Risk & Compliance Consultant

3 weeks ago


London, United Kingdom Zurich Insurance Full time

Support the European Risk & Compliance team in all aspects of implementing and maintaining an effective Risk & Compliance Management program and support the business to ensure compliance with legal obligations and effective management of other operational risks.

**What you will do**
- Support compliance monitoring or other assurance activities.
- Review, modify, update company policies.
- Support the implementation of Group and local policies.
- Provide advice to the business on compliance matters.
- Support the team in the execution of risk management activities.
- Facilitate and co-ordinate strategic, operational or project risk assessments.
- Contribute to the annual compliance risk assessment.
- Support the business in maintaining an adequate control environment.
- Support the business in identifying root-causes and action plans to address breaches and incidents.
- Support the business in designing action plans to address risks, incidents or identified control deficiencies and monitor completion of action plans.
- Support the production of regular Risk & Compliance reports within the reporting deadlines agreed.
- Assist in any ad-hoc tasks / projects / reports.
- Provide exceptional customer service to internal and external customers within company guidelines.
- Build strong relationships with senior business management, providing guidance, oversight, and challenge.
- Adhere to regulatory obligations.
- Ensure that all confidential information is handled in accordance with company protocols and procedures.
- Ensure all contact and interaction is of the highest standard (written/phone/face to face).
- Communicate clearly and appropriately to all stakeholders.
- Accuracy and attention to detail.
- Continuous improvement of processes and procedures.
- Adhere and comply to all company policies.
- Proficient use of systems.
- Is collaborative in approach with strong emphasis on delivery and execution.
- Demonstrates strong oral and written communication skills.
- Exhibits a positive 'can do' attitude with excellent problem-solving skills.

**What you bring**
- 3-5 years’ experience in a Compliance role within financial services is essential, preferably with a general insurance provider.
- Good familiarity with relevant local regulation of financial intermediaries.
- Knowledge of key compliance and regulatory topics.
- Proven track record of working on own initiative and delivering practical outcomes to a professional standard.
- Solid project management skills with a strong emphasis on prioritisation, communication and delivery.
- Demonstrable experience of interaction and influencing at a management level.
- Experience in managing different stakeholders across first and second lines of defence.
- Strong oral and written communication skills.
- Collaborative in approach with strong emphasis on delivery and execution.
- Adapt quickly to changing priorities; create new and better ways for the organisation to be successful
- Help others to continuously improve and achieve results.
- Explore multiple solutions to overcome obstacles.
- Anticipate future needs that may affect the team or organisation.
- Search for ways to enhance the customer experience.
- Hold others accountable for meeting customer needs.
- Set high standards of performance for self and team.
- Help others meet commitments, goals and deadlines.
- Achieve results that have a clear, positive and direct impact on the business.
- Meet commitments and persist despite setbacks or obstacles.
- Create a climate where people are motivated to help the organisation achieve its objectives

**Additional Information**

Zurich wants to attract the best talent and we acknowledge that talents might not always be available full-time. At Zurich we will consider requests for flexible working. Many of our employees work flexibly in a variety of ways. Please talk to us during the interview about the flexibility you may need.

Explore our new Quai Zurich Campus

**Information for recruitment agencies**

..

**You are the heart & soul of Zurich**

At Zurich, we like to think outside the box and challenge the status quo. We take an optimistic approach by focusing on the positives and constantly asking What can go right?

Let’s continue to grow together
- Location(s): UK - London
- Remote working:

- Schedule: Full Time
- Recruiter name: Bleach Cameron


  • Compliance Officer

    4 weeks ago


    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is a rapidly growing boutique investment banking firm providing financial services to a range of clients. **THE RESPONSIBILITIES**: - Conducting financial crime and regulatory compliance monitoring in accordance with the firm’s Annual Monitoring Plan (AMP) and Compliance Monitoring Plan (CMP); - Conducting surveillance...


  • London, United Kingdom AJ FOX COMPLIANCE Full time

    Job Description Are you a qualified solicitor or legal professional? Someone passionate about risk and compliance? If you answered yes, you may be interested in this new opportunity. We are looking for a Risk and Compliance Lawyer who can provide specialist legal risk-based advice on complex areas of regulatory compliance for a Top 100 UK law firm, based...


  • London, United Kingdom AJ FOX COMPLIANCE Full time

    Are you a qualified solicitor or legal professional? Someone passionate about risk and compliance? If you answered yes, you may be interested in this new opportunity.We are looking for a Risk and Compliance Lawyer who can provide specialist legal risk-based advice on complex areas of regulatory compliance for a Top 100 UK law firm, based in London (with...


  • London, United Kingdom AJ Fox Compliance Full time

    Are you a qualified solicitor or legal professional? Someone passionate about risk and compliance? If you answered yes, you may be interested in this new opportunity.Increase your chances of reaching the interview stage by reading the complete job description and applying promptly.We are looking for a Risk and Compliance Lawyer who can provide specialist...


  • London, United Kingdom AJ FOX COMPLIANCE Full time

    Are you a qualified solicitor or legal professional? Someone passionate about risk and compliance? If you answered yes, you may be interested in this new opportunity.We are looking for a Risk and Compliance Lawyer who can provide specialist legal risk-based advice on complex areas of regulatory compliance for a Top 100 UK law firm, based in London (with...


