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Fca Compliance Officer
4 months ago
FCA Compliance Officer
Compliance Officer - UK Remote
At TTEC, we're all about the attention to detail. As a Compliance Officer in the UK, in a hybrid or remote role, you'll be a part of a new and exciting opportunity which will see the introduction of regulatory activity in the UK whilst you will also experience TTEC, an award-winning employee and company of culture.
What You'll be Doing
Do you have a passion to maintain standards and following a process? Ready to support our operational teams to achieving high standards? In this role, you'll provide ongoing monitoring, assessing reports to review historical activities and supporting operational areas to provide updates and feedback on colleague's day to day activities relating to regulatory processes. You'll evaluate performance to support regulatory activity to ensure FCA guidelines are being maintained.
You'll report to the regional Chief Counsel. In this role, you'll be responsible for identifying areas where development is required to ensure all colleagues are adhering to regulatory standards.
During a Typical Day, You'll
- Lead the review, creation and implementation of policies, standards and procedures for the general operation of the FCA-regulated business in the company; undertake regulatory filings with the FCA.
- Advise on compliance matters and manage the Compliance Management Plan for the FCA-regulated business.
- Scan the horizon for regulatory change, and monitor compliance with regulations and internal policies to ensure they are up-to-date with the relevant laws.
- Develop strategies and mechanisms to continually drive and enhance compliance programmes.
- Liaise with a variety of stakeholders internally and represent the organisation externally as required.
- Other related duties, such as some company secretarial matters.
What You Bring to the Role
- 2-4 years of relevant experience in an FCA-regulated environment.
- Excellent written and verbal communication skills.
- Excellent knowledge of FCA regulations, including SYSC, MIFID, SMCR, Conduct and AML Rules, and experience with FCA Connect.
- Ability to work on your own, stay organised and work in a multi-task environment.
- Good judgement, and enthusiasm for developing skills.
What You Can Expect
- Knowledgeable, encouraging, supporting and present leadership
- Diverse and community minded organization
- Career-growth and lots of learning opportunities for aspiring minds
- And yes... all the competitive compensation, performance bonus opportunities, benefits you'd expect, and maybe a few that would pleasantly surprise you
About TTEC
Our business is about making customers happy. That's all we do. Since 1982, we've helped companies build engaged, pleased, profitable customer experiences powered by our combination of humanity and technology. On behalf of many of the world's leading iconic and disruptive brands, we talk, message, text, and video chat with millions of customers every day. These exceptional customer experiences start with you.
TTEC is proud to be an equal opportunity employer where all qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran. TTEC embraces and is committed to building a diverse and inclusive workforce that respects and empowers the culture and perspectives within our global teams. We strive to reflect the communities we serve by not only delivering amazing service and technology, but also humanity. We make it a point to make sure all our employees feel valued and comfortable being their authentic selves at work. As a global company, we know diversity is our strength. It enables us to view projects and ideas from different vantage points and allows every individual to bring value to the table in their own unique way.
**Primary Location**: : GB-ENG-West Yorkshire
**Job**: : Operations / Business Support
**Other Locations**: : GB-ENG-London
