Compliance Officer

4 days ago


Bromsgrove, United Kingdom NFP Europe Full time

We are recruiting for a **Compliance Officer** to support the Compliance team in the delivery of strategic and tactical enhancements of the Group Compliance function, together with ensuring that both internal and external BAU compliance requirements are met.

The role will be a key part of the compliance function collectively working to ensure the effective operations of NFP with relevant rules and regulations. This role will have a particular focus on our Commercial Insurance divisions across the UK & Ireland. However, the team works together across all divisions so there will also a requirement to support the team with general compliance activities.

**Overview of duties**:

- Representing the compliance division to the business and providing suitable advice on regulations and compliance issues
- Undertaking relevant research and diligence as required by the team
- Support in resolving and responding to complaints
- Keeping up to date with current compliance requirements across pensions, insurance, investments and mortgages
- Building relationships with key stakeholders in all business lines, including development of knowledge of their business aims, strategies and problems
- Collect and inform on relevant management information (MI)
- Undertaking general support and administration duties for the compliance division

**Person specification**

**Knowledge, skills and abilities**:

- Demonstrable experience in compliance roles or similar within the financial services sector
- Strong knowledge of the UK or Irish regulatory framework and the FCA and CBI handbooks
- High degree of integrity with high ethical standards
- General understanding of key pieces of regulation, including the FCA’s Senior Managers and Certification Regime (SM&CR),and the CBI’s Individual Accountability Regime (IAR)
- Proficiency with Microsoft Office and the ability to adapt to new systems quickly

**Education / and or Experience**:

- 2+ years’ experience within a compliance function

**Key information**:
**Hours**: Monday - Friday, 35 Hours

**Location**:Bromsgrove, Hybrid

**Salary**: Up to £30,000.00 per year

**Benefits**:

- Free flu jabs
- Life insurance
- Private medical insurance
- Work from home

Schedule:

- Monday to Friday

**Experience**:

- Compliance management: 2 years (required)

Ability to Commute:

- Bromsgrove (required)

Work Location: Hybrid remote in Bromsgrove


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