Head of Risk and Compliance
4 weeks ago
Head of Risk and Compliance
Location: Buckinghamshire (hybrid 2-3 days in the office)
Broadgate have partnered with an esablished but still growing Financial Services company based in Buckinghamshire, just outside of London. They are looking to add a Head of Risk and Compliance due to a lovely promotion within the team You would report into the CRO and have 2 Sr operational risk analysts looking to you for guidance.
The challenge comes with the chance to expand your industry experience as the Risk section grows out and you would be exposed and take more control of aspects like Cyber Risk, Credit Risk, consumer duty and conduct risk ect after training and development from the company/leader.
It is imperative that you have an extensive knowledge of Operational Risk as you will have very experienced operational risk staff reporting into you. It means you will have the chance to expand your learning development -you would not need to provide junior training but you would be looked to for expert guidance on operational risk aspects across the company (non
- financial risk).
As well as operational Risk experience within Regulatory compliance is must too. This position with cover compliance aspects and help to develope the compliance function. This is an amazing opportunity for someone who is looking to expand their experience in Risk and compliance but stay within the financial services space. It is seen within the company as the future Deputy CRO and the person who is lucky enough will be invested into as such. Defiantly the right opportunity for someone looking for a jump shot into the C-suite but in a stable (not by any means greenfield) team.
-
Legal Risk and Compliance Officer
3 weeks ago
Aylesbury, Buckinghamshire, United Kingdom Aylesbury Full timeJob Title: Compliance Officer - Wealth ManagementLocation: 8% pension ~ Group life cover ~25 days of annual leave plus bank holidays and Christmas closure ~ Opportunities for career progression ~ About Us: We are representing a rapidly-growing wealth management firm dedicated to providing personalised financial solutions to theirclients. With a...
-
Legal Risk and Compliance Officer
3 weeks ago
Aylesbury, Buckinghamshire, United Kingdom Heat Recruitment Ltd Full timeJob Title: Compliance Officer - Wealth Management 8% pension * Group life cover * 25 days of annual leave plus bank holidays and Christmas closure * Opportunities for career progression * About Us: We are representing a rapidly-growing wealth management firm dedicated to providing personalised financial solutions to theirclients. With a focus on...
-
Compliance and Risk Officer
2 days ago
Milton Keynes, Buckinghamshire, United Kingdom Oxbow Resourcing Full timeAre you passionate about ensuring regulatory compliance within the banking sector? If so, Oxbow Resourcing are on the lookout for a motivated Compliance Officer to join our client who are a challenger bank on a 6-month Fixed-Term Contract (FTC) and play a crucial role in ensuring adherence to regulatory standards. Established in 2007, this is not your...
-
Legal Risk and Compliance Officer
3 weeks ago
Aylesbury, Buckinghamshire, United Kingdom Heat Recruitment Ltd Full timeJob Title: Compliance Officer - Wealth Management 8% pension ~ Group life cover ~25 days of annual leave plus bank holidays and Christmas closure ~ Opportunities for career progression ~ About Us: We are representing a rapidly-growing wealth management firm dedicated to providing personalised financial solutions to theirclients. With a focus on...
-
Compliance Manager
2 weeks ago
Milton Keynes, Buckinghamshire, United Kingdom Sanderson Recruitment Full timeCompliance Manager Industry: Insurance Fully remote £40,000 per annum Role overview: As Compliance Manager you will take ownership, with oversight from the Head of Compliance, of certain aspects of the Compliance function and assist the wider Risk and Compliance team in improving the businesses approach to Compliance, in maturing the Compliance...
-
Compliance Manager
4 days ago
Milton Keynes, Buckinghamshire, United Kingdom Sandersonrecruitment Full time1 day ago Be among the first 25 applicants Role Overview As Compliance Manager you will take ownership, with oversight from the Head of Compliance, of certain aspects of the Compliance function and assist the wider Risk and Compliance team in improving the businesses approach to Compliance, in maturing the Compliance function, in supporting the business...
-
Compliance Manager/Senior Manager
4 days ago
Milton Keynes, Buckinghamshire, United Kingdom Sandersonrecruitment Full timeAs Compliance Manager you will take ownership, with oversight from the Head of Compliance, of certain aspects of the Compliance function and assist the wider Risk and Compliance team in improving the businesses approach to Compliance, in maturing the Compliance function, in supporting the business in understanding and meeting their compliance obligations and...
-
Milton Keynes, Buckinghamshire, United Kingdom @ Private Practice Full timeRisk & Compliance Lawyer – Non fee earning – Surrey Join a dynamic team in a pivotal role, providing comprehensive support to the Head of Risk and Compliance within a leading organization. Your primary objective will be ensuring adherence to legal and regulatory standards while fostering a culture of compliance throughout the firm. From addressing...
