Compliance Officer

2 weeks ago


Leeds, United Kingdom LR Legal Recruitment Full time

Role: Compliance Officer

Location: Leeds

Salary: £30k+


Job Description

  • Ensure the firm complies with all relevant statutory laws and regulations, internal policies and procedures.
  • Manage the firm’s Lexcel Accreditation Audit
  • Ensure continual monitoring and review of compliance procedures to help identify possible areas where improvements can be made
  • Work with the Compliance Partner to develop internal policies and procedures, compliance training and protocols.
  • Keep up-to-date with regulatory developments and industry initiatives
  • Develop compliance checklists and compliance reports as and when required.
  • Design, develop and manage compliance checklists, reports and monitoring programmes.
  • Ensure compliance with best practices and undertake any other duties as required by the Management Team.
  • Prepare compliance documents for statutory, legal and regulatory purposes.
  • Work with management and staff to identify regulatory risks and design internal controls to ensure compliance within the firm.
  • Perform routine risk assessments to help the firm understand compliance risk, scope and significance.
  • Educating employees on compliance regulations and the impact of non-compliance on the firm.
  • Review marketing materials, websites and presentations (including new employee induction programmes) to ensure compliance with regulations.
  • Work with the management from other departments to ensure compliance and investigate irregularities
  • Contribute to robust and effective compliance controls within the firm.


Skills

  • Critical problem-solving skills and analytical skills
  • Attention to detail with the ability to interpret information rapidly.
  • Excellent verbal and written communication skills
  • Good interpersonal and conflict management skills


Qualifications

  • Bachelor’s Degree in Law.or a minimum of 3 years compliance experience preferably within the legal environment.
  • I.T knowledge (particularly in Excel and Word)


  • Compliance Officer

    4 weeks ago


    Leeds, United Kingdom Product Partnerships Ltd Full time

    About the Company. - Established in 2013, Product Partnerships Ltd (PPL) is an outsourced consumer credit compliance company supporting a variety of well-known high street retail firms within the motor, furniture, leisure & fitness, and technology sectors. - Our clients are B2C transacting through retail bricks and mortar, online, and omni-channels, offering...

  • Compliance Officer

    1 month ago


    Leeds, United Kingdom Page Personnel Secretarial & Business Support Full time

    My client are currently recruiting a Compliance Officer due to recent successes, based at their Leeds site. This role will be within the Risk and regulatory team. Essentially, this role will involve analysing opening risk assessments, identifying high riskfactors and challenging/escalating to stakeholders as appropriate. **Client Details** My client is a...

  • Compliance Officer

    1 month ago


    Leeds, United Kingdom Page Personnel Secretarial & Business Support Full time

    My client are currently recruiting a Compliance Officer due to recent successes, based at their Leeds site. This role will be within the Risk and regulatory team. Essentially, this role will involve analysing opening risk assessments, identifying high riskfactors and challenging/escalating to stakeholders as appropriate. **Client Details** My client is a...

  • Compliance Officer

    6 days ago


    Leeds, United Kingdom Now Education (Leeds) Full time

    Now Education are looking to appoint a Compliance Officer for our Leeds Branch. This is a hybrid-working role where two days will be worked from home and three in our central Leeds office. - Be diligent in checking details. - Have excellent written and verbal communication skills. - Have good IT skills, including using a database and all aspects of...

  • Compliance Officer

    2 weeks ago


    Leeds, United Kingdom LR Legal Recruitment Full time €30,000

    Role: Compliance Officer Location: Leeds Salary: £30k+ Job Description Ensure the firm complies with all relevant statutory laws and regulations, internal policies and procedures. Manage the firm’s Lexcel Accreditation Audit Ensure continual monitoring and review of compliance procedures to help identify possible areas where improvements can be...

  • Compliance Officer

    2 weeks ago


    Leeds, United Kingdom LR Legal Recruitment Full time

    Role: Compliance OfficerLocation: LeedsSalary: £30k+ Job DescriptionEnsure the firm complies with all relevant statutory laws and regulations, internal policies and procedures.Manage the firm’s Lexcel Accreditation AuditEnsure continual monitoring and review of compliance procedures to help identify possible areas where improvements can be madeWork with...

  • Compliance Officer

    2 weeks ago


    Leeds, United Kingdom LR Legal Recruitment Full time

    Role: Compliance Officer Location: Leeds Salary: £30k+ Job Description Ensure the firm complies with all relevant statutory laws and regulations, internal policies and procedures. Manage the firm’s Lexcel Accreditation Audit Ensure continual monitoring and review of compliance procedures to help identify possible areas where improvements can be made...

  • Compliance Officer

    2 weeks ago


    Leeds, United Kingdom LR Legal Recruitment Full time

    Role: Compliance Officer Location: Leeds Salary: £30k+ Job Description Ensure the firm complies with all relevant statutory laws and regulations, internal policies and procedures. Manage the firm’s Lexcel Accreditation Audit Ensure continual monitoring and review of compliance procedures to help identify possible areas where improvements can be...

