Compliance Advice Manager
3 weeks ago
Knowledge of industry best practice with solid relationships with external bodies and network forums
- Demonstrable experience in communication skills to all levels of management and staff
- Experience working within a product-led organisation and/or agile methodologies
Primary Responsibilities:
- Primary contact for the provision of professional regulatory advice across the business areas allocated working closely with key stakeholders to ensure compliance requirements are effectively considered within decision making
- Primary contact for the provision of compliance advice for allocated new business ventures working closely with external and internal partners to deliver a product to market.
- Primary contact for new business venture engagements with regulated and unregulated partners.
- Leading, advocating, and demonstrating the value of effective, commercial awareness, regulatory risk advice, and upskilling all areas of the Group.
- Providing a focus on ensuring that we generate good outcomes for customers
- Ensuring key regulatory developments and emerging themes are communicated effectively to key stakeholders.
- Representing the Compliance function, and wider Assurance function, within key working groups, squads, and committees.
- Support in the delivery of regulatory training for the Group
For more information about the Compliance Advice Manage role, please get in touch or submit your CV for consideration.
-
Compliance Manager
4 weeks ago
Hampshire, United Kingdom H2O Recruitment Services Ltd Full timeCompliance Manager (South) Cemap Fulltime, Monday to Friday (Home Based) My client are looking to expand their amazing Compliance team to deliver their innovative, tech driven T&C Scheme. Reporting to one of their Regional Field Operations Managers, The CM’s are responsible for implementation of the Training and Competency scheme incorporating Low Risk...
-
Risk & Compliance Business Partner - Insurance
4 weeks ago
Hampshire, United Kingdom MERJE Ltd Full timeThis new role sits in Group Risk and Compliance and the main purpose is to maintain a close relationship with the Business Units, actively influencing day to day decisions, shape strategy and the direction of the team, through guidance and advice in respectof Risk and Regulation matters. Business Partners need to develop a deep understanding of the BU’s...
-
Head of Risk and Compliance
1 month ago
Basingstoke, Hampshire, United Kingdom Reassured Ltd Full timeReporting to the Chief Risk and Compliance Officer, the role of the Head of Risk will lead, shape, and provide oversight over the strategic vision, plans, strategy, framework, and processes for Risk Management activities across Reassured, providing day to day pragmatic and proportionate risk advice and support to the business. Whilst the Chief Risk and...
-
Asset Compliance Manager
7 days ago
Hampshire, United Kingdom Building Recruitment Company Full time**Asset Compliance Surveyor** Temporary Opportunity via BRC **Jobs: Asset Compliance Surveyor** **Location: Hampshire** **Sector: Housing & Property** **Contract: Temporary 3 Months to potentially permanent** **Hourly Rate: £23.50 PAYE** **Start Date: January 2023** BRC are working with a reputable Housing Association who are spread across the South...
-
Head of Compliance and MLRO
1 month ago
Basingstoke, Hampshire, United Kingdom THC Recruitment Full timeOur Client is a fast-growing and prestigious lender based in Basingstoke who are looking for a Head of Compliance and MLRO to join their Team. The successful candidate will be responsible for compliance and MLRO functions and managing a small Team. Primary Responsibilities Drive compliance of the Branch with all UK Financial Services and Data Protection...
-
Compliance Office
1 month ago
Basingstoke, Hampshire, United Kingdom Asset Finance International Full timeHead of Compliance and MLRO - Basingstoke (Office Based) {Our client is a fast-growing and prestigious lender based in Basingstoke who are looking for a Head of Compliance and MLRO to join their Team. The successful candidate will be responsible for compliance and MLRO functions and managing a small Team. Drive compliance of the Branch with all UK...
-
Head of Risk Risk
1 month ago
Basingstoke, Hampshire, United Kingdom Reassured Ltd Full timeReporting to the Chief Risk and Compliance Officer, the role of the Head of Risk will lead, shape, and provide oversight over the strategic vision, plans, strategy, framework, and processes for Risk Management activities across Reassured, providing day to day pragmatic and proportionate risk advice and support to the business. Whilst the Chief Risk and...
-
QA Compliance Admin
1 month ago
Winchester, Hampshire, United Kingdom The People Co Full timeJob Title: QA Compliance Location: Hampshire, UK Company Overview: Our client is a leading manufacturer and distributor of flavours, for the food and beverage industry. With a commitment to excellence and quality assurance, they are seeking a dedicated QA Compliance Officer to join their team in Hampshire. Job Description: As a QA Compliance Officer,...
