Risk and Compliance Executive
2 months ago
Our well established client is looking for a Risk and Compliance Executive to join their team located in the Witney office.
Our client is seeking an enthusiastic individual to join our Risk and Compliance team, working closely with and reporting into the Risk and Compliance Manager/Partner. For the right person there will be career progression as it forms part of the firm’s successionplanning strategy.
**Key Responsibilities**
- Assist the Risk and Compliance Manager in promoting and embedding a culture of compliance within the firm and ensure that everyone is aware of their risk and compliance responsibilities
- Produce policies, procedures, communications and training materials to improve risk and compliance knowledge across the firm
- Amendments and updates to the Office Manual and the firm’s policies, procedures, terms of business, engagement letters etc.
- Assist with:
- Maintaining the firm’s central registers o delivering risk and compliance training
- Day to day queries on a broad range of risk and compliance matters, including but not limited to: anti-money laundering and client due diligence; data protection and information security, conflicts of interest and confidentiality; professional ethics andrisk management generally
- Source of funds/wealth checks
- Administration of the CQS accreditation
**Knowledge and Experience**
- Experience of working in risk and compliance desirable
- Legal or compliance qualification desirable
- Awareness of regulations and codes of conduct applicable to the operation of a law firm desirable
**Key attributes**
- Ability to work independently but also with other members in the team
- Excellent organisational skills with the ability to prioritise effectively
- Confident with communicating at all levels, both verbally and in writing
- Analytical, numerate and good attention to detail
- Solution focused.
Salary depending on experience.
If you are interested in joining my client, please submit your CV as directed to Katie Mears for further information.
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