  • Compliance Officer

    2 weeks ago


    Leeds, United Kingdom LR Legal Recruitment Full time

    Role: Compliance OfficerLocation: LeedsSalary: £30k+ Job DescriptionEnsure the firm complies with all relevant statutory laws and regulations, internal policies and procedures.Manage the firm’s Lexcel Accreditation AuditEnsure continual monitoring and review of compliance procedures to help identify possible areas where improvements can be madeWork with...

  • Compliance Officer

    4 days ago


    Leeds, United Kingdom Get Recruited Ltd Full time €35,000

    COMPLIANCE OFFICER LEEDS + HYBRID WORKING SALARY UP TO £35,000 THE OPPORTUNITY: Join an exciting insurance brokerage based near Leeds. This is a growing team in a growing brokerage looking for ambitious compliance professional looking to progress within a friendly culture. If you come from a Compliance Background within the Financial Services or...


  • Leeds, United Kingdom Leeds Trinity University Full time

    Job reference R0103 Date posted 26/03/2024 Application closing date Blank Location See advert details Salary The starting salary will be from £30,487 up to £36,024 per annum (pro rata) in Grade 6, depending on qualifications and experience Package Contractual hours 35 Basis Full Time Job category/type Professional **Visa Compliance Officer** Job...


  • Leeds, United Kingdom Searchability Full time

    COMPLIANCE MONITORING OFFICER Are you an audit or business assurance professional ready for your next exciting challenge? Do you want to work for one of the UK's largest independent debt recovery law firms? We are on the hunt for someone to join our team! - £30k-£38k DOE + attractive benefits package - Benefits - 35hr working week, free city centre...


  • Leeds, United Kingdom Searchability Full time

    COMPLIANCE MONITORING OFFICER Are you an audit or business assurance professional ready for your next exciting challenge? Do you want to work for one of the UK’s largest independent debt recovery law firms? We are on the hunt for someone to join our team! - £30k-£38k DOE + attractive benefits package - Benefits - 35hr working week, free city centre...


  • Leeds, United Kingdom JRL Group Full time

    **Factory Compliance Officer**: **JRL GH Facades - Leeds**: **Contract**:Permanent** **Salary**:Competitive****: As the Factory Compliance Officer, you will be responsible for overseeing all administrative aspects of health and safety (H&S), quality assurance, and environmental compliance within our factory operations. Your primary focus will be on H&S...


  • Leeds, United Kingdom The Gorse Academies Trust Full time

    Required to start: September 2023 or earlier if possible **Governance and Compliance Officer** **SO1 (SCP 23-25) £30,151 - £32,020** **Contract: Permanent, 37 hours per week, all year round** - **(Part-time or term-time only requests are welcome and will be considered).**_ **Subject to a 6-Month Probationary Period** We are seeking to recruit an...


  • Leeds, United Kingdom Empowering Learning Full time

    **Job Title**: Compliance and Resourcing officer (CRO) **Reporting to**: Divisional manager **Purpose of the role**: **Duties and key responsibilities**: Compliance: - Maintain an up to date working knowledge of the company's database and processes. - Work to the guidelines of the company's compliance programme and policies. - Be knowledgeable of and work...


  • Leeds, United Kingdom Triumph Consultants Ltd Full time

    Temporary Licensing & Compliance Officer/Administrator x2 Reference no: 69 per hour PAYE Hours per week: 37 Monday – Friday, normal working hours This opening assignment is for 3 months City: LEEDS Enhanced DBS required for this role Office based role The Taxi & Private Hire Licensing Section is responsible for the licensing, inspection and...


  • Leeds, United Kingdom Hawk 3 Talent Solutions Full time

    **Compliance Monitoring Officer** **Leeds LS11 (Free Parking)** **£38000** Permanent role Monday to Friday (35hr working week) Flexible working available Hawk 3 Talent Solutions are looking for an experienced Compliance Monitoring Officer to join a friendly forward thinking company based in Leeds, West Yorkshire. **The Role Reporting into the Head of...


  • Leeds, United Kingdom Hawk 3 Talent Solutions Full time

    **Compliance Monitoring Officer** **Leeds LS11 (Free Parking)** **£38000** Permanent role Monday to Friday (35hr working week) Flexible working available Hawk 3 Talent Solutions are looking for an experienced Compliance Monitoring Officer to join a friendly forward thinking company based in Leeds, West Yorkshire. **The Role** Reporting into the Head...


  • Leeds, United Kingdom GetRecruited UK Ltd Full time

    COMPLIANCE OFFICER LEEDS + HYBRID WORKING Join an exciting insurance brokerage based near Leeds. This is a growing team in a growing brokerage looking for ambitious compliance professional looking to progress within a friendly culture. If you come from a Compliance Background within the Financial Services or Insurance industry this could be just the...