Risk & Compliance Manager

**THE COMPANY**: Our client is a rapidly growing boutique investment banking firm providing financial services to a range of clients. **THE RESPONSIBILITIES**: - Conducting financial crime and regulatory compliance monitoring in accordance with the firm’s Annual Monitoring Plan (AMP) and Compliance Monitoring Plan (CMP); - Conducting surveillance...

We are working with a top UK law firm who are looking to recruit a Risk & Compliance Manager to support the General Counsel. They are looking for a dynamic, innovative leader with the technical knowledge required to provide effective solutions for the firm. Some of the responsibilities will include: - First point of contact for compliance queries -...

A highly rated UK law firm headquartered in London is seeking a Head of Risk and Compliance to support their growing firm. This is a really exciting opportunity to deliver the firm’s compliance strategy, oversee complaints handling and work with regulators. You’ll work closely with senior stakeholders, chair the compliance committee and have autonomy to...

We are working with a fantastic, fast-growing independent UK law firm to hire a Head of Risk & Compliance to join their team in London. This position will be responsible for the firm’s compliance and risk management frameworks. There will also be the opportunityto take on the titles of COLP, COFA, and MLRO. Key roles and responsibilities will include: -...

Job Description A highly rated UK law firm headquartered in London is seeking a Head of Risk and Compliance to support their growing firm. This is a really exciting opportunity to deliver the firm’s compliance strategy, oversee complaints handling and work with regulators. You’ll work closely with senior stakeholders, chair the compliance committee and...

Job Description We are excited to be working with a top 200 UK law firm to recruit a Risk and Compliance Analyst to support their team. In this role, you will work closely with the manager and the team to help ensure compliance throughout the firm, particularly in relation to business acceptance procedures. To apply for this role, you should have risk...

Our client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Officer to join the business. Handle day-to-day financial promotion approvals, complaint resolutions, transaction reviews, and onboarding queries. Implement and carry out the Compliance Monitoring programme, including...

**Are you an NQ Lawyer wanting to start your career in Risk & Compliance? Perhaps you have been working in another area of law and you're thinking of transitioning to Risk & Compliance.** If any of this resonates with you, then we'd love to have a chat! We're working with a top 100 UK law firm in South West London who would like to recruit someone for...

We have an exciting opportunity to join a top 100 UK law firm. They are seeking to hire a Risk Manager in Bath to manage the firm’s risk and compliance policies and procedures and advise on best practices, compliance and regulatory matters. This role is at a friendly regional firm where employee well-being is at the forefront of workplace culture. To...

Our client - an international law firm - is seeking a Senior Conflicts Lawyer to join their growing team in London. This is an exciting opportunity to work closely with the firm’s senior management, and the wider business, in ensuring the development and maintenance of the highest standard of professional conduct, as well as ensure global compliance with...

Our client - an international law firm - is seeking a Senior Conflicts Lawyer to join their growing team in London. This is an exciting opportunity to work closely with the firm’s senior management, and the wider business, in ensuring the development and maintenance of the highest standard of professional conduct, as well as ensure global compliance with...

An international law firm is hiring an in-house Data Privacy Lawyer to work in their compliance team in London. This is an exciting opportunity to join a firm with a strong compliance culture and senior stakeholders who take a keen interest in compliance issues. To apply for this role, you will need to be a qualified lawyer with experience advising on UK...

Job Description We are excited to be working with a well-respected national law firm to recruit a Compliance Manager to manage their team. It’s a fantastic opportunity to take on day-to-day line management of the compliance team and work closely with the Head of Compliance to ensure compliance with necessary regulations and manage risk. To apply for...

Our client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance. Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory impact assessments. Support the...

We are excited to be working with a well-respected national law firm to recruit a Compliance Manager to manage their team. It’s a fantastic opportunity to take on day-to-day line management of the compliance team and work closely with the Head of Compliance to ensure compliance with necessary regulations and manage risk. To apply for this role, you...

Our client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance. THE RESPONSIBILITIES: Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory impact...

THE COMPANY: Our client is a rapidly growing electronic brokerage firm based in the City. They are looking to hire a Compliance Monitoring Manager to join the team based in London. THE RESPONSIBILITIES: Drive compliance oversight through the testing and monitoring programme Identify areas for enhancements of systems and controls operated by the...

THE COMPANY: We are working exclusively with an International Wholesale Bank located in the City of London, who are looking for a Compliance Manager to join the team. THE RESPONSIBILITIES: Report to the Chief Compliance Officer, covering all aspects of compliance, specialising in customer due diligence and anti-money laundering. Review due...

**THE COMPANY**: Our client is a global banking group offering commercial and retail banking, investment banking, and asset and wealth managements services. **THE RESPONSIBILITIES**: - Producing draft of policy documentation. - Conduct Risk and Compliance assessment, monitoring and reporting raising concerns. - Managing and keeping updated, the departments...

Our client is a specialist insurance company. They are looking to hire a Compliance Manager on a permanent basis, the role is able to be carried out remotely. Being the SMF16, ensuring that the business is compliant in all dealings with our customers and meeting our regulatory requirements Regulatory compliance management within the business;...