Junior Compliance Officer

5 months ago


Glasgow, United Kingdom LendInvest Full time

LendInvest is the UK’s leading FinTech platform for property finance. Over the past 15 years, we have grown from just our two founders to a team of over 250 working to make property finance simple for everyone.

A workplace culture built around trying new things, getting things done, and having fun while we do it has helped us lend more than £6 billion of mortgages, put thousands of new or improved homes into the UK housing market, and successfully launch on the London Stock Exchange. We have big plans to continue growing the business, our products, our technology, and our people.

**About **the role**

LendInvest is committed to acting with integrity: we are an ethical market participant and a responsible lender. A rigorous approach to managing conduct, compliance and financial crime risk is intended to seek to ensure good customer outcomes: this, and the anticipation and mitigation of harm, are at the heart of the business. As Compliance Officer, you will play a key role in ensuring that we maintain compliance with these objectives, and our regulatory obligations, in day to day practice.

You will be joining a small group of dedicated compliance and risk professionals who work closely and collaboratively in providing policy updates, advice, training, guidance, support and monitoring. You will be part of an enthusiastic and energetic team that embraces technology and creative ideas to engage the business.

For reference, LendInvest has two authorised entities, LendInvest Funds Management Ltd (which has fund offerings and the self-select platform, an AIF investment based platform) and LendInvest Loans Limited (which offers regulated mortgage contracts).

**Key responsibilities**
- Providing simple advisory support and guidance.
- Reviewing and approving financial promotions and communications.
- Anti-financial crime checks, reviews and support.
- Performing compliance monitoring reviews.
- Helping to review and revise policy, procedure and guidance.
- Assisting with production of management information and reports for committee and board meetings
- Championing compliance to support an approach that prioritises good outcomes for our customers.

**Ideally we are looking for**
- An enthusiastic, hard-working person who works well in a team environment.
- 2 years + experience in a regulated financial institution. Specific fund management or lending experience is not necessary.
- Reasonable familiarity with the FCA principles, handbook and regulations.
- Knowledge of anti-financial crime requirements.
- Some experience in delivering compliance monitoring or other reviews would be advantageous.
- Comfortable providing simple compliance advisory support and guidance.
- Ability to review and approve communications and financial promotions, ensuring they are fully compliant.
- Policy, guidance and report writing skills.
- An approachable and supportive manner, able to quickly earn the respect of peers.
- A focus on attention to detail and clear communications.
- If you have some experience - in either or both - regulatory horizon scanning (e.g. reviewing consultation and discussion papers or supporting the implementation of regulatory change within the business) and supporting and delivering regulatory training then that would be a bonus.

**Benefits & perks**

Hybrid & flexible working policy
️ 25 days holiday
Private healthcare
Enhanced parental leave
Matched pension contributions
Critical illness cover
Employee Assistance Programme & mental health support
Life assurance
Matched pension contributions
Leadership training for managers
Volunteering day
Give as you earn scheme for charitable donations
Support for attending conferences and professional learning & development
Discounts via Perkbox
Cycle to work scheme
Season ticket loan
Electric car loan scheme
Monthly socials & annual offsite
Free lunch every Thursday

**Diversity, Inclusion & Belonging at LendInvest**

At LI we believe in bringing your whole selves to work, we are committed to a culture of belonging where individuals can form a genuine community. We are proud to be an equal opportunities employer and are committed to building a team that represents a variety of backgrounds, perspectives and skills.


  • Office Junior

    5 months ago


    Glasgow, United Kingdom Digiden Ltd Full time

    Office Junior: Our client Skyform is hiring an Office Junior to join their team. - Typing documents - Answering telephone calls - Invoicing - Scanning - Filing - Photocopying - Serving teas, coffees to Directors/visitors - Setting up meeting rooms - ad-hoc administration duties as required 35 hours per week **Salary**: £10,500.00 - £13,000.00 per...

  • Office Junior

    6 months ago


    Glasgow, United Kingdom Digiden Ltd Full time

    Office Junior: Our client Skyform is hiring an Office Junior to join their team. - Typing documents - Answering telephone calls - Invoicing - Scanning - Filing - Photocopying - Serving teas, coffees to Directors/visitors - Setting up meeting rooms - ad-hoc administration duties as required 35 hours per week **Salary**: £10,500.00 - £13,000.00 per...

  • Office Junior

    6 months ago


    Glasgow, United Kingdom B R Lift Services Ltd Full time

    Responsibilities: - Provide administrative support to the office team - Perform clerical tasks such as data entry, filing, and organizing documents - Manage and maintain office supplies and equipment - Answer phone calls and direct them to the appropriate person or department - Assist with scheduling appointments and meetings - Handle incoming and outgoing...

  • Office Junior

    6 months ago


    Glasgow, United Kingdom QCMD Full time

    **POSITION REPORTS TO**: Team Leader (Project Manager/Senior Management) **COMPANY OVERVIEW**: QCMD is an independent International External Quality Assessment (EQA) / Proficiency Testing (PT) organisation. QCMD provides a wide-ranging quality assessment service primarily focused on molecular infectious diseases to over 2000 laboratories in over 100...

  • Office Junior

    6 months ago


    Glasgow, United Kingdom Glacier Energy Services Ltd Full time

    Due to continued expansion we have several new openings. Glacier Energy is a progressive group offering exceptional products, services and bespoke engineering solutions to the oil and gas industry and global energy sectors. Formed in 2011, the Group has quickly grown to employ over 190 employees, serving the energy sector through its UK and International...

