Senior Compliance Administrator
2 months ago
Job Title: Senior Compliance Administrator
Contract: Full Time, Permanent
Location: North Leicester, Leicestershire
**Salary**: £26,000- £30,000
Hours : 9:00am-5:00pm
The Commercial Division of SF Recruitment are currently looking to recruit a Senior Compliance Officer
To ensure compliance with regulatory requirements. Providing and recording approval to firms in respect of stationery, financial promotions and other customer facing materials.
The role:
- Maintenance of records for the firms' financial promotions on the network systems, cross referencing with the database and schedule appropriate reviews
- Assess and carry out desk-based reviews for financial promotions, within agreed service levels and recommendations made where appropriate - this will include documenting all details of the planned financial promotion - ensuring feedback is followed up until fully completed.
- Identify and manage high risk -communications implementing regular reviews, updating systems and records.
- Provide appropriate and constructive feedback where areas for improvement are identified, i.e. setting up marketing campaigns and ensuring clear, fair, and not misleading
- Mentor co-workers providing guidance, advice, feedback and assist in the growth and development of others.
- Maintain records of all decisions concerning the financial promotions.
- Report any breaches in line with the network Breaches policy, ensuring a record is held on file.
Skills required:
- CeMAP qualified or equivalent professional financial services qualification
- CeRER or equivalent professional financial services qualification
- The ability to analyse information with a view to making informed decisions.
- Experience of working under pressure, prioritising, and working to tight deadlines
- Good team player, but with a definite ability to work under own initiative.
- Minimum 2 years' experience in a similar role ideally within the financial services sector
- String verbal and written communication skills
- Knowledge of FCA Handbook and Financial Promotion requirements
- Experience of managing and reviewing more complex materials
-
Compliance Administrator
1 week ago
Leicester, United Kingdom BE Recruitment Ltd Full timeCompliance Administrator Required! BE Recruitment are seeking a diligent and detail-oriented Compliance Administrator to join our team. The Compliance Administrator will play a crucial role in ensuring that our company operates within the boundaries of relevant laws and regulations, while also building positive relationships with clients and providing...
-
Compliance Administrator
2 weeks ago
Leicester, United Kingdom BE Recruitment Ltd Full timeCompliance AdministratorRequired! BE Recruitment are seeking a diligent and detail-oriented Compliance Administrator to join our team. The Compliance Administrator will play a crucial role in ensuring that our company operates within the boundaries of relevant laws and regulations, while also building positive relationships with clients and providing...
-
Compliance Administrator
4 weeks ago
Leicester, United Kingdom G4S Full timeLocation: LE3 1HR | Salary: £25,000 | Posted: 20 May 2024 | Closes: 17 Jun 2024 | Job Type: Full Time and Permanent | Business Unit: UK Facilities Management | Region / Division: UK & Ireland | Reference: 15634 **ROLE RESPONSIBILITY**: **COMPLIANCE ADMINISTRATOR** **Salary: £25,000 per annum** **Working Hours: Permanent, Full Time, 40 hours per week...
-
Compliance Administrator
3 weeks ago
Leicester, United Kingdom G4S Full timeRole Responsibility: COMPLIANCE ADMINISTRATOR Salary: £25,000 per annum Working Hours: Permanent, Full Time, 40 hours per week (Mon - Fri) Location: Leicester, LE3 1HR Excellent company benefits including Contributory Pension At G4S Facilities Management we are passionate about the services we deliver; and our facilities management...
-
Compliance Administrator
1 week ago
Leicester, United Kingdom G4S Full timeRole Responsibility: COMPLIANCE ADMINISTRATOR Salary: £25,000 per annum Working Hours: Permanent, Full Time, 40 hours per week (Mon - Fri) Location: Leicester, LE3 1HR Excellent company benefits including Contributory Pension At G4S Facilities Management we are passionate about the services we deliver; and our facilities management...
-
Senior Administrator
3 weeks ago
Leicester, United Kingdom McNamara Recruitment Full timeAre you an experienced Administrator, looking for a new and exciting opportunity? Do you want to work in a varied and busy Administration role where every day is different? My client, who are an established business based in Leicester have quickly become a trusted supplier of luxury brands within Retail, Skincare and Beauty. My client is now looking for an...
-
Senior Administrator
3 days ago
Leicester, United Kingdom McNamara Recruitment Full timeAre you an experienced Administrator, looking for a new and exciting opportunity? Do you want to work in a varied and busy Administration role where every day is different? My client, who are an established business based in Leicester have quickly become a trusted supplier of luxury brands within Retail, Skincare and Beauty. My client is now looking for an...
-
Compliance Administrator
3 weeks ago
Leicester, United Kingdom Hays Specialist Recruitment Limited Full timeTemporary compliance administrator for approximately 3 months. **Your new company** Large healthcare organisation. **Your new role** Will be based across 3 hospitals but mainly based at 1 working alongside the manager. Form part of the temporary project team setting up their new CAFM system. So matching assets from an asset survey to the correct area of a...