  • London, United Kingdom AJ FOX COMPLIANCE Full time

    Are you a qualified solicitor or legal professional? Someone passionate about risk and compliance? If you answered yes, you may be interested in this new opportunity.We are looking for a Risk and Compliance Lawyer who can provide specialist legal risk-based advice on complex areas of regulatory compliance for a Top 100 UK law firm, working remotely. All you...


  • London, United Kingdom AJ FOX COMPLIANCE Full time

    Are you a qualified solicitor or legal professional? Someone passionate about risk and compliance? If you answered yes, you may be interested in this new opportunity. We are looking for a Risk and Compliance Lawyer who can provide specialist legal risk-based advice on complex areas of regulatory compliance for a Top 100 UK law firm, based in London (with...


  • London, United Kingdom AJ FOX COMPLIANCE Full time

    Are you a qualified solicitor or legal professional? Someone passionate about risk and compliance? If you answered yes, you may be interested in this new opportunity. We are looking for a Risk and Compliance Lawyer who can provide specialist legal risk-based advice on complex areas of regulatory compliance for a Top 100 UK law firm, based in London (with...


  • Surrey Quays, Greater London, United Kingdom AJ Fox Compliance Full time

    We have a great, new opportunity for a lawyer interested in a role with flexibility, minimal pressure and many opportunities to learn. Our client is a leading national law firm looking for a qualified lawyer with prior experience in risk & compliance or within a private practice to join their lovely and supportive team. This role would be well-suited for...

  • Junior Risk

    4 weeks ago


    London, United Kingdom AJ Fox Compliance Full time

    **Are you an NQ Lawyer wanting to start your career in Risk & Compliance? Perhaps you have been working in another area of law and you're thinking of transitioning to Risk & Compliance.** If any of this resonates with you, then we'd love to have a chat! We're working with a top 100 UK law firm in South West London who would like to recruit someone for...


  • London Area, United Kingdom AJ FOX COMPLIANCE Full time

    Are you a qualified solicitor or legal professional? Someone passionate about risk and compliance? If you answered yes, you may be interested in this new opportunity. We are looking for a Risk and Compliance Lawyer who can provide specialist legal risk-based advice on complex areas of regulatory compliance for a Top 100 UK law firm, based in London (with...


  • London Area, United Kingdom AJ FOX COMPLIANCE Full time

    Are you a qualified solicitor or legal professional? Someone passionate about risk and compliance? If you answered yes, you may be interested in this new opportunity.We are looking for a Risk and Compliance Lawyer who can provide specialist legal risk-based advice on complex areas of regulatory compliance for a Top 100 UK law firm, based in London (with...


  • London Area, United Kingdom AJ FOX COMPLIANCE Full time

    Are you a qualified solicitor or legal professional? Someone passionate about risk and compliance? If you answered yes, you may be interested in this new opportunity.We are looking for a Risk and Compliance Lawyer who can provide specialist legal risk-based advice on complex areas of regulatory compliance for a Top 100 UK law firm, based in London (with...


  • London, United Kingdom Jobheron Full time

    An established London-based financial services consultancy specialising in contract-based Transformation, Risk and Compliance work, is seeking a professional with minimum 6 years of relevant experience to join their team. With a concentrated pool of ex-Big 4 and Tier 1 Banking talent, they have world-wide experience in supporting the Private and Public...

  • Senior Risk

    1 week ago


    London, United Kingdom AJ FOX COMPLIANCE Full time

    Job Description Our client - an international law firm - is seeking a Senior Conflicts Lawyer to join their growing team in London. This is an exciting opportunity to work closely with the firm’s senior management, and the wider business, in ensuring the development and maintenance of the highest standard of professional conduct, as well as ensure...

  • Senior Risk

    1 month ago


    London, United Kingdom AJ FOX COMPLIANCE Full time

    Our client - an international law firm - is seeking a Senior Conflicts Lawyer to join their growing team in London. This is an exciting opportunity to work closely with the firm’s senior management, and the wider business, in ensuring the development and maintenance of the highest standard of professional conduct, as well as ensure global compliance with...

  • Senior Risk

    1 month ago


    London, United Kingdom AJ FOX COMPLIANCE Full time

    Our client - an international law firm - is seeking a Senior Conflicts Lawyer to join their growing team in London. This is an exciting opportunity to work closely with the firm’s senior management, and the wider business, in ensuring the development and maintenance of the highest standard of professional conduct, as well as ensure global compliance with...

  • Fire Risk Assessors

    4 weeks ago


    London, United Kingdom WM Compliance Full time

    **Fire Risk Assessors** Full time & part time positions Travel to London and South East, Home Based £40,000 - £60,000 pa including 5% bonus + car allowance + benefits Permanent We are currently seeking to hire full time and part time Fire Risk Assessors to join our team at William Martin Compliance. Are you a Fire Risk Assessor who is experienced in...

  • Fire Risk Assessors

    4 weeks ago


    London, United Kingdom WM Compliance Full time

    **Fire Risk Assessors** Full time or Part time - Permanent Home based with travel to London and South East **Salary**: £38,000 - £50,000 pa inc 5% bonus + car allowance + benefits We are currently seeking to hire full time and part time Fire Risk Assessors to join our team at William Martin Compliance. Are you a Fire Risk Assessor who is experienced...


  • London, United Kingdom Compliance Professionals Full time

    We are working exclusively with a trading and investing platform in their search for a Senior Regulatory Compliance Analyst. Ensuring compliance with FCA regulations, in particular the rules relating to Conduct of Business (“COBS”). Reporting to senior stakeholders on the effectiveness of compliance procedures, the provision and analysis of...