Emea Disclosure of Interest

2 weeks ago


London, United Kingdom JPMorgan Chase & Co Full time

**JOB DESCRIPTION**
The EMEA Disclosure of Interest team, part of Compliance, Conduct and Operational Risk organization is searching for a Vice President based in London to join the team. The EMEA DOI is responsible for disclosing the Firm’s principle and fiduciary holdings to satisfy EMEA regulatory requirements and enquiries from regulators, internal parties, and issuers.

**Job responsibilities**
- Monitoring and disclosing positions/trades according to relevant takeover regulations, shortselling and major shareholding fillings
- Represent Controls and Quality Assurance on all regional management meetings
- Liaising with other areas of Compliance (e.g. Control Room, LoB) regarding trading restrictions/approvals and possible breaches
- Prevent breaches of ownership thresholds and to restrict holdings in particular industries or to comply with additional notification obligations (e.g. energy companies in Spain, strategic enterprises in Russia). Liaising with the Control Room and LoB Compliance to restrict or manage trading activity if necessary
- Responding to queries from Compliance or the Business - e.g. performing position searches (to assist with: conflicts of interest checks, gauging disclosure implications of proposed transactions etc); advising disclosure requirements etc.
- Keep abreast of regulatory changes as it impacts the relevant disclosure rules
- Act as a central contact for financial regulators in the event of questions/queries raised

**Required qualifications, capabilities, and skills**
- Successful track record working in a financial institution and familiarity with DOI functions and systems will be an advantage
- Basic knowledge of a broad range of financial instruments, including equity derivatives
- Adept to multi-tasking and meeting deadlines in high-pressure environment
- Results oriented team player with a consistent track record of driving tasks quickly and accurately to fruition
- Strong problem solving ability coupled with the ability to recommend and make decisions autonomously
- Exceptional research and analytical skills with the ability to analyze large amounts of data, decipher higher risk attributes (transactional, geographical, product, customer type, etc.) and disposition appropriately
- Proficient in MS Office (Outlook/Word/Excel/PowerPoint) and strong documentation skills to clearly and accurately articulate alert disposition

**ABOUT US**

JPMorgan Chase & Co., one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world’s most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.

We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. In accordance with applicable law, we make reasonable accommodations for applicants’ and employees’ religious practices and beliefs, as well as any mental health or physical disability needs.

**ABOUT THE TEAM**

Our professionals in our Corporate Functions cover a diverse range of areas from finance and risk to human resources and marketing. Our corporate teams are an essential part of our company, ensuring that we’re setting our businesses, clients, customers and employees up for success.

Our Compliance teams work globally across all lines of business to advise internal stakeholders on the impact of regulatory requirements and how to balance these with the firm’s needs. Their diverse mandate means they also provide input on new business strategies, product lines, policies, training, operational processes, risk mitigation and control.



  • London, United Kingdom JPMorgan Chase Bank, N.A. Full time

    The EMEA Disclosure of Interest (DOI) team, part of Compliance, Conduct and Operational Risk (CCOR) organisation is seeking an associate based in London or Bournemouth to join the team. The EMEA DOI is responsible for disclosing the Firm's principle and fiduciary holdings to satisfy EMEA regulatory requirements and enquiries from regulators, internal...


  • London, United Kingdom AWS EMEA SARL (UK Branch) Full time

    10+ years of professional non-internship marketing experience - Experience using data and metrics to drive improvements - Experience with Excel or Tableau (data manipulation, macros, charts and pivot tables) - Experience driving direction and alignment with cross-functional teams - Experience using data and metrics to measure impact and determine...


  • London, United Kingdom MUFG Securities EMEA plc Full time

    **Do you want your voice heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world. Across the globe, we’re 160,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term...


  • London, United Kingdom MUFG Securities EMEA plc Full time

    Assistant Vice President or Vice President - London, United Kingdom - MUFG Securities EMEA plc Description Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world. Across the globe, we're 160,000 colleagues, striving to make a difference for every client, organization, and community we serve. We...


  • London, United Kingdom CDP Full time

    Job Purpose and Background in summary Do you care about environmental issues? Would you like to be at the heart of driving positive change through environmental disclosure? CDP is looking for an exceptional candidate to join the Disclosure Programme Team and support the growth of our Corporate and Cities, States and Regions (CStaR) programmes. This role...

  • Compliance Analyst

    1 month ago


    London, United Kingdom Accutrainee Limited Full time

    Accuflex has an exciting opportunity for a Compliance professional to work on a contract basis for our client, a global financial services client in London. You will play a key role in supporting the day-to-day compliance function. The role concerns supporting shareholder compliance, shareholder disclosure,monitoring and auditing. The role is pivotal in...


  • London, United Kingdom eFinancialCareers Full time

    **Who we are looking for** State Street Global Advisors manages and is a promoter of around 350 European funds in multiple domiciles (Luxembourg, UK, Ireland and France). The EMEA Funds Management team is responsible for handling all processes related to fund governance; including coordinationof board meetings and offering documents (prospectus, KIIDs, KIDs)...

