Capital Markets Compliance Associate

The Capital Markets team gives specialist advice on detailed regulatory requirements and delivers complex regulatory implementation projects. The team also participates in marketing and business development, technical research, and the production of technical materials. Our clients range from Regulated Markets, CCPs, CSDs, MTF/OTFs, Investment Banks to...

**Bovill is a global financial services regulatory consultancy with offices in London, Singapore, Hong Kong, and the Americas. We work with clients internationally on every element of regulation. We help firms build projects to respond to significant regulatory change or give them peace of mind they’re doing the right thing.**: **Position**: The Capital...

Compliance Associate, Capital Markets (Bovill) Full-time Region: UK, CI and Ireland Jurisdiction: London Fund Services | Corporate | Capital Markets | Private Client | Regulatory & Compliance We help clients succeed by unlocking new value through expertise, trust and scale. We deliver solutions that solve complex challenges faced by asset managers,...

Compliance Associate, Capital Markets (Bovill) Fund Services | Corporate | Capital Markets | Private Client | Regulatory & Compliance We help clients succeed by unlocking new value through expertise, trust and scale. We deliver solutions that solve complex challenges faced by asset managers, financial institutions, corporates, high net-worth individuals...

Job DescriptionPurpose of the JobThe Capital Markets team gives specialist advice on detailed regulatory requirements and delivers complex regulatory implementation projects. The team also participates in marketing and business development, technical research, and the production of technical materials.Our Associates support with the delivery of this work...

Job Description An Elite US law firm, ranked Band-1 by Chambers for Equity Capital Markets (ECM) advisory, are searching for experienced Associate to join the Equity Capital Markets division. About the ECM Division: Led by a hall-of-fame ECM lawyer, the division is renowned for its unparalleled expertise in navigating complex capital market transactions....

An Elite US law firm, ranked Band-1 by Chambers for Equity Capital Markets (ECM) advisory, are searching for experienced Associate to join the Equity Capital Markets division. About the ECM Division: Led by a hall-of-fame ECM lawyer, the division is renowned for its unparalleled expertise in navigating complex capital market transactions. The team has...

An Elite US law firm, ranked Band-1 by Chambers for Equity Capital Markets (ECM) advisory, are searching for experienced Associate to join the Equity Capital Markets division. About the ECM Division: Led by a hall-of-fame ECM lawyer, the division is renowned for its unparalleled expertise in navigating complex capital market transactions. The team has...

Job DescriptionAn Elite US law firm, ranked Band-1 by Chambers for Equity Capital Markets (ECM) advisory, are searching for experienced Associate to join the Equity Capital Markets division. About the ECM Division:Led by a hall-of-fame ECM lawyer, the division is renowned for its unparalleled expertise in navigating complex capital market transactions. The...

An Elite US law firm, ranked Band-1 by Chambers for Equity Capital Markets (ECM) advisory, are searching for experienced Associate to join the Equity Capital Markets division. About the ECM Division:Led by a hall-of-fame ECM lawyer, the division is renowned for its unparalleled expertise in navigating complex capital market transactions. The team has...

Role Profile An exciting opportunity exists for a Senior Associate to join the Capital Markets Compliance team (CMC) of the London Stock Exchange Group (LSEG). CMC provide compliance and advisory support to the Equities and FX Trading businesses within the Capital Markets division of LSEG, providing oversight, guidance and challenge to ensure a robust...

An Elite US law firm, ranked Band-1 by Chambers for Equity Capital Markets (ECM) advisory, are searching for experienced Associate to join the Equity Capital Markets division. About the ECM Division:Led by a hall-of-fame ECM lawyer, the division is renowned for its unparalleled expertise in navigating complex capital market transactions. The team has...

An Elite US law firm, ranked Band-1 by Chambers for Equity Capital Markets (ECM) advisory, are searching for experienced Associate to join the Equity Capital Markets division. About the ECM Division:Led by a hall-of-fame ECM lawyer, the division is renowned for its unparalleled expertise in navigating complex capital market transactions. The team has...

An Elite US law firm, ranked Band-1 by Chambers for Equity Capital Markets (ECM) advisory, are searching for experienced Associate to join the Equity Capital Markets division. About the ECM Division: Led by a hall-of-fame ECM lawyer, the division is renowned for its unparalleled expertise in navigating complex capital market transactions. The team has...

An Elite US law firm, ranked Band-1 by Chambers for Equity Capital Markets (ECM) advisory, are searching for experienced Associate to join the Equity Capital Markets division. About the ECM Division:Led by a hall-of-fame ECM lawyer, the division is renowned for its unparalleled expertise in navigating complex capital market transactions. The team has...

MERJE are supporting this highly prestigious Financial Services in their search for a Compliance Officer. Our client’s focus is to build a financial plan & investment strategy for their clients by providing a tailored discretionary, advisory and execution - only services to individuals, corporates, trusts and funds and a wealth planning service. As they...

Join our clients esteemed Capital Markets & Derivatives (CMD) team in London, where they boast a robust client base spanning leading financial institutions, investment banks, insurance companies, asset managers, and more. The firm are seeking associates with at least 1 years PQE in structured finance, derivatives or debt capital markets.As part of their...

An Elite US law firm are looking for a US qualified capital markets associate to join their outstanding team as a Senior Associate/Counsel. The strength of this capital markets team is reflected in the incredible work you would be getting involved with, working on some of the highest profile high yield offerings to date. You will work on a mix of...

We are looking to welcome an Associate who can support the continued success of our market leading Capital Markets Transactions team. Our new colleague will assist in the execution of Capital Markets assignments including IPO’s, fundraisings, acquisitions and disposals and support the team in new business generation. They will support the...

US qualified capital markets Senior Associate/Counsel to join an Elite US law firm in their outstanding team. The strength of this capital markets team is reflected in the incredible work you would be getting involved with, working on some of the highest profile high yield offerings to date. You will work on a mix of high yield and debt capital markets...