Junior Compliance Officer

3 months ago

Glasgow, United Kingdom LendInvest Full time

LendInvest is the UK’s leading FinTech platform for property finance. Over the past 15 years, we have grown from just our two founders to a team of over 250 working to make property finance simple for everyone.

A workplace culture built around trying new things, getting things done, and having fun while we do it has helped us lend more than £6 billion of mortgages, put thousands of new or improved homes into the UK housing market, and successfully launch on the London Stock Exchange. We have big plans to continue growing the business, our products, our technology, and our people.

**About **the role**

LendInvest is committed to acting with integrity: we are an ethical market participant and a responsible lender. A rigorous approach to managing conduct, compliance and financial crime risk is intended to seek to ensure good customer outcomes: this, and the anticipation and mitigation of harm, are at the heart of the business. As Compliance Officer, you will play a key role in ensuring that we maintain compliance with these objectives, and our regulatory obligations, in day to day practice.

You will be joining a small group of dedicated compliance and risk professionals who work closely and collaboratively in providing policy updates, advice, training, guidance, support and monitoring. You will be part of an enthusiastic and energetic team that embraces technology and creative ideas to engage the business.

For reference, LendInvest has two authorised entities, LendInvest Funds Management Ltd (which has fund offerings and the self-select platform, an AIF investment based platform) and LendInvest Loans Limited (which offers regulated mortgage contracts).

**Key responsibilities**
- Providing simple advisory support and guidance.
- Reviewing and approving financial promotions and communications.
- Anti-financial crime checks, reviews and support.
- Performing compliance monitoring reviews.
- Helping to review and revise policy, procedure and guidance.
- Assisting with production of management information and reports for committee and board meetings
- Championing compliance to support an approach that prioritises good outcomes for our customers.

**Ideally we are looking for**
- An enthusiastic, hard-working person who works well in a team environment.
- 2 years + experience in a regulated financial institution. Specific fund management or lending experience is not necessary.
- Reasonable familiarity with the FCA principles, handbook and regulations.
- Knowledge of anti-financial crime requirements.
- Some experience in delivering compliance monitoring or other reviews would be advantageous.
- Comfortable providing simple compliance advisory support and guidance.
- Ability to review and approve communications and financial promotions, ensuring they are fully compliant.
- Policy, guidance and report writing skills.
- An approachable and supportive manner, able to quickly earn the respect of peers.
- A focus on attention to detail and clear communications.
- If you have some experience - in either or both - regulatory horizon scanning (e.g. reviewing consultation and discussion papers or supporting the implementation of regulatory change within the business) and supporting and delivering regulatory training then that would be a bonus.

**Benefits & perks**

Hybrid & flexible working policy
️ 25 days holiday
Private healthcare
Enhanced parental leave
Matched pension contributions
Critical illness cover
Employee Assistance Programme & mental health support
Life assurance
Matched pension contributions
Leadership training for managers
Volunteering day
Give as you earn scheme for charitable donations
Support for attending conferences and professional learning & development
Discounts via Perkbox
Cycle to work scheme
Season ticket loan
Electric car loan scheme
Monthly socials & annual offsite
Free lunch every Thursday

**Diversity, Inclusion & Belonging at LendInvest**

At LI we believe in bringing your whole selves to work, we are committed to a culture of belonging where individuals can form a genuine community. We are proud to be an equal opportunities employer and are committed to building a team that represents a variety of backgrounds, perspectives and skills.

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