-
Senior Risk
1 week ago
Fareham, Hampshire, United Kingdom Ashville Knight Full timeAn opportunity has come up for a Private Client Solicitor or Legal Executive to join a busy office in Fareham. Applicants will have qualifying and strong experience dealing with private client matters across the board. The chosen candidate must have been running a caseload independently and be involved in networking and business development. Tax planning...
-
Service Manager
2 weeks ago
Farnborough, Hampshire, United Kingdom Compliance Group Limited Full timeHere at PH Water & Air Technologies were looking for a Service Manager Water to join our team based in Farnborough. You will oversee the service team, comprising of mobile engineers and the service desk team, reporting directly to you. Your primary focus will be ensuring the smooth day-to-day operations. Additionally, you will play a key role in managing...
-
Service Manager
4 weeks ago
Farnborough, Hampshire, United Kingdom Compliance Group Limited Full timeHere at PH Water & Air Technologies were looking for a Service Manager Water to join our team based in Farnborough. You will oversee the service team, comprising of mobile engineers and the service desk team, reporting directly to you. Your primary focus will be ensuring the smooth day-to-day operations. Additionally, you will play a key role in managing...
-
Trainee Compliance
4 weeks ago
Fareham, Hampshire, United Kingdom Page Personnel Sales Full timeMy client is a niche financial services firm with this role based in Whiteley and also 7 other offices across the globe. To assist the Assistant Manager, Risk Assurance & Compliance function (UK), and the Money Laundering Compliance Officer ("MLCO") (Jersey) in various aspects of the administration and management of the firm's Financial Crime Compliance...
-
Senior Risk
6 days ago
Winchester, Hampshire, United Kingdom Ashville Knight Full timeAn exciting opportunity has come up for a Private Client Solicitor or Legal Executive to join my client in Winchester. Applicants must have strong experience dealing with private client matters across the board. The chosen candidate must have been running a caseload independently and be involved in networking and business development. Tax planning...
-
Basingstoke, Hampshire, United Kingdom Reassured Ltd Full timeReporting to the Chief Risk Officer, the Risk Officer will provide oversight and challenge across risk management activity across Reassured, in accordance with the Risk Management Framework, providing pragmatic and proportionate risk advice and support to the business. Working closely with the Chief Risk Officer to ensure efficient systems and controls are...
-
Tax Senior/Assistant Manager- Private Client
1 month ago
Fareham, Hampshire, United Kingdom Clark Wood - Tax Recruitment Full timeOur client is recruiting for a Corporate Tax Assistant Manager to join their Business Tax team in their Fareham office. The purpose of this role is to work on the delivery of tax compliance, tax advice and tax advisory projects in conjunction with colleagues in the Fareham office, as well as other teams, offices and service lines to provide an efficient...
-
Head of Compliance and MLRO
1 month ago
Basingstoke, Hampshire, United Kingdom Asset Finance International Full timeHead of Compliance and MLRO - Basingstoke (Office Based) {JLinkedShare} Written by Louise Clavey Published: 13 March 2024 Created: 13 March 2024 Our client is a fast-growing and prestigious lender based in Basingstoke who are looking for a Head of Compliance and MLRO to join their Team. The successful candidate will be responsible for compliance and MLRO...
-
Accounts Senior
2 days ago
Hampshire, United Kingdom AVANT Full timeJob Description Junior Client Relationship Manager: We are a UK registered Talent Acquisition business working with clients across the UK & Europe. Front end, client management. Responsible for the day to day running of your account, alongside account development and expansion. *Offer advice to customers on current market conditions as well as advice on...
-
Accounts Senior
6 days ago
Hampshire, United Kingdom AVANT Full timeJunior Client Relationship Manager: We are a UK registered Talent Acquisition business working with clients across the UK & Europe. Front end, client management. Responsible for the day to day running of your account, alongside account development and expansion. *Offer advice to customers on current market conditions as well as advice on market rates and...
-
Credit Manager
23 hours ago
Basingstoke, Hampshire, United Kingdom Wade Macdonald Full timeCredit Manager - Basingstoke (Hybrid) - £40000 Our Client Our client, based in Basingstoke, is a leader in the IT sector, renowned for driving technological innovation and solutions. This organisation is dedicated to providing a stimulating work environment where new ideas and technologies are at the forefront, promoting substantial growth and development...
-
Trainee Financial Crime Compliance Administrator
4 weeks ago
Fareham, Hampshire, United Kingdom Michael Page (UK) Full timeAbout Our Client My client is a niche financial services firm with this role based in Whiteley and also 7 other offices across the globe. Job Description Job Purpose To assist the Assistant Manager, Risk Assurance & Compliance function (UK), and the Money Laundering Compliance Officer ("MLCO") (Jersey) in various aspects of the administration and...