  • Emea Broker

    6 days ago


    London, United Kingdom Aon Corporation Full time

    Posting Description: **EMEA Broker** **We’re hiring!** Aon are currently recruiting a EMEA Broker to join our team in London. The EMEA Broker will be primarily responsible for Providing advice to clients and colleagues on placement design, available coverage capacity, likely pricing, potential coverage enhancements and market progress within scope of...


  • London, United Kingdom eFinancialCareers Full time

    **Overview** Purpose of the role: The primary purpose of this position is to undertake the review and approval of marketing communications, with a specific focus on final promotions relating to BNY Mellon Investment Management's retirement solutions and multi-asset fund offerings. Residingwithin BNY Mellon Investment Management's EMEA Marketing team, this...


  • London, United Kingdom CBRE Full time

    This job is brought to you by Jobs/Redefined, the UK's leading over-50s age inclusive jobs board. EMEA Finance Manager (equity method accounting experience) Job ID 157963 Posted 26-Mar-2024 Service line REI Segment Role type Full-time Areas of Interest Accounting/Finance, Investment Banking, Investment Management Location(s) London -...

  • Emea Broker

    6 days ago


    London, United Kingdom Aon Full time

    We’re hiring! Aon are currently recruiting a EMEA Broker to join our team in London. The EMEA Broker will be primarily responsible for Providing advice to clients and colleagues on placement design, available coverage capacity, likely pricing, potential coverage enhancements and market progress within scope of responsibility and Analysing clients’...

  • EMEA Tax Accounting

    3 weeks ago


    London, United Kingdom JPMorgan Chase & Co. Full time

    Based in Canary Wharf, you will be working in the EMEA Tax Accounting team, part of the EMEA Corporate Tax and Planning group, and will report directly to the manager of this team. The role has been created to ensure a consistent approach is applied to tax accounting across the 36 countries in EMEA that JPMorgan conducts business. Of these countries, 7...


  • London, United Kingdom CDP Full time

    Job Purpose / Background CDP are seeking a number of motivated and organised individuals with a background in data management and delivering great customer service to join our vibrant Disclosure Operations Team. This role supports the effective delivery of CDP’s core disclosure operations for corporations, cities, states and other CDP stakeholders...

  • EMEA Finance Manager

    2 weeks ago


    London, United Kingdom CBRE Full time

    The EMEA Finance Manager will be responsible for oversight of the financial accounting and reporting processes related to equity co-investments held by CBRE Group, Inc in real estate across the EMEA region within Investment Management. The EMEA Finance Manager will be responsible for reviewing and consolidating deliverables across the EMEA region for CBRE...


  • London, United Kingdom James Gray Associates Full time

    Job Title: EMEA Payroll Specialist Location: Hertfordshire **Salary**: £50K + Benefits + Remote working An exciting global company are seeking the services of an experienced EMEA Payroll Specialist to join their growing People Team. Key responsibilities: - Overseeing the processing and coordination of the monthly cycle of flexible benefits across EMEA. -...

  • EMEA Tax Accounting

    2 weeks ago


    London, United Kingdom JPMorgan Chase & Co. Full time

    Based in Canary Wharf, you will be working in the EMEA Tax Accounting team, part of the EMEA Corporate Tax and Planning group, and will report directly to the manager of this team. The role has been created to ensure a consistent approach is applied to tax accounting across the 36 countries in EMEA that JPMorgan conducts business. Of these countries, 7...


  • London, United Kingdom Entertainment Services Alliance, Inc. Full time

    Xperi invents, develops and delivers technologies that create extraordinary experiences at home and on the go for millions of people around the world. Powering billions of consumer electronics, connected cars and digital content titles, we make entertainment more immersive, driving more intelligent and every interaction seamlessly personalized through our...

  • Dir, EMEA Marketing

    4 weeks ago


    London, United Kingdom 15501 WMIL Wellington Management International Ltd Full time

    About the Role The Company Tracing our roots to 1928, Wellington Management Company, LLP is one of the world’s largest independent investment management firms. With around US$1 trillion in assets under management, we serve as a trusted adviser to institutional clients and financial intermediaries in over 50 countries. Our innovative investment...

  • EMEA Tax Accounting

    3 weeks ago


    London (Central), United Kingdom J.P. Morgan Full time

    Job Description Based in Canary Wharf, you will be working in the EMEA Tax Accounting team, part of the EMEA Corporate Tax and Planning group, and will report directly to the manager of this team. The role has been created to ensure a consistent approach is applied to tax accounting across the 36 countries in EMEA that JPMorgan conducts business. Of these...

  • News Editor, EMEA

    3 weeks ago


    London, United Kingdom Getty Images Full time

    News Editor, EMEA Work type: Hybrid Location: London Who You Are: We are seeking an experienced photo assignment editor who will help produce our daily photographic coverage across Europe, the Middle East and Africa, in collaboration with our regional Director of Photography, fellow editors, and staff and freelance photographers. The role will...