Financial Crime Assurance
3 weeks ago
Reviewing FCC Policies, Standards and Procedures, including FCC Risk Assessments, Client Due Diligence and Know Your Client/Customer and Customer Risk Rating, Anti-Bribery & Corruption controls (Gifts & Hospitality etc.), Anti-Tax Evasion/Avoidance measures(Corporate Criminal Offence), and Anti-Fraud controls.
- Testing Transaction Monitoring (TM) systems and controls - Thresholds and Scenario, investigations, Suspicious Activity Reporting and Production Orders etc.
- Reviewing information for reporting MI and MI analysis (as prepared by the FCC Assurance Officer), and publish MI in a timely manner, to relevant stakeholders and committees.
- Supporting the completion of the Bank's annual Financial Crime Risk Assessment (FCRA) by providing updates on the assessments of the control effectiveness and resolution of previously raised FCC Assurance's issues.
- Supporting the Head of FCC Assurance via thematic analysis of issues, trends and patterns and provide analytical inputs to the Assurance Plan.
What you'll bring.
- Previous experience within Financial Crime Assurance, Quality Assurance or Audit Teams
- Experience working with Investment Banking or Corporate Banking products
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Financial Crime Assurance
4 weeks ago
London, United Kingdom LHH Recruitment Solutions Full timeLeading assurance reviews as part of the wider assurance plan and providing timely assurance opinions. - Developing and agreeing the scope and delivering against agreed milestones. - Collaborating with colleagues to assess whether FC Risks are adequately identified, assessed and managed. - Identifying issues or improvements and advising Senior Management...
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Financial Crime Assurance
4 weeks ago
London, United Kingdom LHH Recruitment Solutions Full timeYou will be: - Reviewing FCC Policies, Standards and Procedures, including FCC Risk Assessments, Client Due Diligence and Know Your Client/Customer and Customer Risk Rating, Anti-Bribery & Corruption controls (Gifts & Hospitality etc.), Anti-Tax Evasion/Avoidance measures(Corporate Criminal Offence), and Anti-Fraud controls. - Testing Transaction Monitoring...
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Financial Crime Assurance
4 days ago
London, United Kingdom LHH Recruitment Solutions Full timeLeading assurance reviews as part of the wider assurance plan and providing timely assurance opinions. - Developing and agreeing the scope and delivering against agreed milestones. - Collaborating with colleagues to assess whether FC Risks are adequately identified, assessed and managed. - Ensuring opinions are underpinned by facts, evidence and assessment...
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London Area, United Kingdom DSR Global Full timePrestigious International Bank based in London, are looking to recruit an Assistant Manager - Compliance Financial Crime to join their expanding Compliance Team.This candidate MUST HAVE previous/current Banking experience in the UK.Assist the Head of Compliance/MLRO and / or their Deputy (DMLRO) in ensuring that London operates in accordance with all legal...
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London Area, United Kingdom DSR Global Full timePrestigious International Bank based in London, are looking to recruit an Assistant Manager - Compliance Financial Crime to join their expanding Compliance Team. This candidate MUST HAVE previous/current Banking experience in the UK. Assist the Head of Compliance/MLRO and / or their Deputy (DMLRO) in ensuring that London operates in accordance with all legal...
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Compliance Officer
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London Area, United Kingdom DSR Global Full timePrestigious International Bank based in London, are looking to recruit an Assistant Manager - Compliance Financial Crime to join their expanding Compliance Team.This candidate MUST HAVE previous/current Banking experience in the UK.Assist the Head of Compliance/MLRO and / or their Deputy (DMLRO) in ensuring that London operates in accordance with all legal...
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