws and regulations.Your attention to detail and expertise will help us maintain a compliant culture, minimising risks and safeguarding sensitive data....

  • Risk and Compliance Specialist, Tax

    4 weeks ago

    Cardiff, Cardiff, United Kingdom Deloitte LLP Full time

    Job DescriptionDeloitte is seeking a highly skilled Risk and Compliance Analyst to join our Tax and Legal Quality Risk Management team. As a key member of our team, you will play a critical role in supporting our business by identifying and mitigating risks, ensuring compliance with regulatory requirements, and providing high-quality risk management...