  • Office Junior

    5 months ago


    Glasgow, United Kingdom CMC UK Holdings Ltd Full time

    ILAWSScotland, the trading name of CMC UK Holdings Ltd, are large provider of Wills, Powers of Attorney, etc. We are looking to employ a full-time Office Junior due to continued growth. Working from our Clarkston offices, you would be part of a small, established team dealing with all areas of usual office administration from scanning and filing to...

  • Compliance Officer

    5 months ago


    Glasgow, United Kingdom Arnold Clark Full time

    **Salary**: Competitive plus benefits **Type of work**: Permanent **Location**: Glasgow About the role We’re looking for a new Compliance Officer to work from our vibrant Head Office in Hillington, Glasgow. Hours **Full time**: Monday - Friday, 8.30am - 5pm Hybrid working is available with this role, with four days in the office and one day at...


  • Glasgow, United Kingdom Premier Housewares Ltd Full time

    **Job description** An exciting opportunity has become available for a full-time Junior Office Administrator to join Premier Housewares Ltd. Premier Housewares is a leading importer of interior accessories, furniture, and housewares in the UK, supplying everyone from high street retailers to independent stores and interior designers. As the Junior Office...


  • Glasgow, United Kingdom Stockline Plastics Limited Full time

    OFFICE ADMIN JUNIOR Ideally you will have had some administration experience, use of MS Office or having completed a course in general admin would be beneficial. You will need to be organised, be able to prioritise tasks, have a good attention to detail, be able to follow instructions and use initiative to work independently or as part of a...

  • Compliance Officer

    5 months ago


    Glasgow, United Kingdom The Cigna Group Full time

    **BUSINESS TITLE** Compliance Officer, Global Employer Health (Europe) **POSITION/JOB PROFILE/BAND/CAREER STEP** Legal & Compliance Lead Analyst / Band 3 To provide expert-level regulatory advice and support primarily to management of Cigna’s Europe & Global Segments (“EGS”) business on all matters of compliance with applicable conduct of business...


  • Glasgow, United Kingdom Anderson Knight Full time

    Anderson knight are working with a reputable accountancy firm in Glasgow. They are currently looking to recruit an Office Junior to join their company. This is an ideal role for someone with 1-2 years’ experience or looking to progress within an Accountancy firm. Hours: Mon-Thurs 9am - 5pm & Fri - 9am - 4pm Key Responsibilities: - Assist with general...


  • Glasgow, United Kingdom The Paintworks Bodyshop Full time

    We are looking for an enthusiastic, highly motivated individual, to join our expanding bodyshop in Thornliebank. This will be a varied administrative role in a growing business with an ideal opportunity for an individual looking to start a new career within an office/ Bodyshop environment, leading to excellent development opportunities. Duties include but...


  • Glasgow, United Kingdom Pacitti Jones Full time

    Pacitti Jones are a well-established, and growing, Solicitor/Estate Agent who is looking to recruit an **Office Junior/Storage Assistant.** The position will be based at our West End branch (6 Havelock Street, Glasgow, G11 5JA). You will report directly to the Administration & Logistics Manager and assist her with all aspects of the organisation, movement...

  • Junior Estimator

    6 months ago


    Glasgow, United Kingdom CJC Recruit Limited Full time

    Due to continued growth, we are looking to recruit a **Junior Estimator** to join our client in Glasgow. Overview: The role of Junior Estimator will be to support the Commercial Team, involving estimating the cost of projects and gathering information on such as its size and scope. You will be meticulous in your work and thrive on delivering exceptional...

  • Compliance Officer

    4 weeks ago


    Glasgow, Glasgow City, United Kingdom Office Angels Full time

    **Compliance Role Overview**Office Angels has an exciting opportunity for a Compliance Administrator to join their team in Glasgow City Centre. The successful candidate will support the senior member of staff with all compliance processes and relevant documentation.**Key Responsibilities:**Ensure all client documentation is compliant.Liaise with third...

  • Compliance Officer

    1 month ago


    Glasgow, Glasgow City, United Kingdom PDA Search and Selection Ltd Full time

    Compliance and Safety ProfessionalJoin our team as a Compliance and Safety Professional, providing administrative support to the health, safety, environment, and quality function in line with company policy, procedure, and legislative guidelines.Key Responsibilities:Administer health and safety policies and procedures.Provide multi-discipline health and...


  • Glasgow, United Kingdom Glacier Energy Services Ltd Full time

    Due to continued expansion we have several new openings. Glacier Energy Services is a progressive group offering exceptional products, services and bespoke engineering solutions to the oil and gas industry and global energy sectors. Formed in 2011, the Group has quickly grown to employ over 190 employees, serving the energy sector through its UK and...


  • Glasgow, United Kingdom Glacier Energy Services Ltd Full time

    Due to continued expansion we have several new openings. Glacier Energy Services is a progressive group offering exceptional products, services and bespoke engineering solutions to the oil and gas industry and global energy sectors. Formed in 2011, the Group has quickly grown to employ over 190 employees, serving the energy sector through its UK and...

  • Compliance Officer

    6 months ago


    Glasgow, United Kingdom Staffscanner Full time

    **WHO ARE STAFFSCANNER AND WHAT DO WE DO?** At Staffscanner our main purpose is to supply experienced and quality care staff to support various care providers with short term staffing requirements. We do this through our state-of-the-art online app which allows care providers such as residential homes and home care providers to view and select staff to...


  • Glasgow, Glasgow City, United Kingdom Scottish Environment Protection Agency (SEPA) Full time

    Sustainability and Compliance OfficerWe are looking for a highly motivated Sustainability and Compliance Officer to join our team. In this role, you will be responsible for ensuring that our operations comply with all relevant regulations and legislation, while also promoting sustainability and environmental best practices throughout the organization.