Compliance Officer
2 months ago
Immediate Start
- Endless opportunities for progression
**About Our Client**:
My client is a full service Law firm that operate on a global scale. Due to recent growth, my client are looking to expand and hire a Compliance Officer on a full time basis at their site in Leeds City Centre. The Risk & Regulatory team are made up of 6 people.
The key duties of the Compliance Officer will include:
- To work extensively on the firm's on-boarding software to open new clients and matters for existing clients.
- Be able to identify, analyse, resolve and escalate conflict of interests to key stakeholders in the business.
- Knowledge of corporate structures and identification of ultimate beneficial owners. Ability to undertake research using multiple sources.
- Advising on politically exposed persons, sanctions and adverse media matches.
- Leading on Enhanced Due Diligence requirements gathering and ensuring appropriate escalation and sign off.
- Analysing and advising internally on source of funds and wealth queries.
- Analysing opening risk assessments, identifying high risk factors and challenging/escalating to stakeholders as appropriate.
- Identifying improvements and updates to the client on-boarding software and associated project work.
**The Successful Applicant**:
The successful Compliance Officer will have/ be:
- Good analytical skills and a keen eye for detail. Able to deal with competing deadlines/workload.
- Capable of using own initiative with excellent interpersonal and organisational skills.
- Experience of working in regulated environment, preferably a law firm but relevant experience within other professional services or a financial services environment would be considered.
- Knowledge of relevant areas of law and regulations such as the Money Laundering Regulations, sanctions regimes and preferably the SRA Standards and Regulations.
**What's on Offer**:
Upto 30k Salary + High street discounts + Your birthday off + EAP + Pension scheme
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