-
Fleet/compliance Administrator
7 days ago
Leicester, United Kingdom Charnwood Commercial Bodies Full time**Job Summary**: We have a fantastic opportunity for a Fleet and Compliance Administrator to join our team. Charnwood Commercial Bodies are a growing commercial vehicle manufacturer who build an expanding range of vehicles including Lutons, Curtain Sides and Fridge Vans. We are looking for someone with experience of administration who is competent in...
-
Compliance Administrative Officer
2 months ago
Leicester, United Kingdom TAGGED RESOURCES Full timeType: Permanent An experienced Compliance Administrator Officer with an understanding of ethical audit programs is needed to join an established clothing manufacturer and supplier to a variety of high street retailers and grocers.\Graduates welcome Supporting the business with the ethical compliance programme for the group, undertaking investigations...
-
Aml Compliance Administrator
2 weeks ago
Leicester, United Kingdom Simplify Group Full time**AML Compliance Administrator** Leicester (37.5 hours per week - Monday to Friday 9am to 5.30pm) £20,319.00 If you are a who wants to make great money working for the largest conveyancing and property services group in the UK, then keep reading! **BENEFITS** Competitive Salary, 25 Days Holiday (Plus 8 Days Public Holiday), Option To Buy Or Sell...
-
Personal Tax Senior Associate
4 weeks ago
Leicester, United Kingdom Hays Senior Finance Full timePersonal Tax Senior Associate Employer Location Leicestershire, England, Leicester Salary GBP30000.0 - GBP40000.0 per annum + c. £30-£35k p.a. Closing date 28 Feb 2024 View more Sector Salary band , Contract type Hours Where will they be working? You need to or to save a job. Job Details Your new company A caring and supportive...
-
Personal Tax Senior Associate
1 week ago
Leicester, United Kingdom Hays Senior Finance Full timePersonal Tax Senior Associate Employer Location Leicestershire, England, Leicester Salary GBP30000.0 - GBP40000.0 per annum + c. £30-£35k p.a. Closing date 28 Feb 2024 View more Sector Salary band , Contract type Hours Where will they be working? You need to or to save a job. Job Details Your new company A caring and supportive...
-
Senior Administrator
2 months ago
Leicester, United Kingdom Stirling Warrington Full timeSenior Administrator Permanent, Full Time Monday - Friday £25,000 - £27,000 (based on experience) Leicester My client is looking to appoint a well experienced administrator for their very busy law practice in Leicester. The role will involve supporting senior partners within the practice with administrative and secretarial support as required. The role...
-
Senior Ifa Administrator/ Team Leader
2 weeks ago
Leicester, United Kingdom NJR Recruitment Full timeSenior IFA Administrator/ Team Leader Leicester Salary up to £32,000 Hybrid working is available Group Life scheme 25 Days Holiday + Bank Holidays Free on site Parking Our client are a well-established firm of Independent Financial Planners who are based in a central location within the Leicester. Our Client are going through a period of growth which has...
-
Senior Ifa Administrator/ Team Leader
1 week ago
Leicester, United Kingdom NJR Recruitment Full timeSenior IFA Administrator/ Team Leader Leicester Salary up to £32,000 Hybrid working is available Group Life scheme 25 Days Holiday + Bank Holidays Free on site Parking Our client are a well-established firm of Independent Financial Planners who are based in a central location within the Leicester. Our Client are going through a period of growth which has...
-
Senior Ifa Administrator/ Team Leader
7 days ago
Leicester, United Kingdom NJR Recruitment Full timeSenior IFA Administrator/ Team Leader Leicester Salary up to £32,000 Hybrid working is available Group Life scheme 25 Days Holiday + Bank Holidays Free on site Parking Our client are a well-established firm of Independent Financial Planners who are based in a central location within the Leicester. Our Client are going through a period of growth which has...
-
Payroll Bureau Senior Administrator
3 weeks ago
Leicester, United Kingdom Reed Full time €32,000 - €35,000Senior Payroll Administrator Job Type: Full-time We are seeking a Senior Payroll Administrator to join our team and provide efficient and effective payroll administration support. This role involves ensuring the accurate processing of wages, salaries, and other forms of compensation, as well as managing benefits processes within our dynamic payroll...
-
Compliance Administrator 12 Month Contract
6 days ago
Leicester, United Kingdom SF Recruitment Full timeJob Title: Compliance Administrator Contract: 12 month maternity Location: LE19 **Salary**: up to £23,000pa The Commercial Division of SF Recruitment are currently looking to recruit a Compliance Administrator on a 12-month maternity contract. To undertake the activities of the membership department to deal with onboarding of members and advisers, check...
-
Compliance Administrator
7 days ago
Leicester, United Kingdom Compass Fostering Full time**About The Role**: Are you passionate about making a positive and lasting difference to children and young people? Are you an enthusiastic administrator looking for a new challenge? Do you want to work for a progressive children’s service with ambitious plans for the future? If so, we want to hear from you! We are looking for an enthusiastic and...