-
Head of Financial Risk
4 weeks ago
Milton Keynes, Buckinghamshire, United Kingdom Lutine Bell Full timeLutine Bell are currently supporting the UK's leading independent home insurance provider, who are currently hiring Head of Financial Risk. This is an exciting opportunity, reporting directly into the CRO and are highly interested in Actuary professionals. Hybrid working Leading the Financial Risk area of the Risk Function, reporting into the CRO...
-
Head of Financial Risk
4 weeks ago
Milton Keynes, Buckinghamshire, United Kingdom Lutine Bell Full timeLutine Bell are currently supporting the UK's leading independent home insurance provider, who are currently hiring Head of Financial Risk. This is an exciting opportunity, reporting directly into the CRO and are highly interested in Actuary professionals. Hybrid working Leading the Financial Risk area of the Risk Function, reporting into the CRO...
-
Head of Financial Risk
5 days ago
Milton Keynes, Buckinghamshire, United Kingdom Arthur Recruitment Full timeArthur have partnered with a market-leading UK Warranty insurer in Buckinghamshire/London to lead their Financial Risk function. As Head of Financial Risk, you will be responsible for providing assurance to the CRO about financial (insurance, market, counterparty credit, credit) related risks both current and emerging. Financial services experience is...
-
Head of Financial Risk
5 days ago
Milton Keynes, Buckinghamshire, United Kingdom Arthur Recruitment Full timeJob Description Arthur have partnered with a market-leading UK Warranty insurer in Buckinghamshire/London to lead their Financial Risk function. As Head of Financial Risk, you will be responsible for providing assurance to the CRO about financial (insurance, market, counterparty credit, credit) related risks both current and emerging. Financial services...
-
Governance Risk
5 days ago
Milton Keynes, Buckinghamshire, United Kingdom Addition+ Full timeJob Description We are currently working on behalf of out trusted client who are looking for a Governance, Risk and Compliance Manager. As a leading global financial institution, they are committed to providing outstanding banking solutions that empower individuals and businesses alike! Work Type – Permanent Location – Milton Keynes (Hybrid 2...
-
Governance Risk
1 week ago
Milton Keynes, Buckinghamshire, United Kingdom Addition+ Full timeWe are currently working on behalf of out trusted client who are looking for a Governance, Risk and Compliance Manager. As a leading global financial institution, they are committed to providing outstanding banking solutions that empower individuals and businesses alike! Work Type - Permanent Location - Milton Keynes (Hybrid 2 days a week) Plus,...
-
Governance Risk
1 week ago
Milton Keynes, Buckinghamshire, United Kingdom Addition+ Full timeWe are currently working on behalf of out trusted client who are looking for a Governance, Risk and Compliance Manager. As a leading global financial institution, they are committed to providing outstanding banking solutions that empower individuals and businesses alike! Work Type - Permanent Location - Milton Keynes (Hybrid 2 days a week) Plus,...
-
Compliance Director
2 weeks ago
Buckinghamshire, United Kingdom Roc Search Full timeAn exciting opportunity with one of my key clients for a Head of Compliance to join the team has arisen. The ideal candidate will be pivotal in all international compliance standards/ improvements to products and providing stategic leadership to the Quality Team.*Salary to be discussed upon application*Car Allowance + Bonus and excellent packageKey...
-
Compliance Executive
4 weeks ago
Buckinghamshire, United Kingdom Birchlake Recruitment Ltd Full timeStrong knowledge of FCA principles, rules, handbook, and non-handbook guidance, codes of practice, and any other requirements and standards of the FCA’s regulatory system relevant to the business. - Works in a collaborative way in projects and other multi-departmental activities, providing advice to jointly achieve effective results. - Ability to carry out...
-
Compliance Officer
3 weeks ago
Aylesbury, Buckinghamshire, United Kingdom Aylesbury Full timeJob Title: Compliance Officer - Wealth ManagementLocation: Aylesbury, UK Salary - negotiable dependent on experience Benefits: 8% pension Group life cover 25 days of annual leave plus bank holidays and Christmas closure Opportunities for career progression Additional benefits to be enhanced as the company grows About Us: We are representing a...
-
Compliance Officer
3 weeks ago
Aylesbury, Buckinghamshire, United Kingdom Heat Recruitment Ltd Full timeJob Title: Compliance Officer - Wealth Management Location: Aylesbury, UK Salary - negotiable dependent on experience Benefits: * 8% pension * Group life cover * 25 days of annual leave plus bank holidays and Christmas closure * Opportunities for career progression * Additional benefits to be enhanced as the company grows About Us: We are...
-
Senior Compliance Monitoring
1 month ago
High Wycombe, Buckinghamshire, United Kingdom Veolia Group Full timeHead of Quality and Compliance page is loaded Head of Quality and Compliance Apply locations High Wycombe time type Full time posted on Posted 6 Days Ago job requisition id JR12006 Veolia Water Technologies, the world leader in water treatment. Veolia Water Technologies provide complete solutions for water treatment. Innovating in key areas such as...