Head of Compliance Advisory

2 months ago


St Helier, United Kingdom RBS International Full time

Our people work differently depending on their jobs and needs. From hybrid working to flexible hours, we have plenty of options that help our people to thrive.

This role is based in Jersey and as such all normal working days must be carried out in Jersey.

Join us as our Head of Compliance Advisory & Services
- We’ll look to you to lead regulatory compliance and conduct insight, oversight, and challenge
- You’ll be providing expert support, advice, MI and escalation to leaders and the business on risk management
- This is an opportunity to gain exposure as you work with relevant risk and first line of defence teams

**What you'll do**:
As our Head of Compliance Advisory & Services, you’ll be providing support to make sure that RBS International maintains an effective regulatory framework.

On top of this, you’ll be:

- Responsible for regulatory reporting requirements and monitoring dashboard and critical key risk indicators
- Providing ongoing and periodic reporting to senior management, regulators, and other key stakeholders
- Establishing formal communications protocols to escalate identified regulatory compliance risk issues to responsible parties

**The skills you'll need**:
To succeed in this role, you’ll need experience at a senior level in a financial services risk role where there has been regular interaction with senior decision makers. In addition, you’ll need proven experience in preparing insightful analysis and managing risk related reporting processes for senior executive and board committees.

You’ll also demonstrate:

- Knowledge of the external environment, including economic, regulatory and legal practices, trends and expected developments and how these changes may impact on enterprise risk management
- Experience of making risk decisions within a control framework, which requires analysis, judgement, and initiative, while thinking strategically about future direction
- A comprehensive understanding of appropriate tools, techniques and methodologies used to measure and report on risk
- Good knowledge of various risk disciplines, such as compliance, operational, governance and conduct, and how these impact on business performance
- Strong communication and influencing skills, and the ability to interact with senior stakeholders



  • Saint Helier, United Kingdom Royal Bank of Canada Full time

    **Come Work with Us!** At RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose. Whether you’re helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work...

  • Head of Compliance

    6 days ago


    Saint Helier, United Kingdom Alter Domus Full time

    **ABOUT US** We are Alter Domus. Meaning “The Other House” in Latin, Alter Domus is proud to be home to 85% of the top 30 asset managers in the alternatives industry, and more than 5,000 professionals across 23 countries. With a deep understanding of what it takes to succeed in alternatives, we believe in being different. Invest yourself in the...

  • Head of Compliance

    2 months ago


    Saint-Helier, United Kingdom Alter Domus Full time

    Head of Compliance Location: Saint-Helier, JE ABOUT US  We are Alter Domus. Meaning “The Other House” in Latin, Alter Domus is proud to be home to 85% of the top 30 asset managers in the alternatives industry, and more than 5,000 professionals across 23 countries.  With a deep understanding of what it takes to succeed in...

  • Head of Compliance

    3 weeks ago


    Saint-Helier, United Kingdom Alter Domus Full time

    Head of Compliance Location: Saint-Helier, JE ABOUT US  We are Alter Domus. Meaning “The Other House” in Latin, Alter Domus is proud to be home to 85% of the top 30 asset managers in the alternatives industry, and more than 5,000 professionals across 23 countries.  With a deep understanding of what it takes to succeed in...

  • Head of Compliance

    3 weeks ago


    Saint-Helier, United Kingdom Alter Domus Full time

    ABOUT US  We are Alter Domus. Meaning “The Other House” in Latin, Alter Domus is proud to be home to 85% of the top 30 asset managers in the alternatives industry, and more than 5,000 professionals across 23 countries.  With a deep understanding of what it takes to succeed in alternatives, we believe in being different. Invest yourself in the...

  • Head of Compliance

    4 weeks ago


    St Albans, United Kingdom Click and Connect Online Limited Full time

    Position: Head of Compliance Location: St Albans Office, UK About the Firm: Our client is a leading financial services firm specializing in providing comprehensive wealth management solutions to high-net-worth individuals and families. They are committed to integrity, expertise, and personalized service, empowering their clients to achieve their...

  • Head of Compliance

    2 weeks ago


    St Albans, United Kingdom Independent Resourcing Consultancy Full time

    **Head of Compliance**: - Job Reference: 1543 - Date Posted: 19 March 2024 - Recruiter: Independent Resourcing Consultancy - Location: Saint Albans, Hertfordshire - Salary: On Application - Bonus/Benefits: Salary: Up to 90,000 GBP - Sector: Compliance - Job Type: Permanent - Contact: Maria Inglis **About the Firm**: Our client is a leading financial...


  • St Helier, United Kingdom IQ-EQ Full time

    Company Description IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. **Job Description**: **General Tasks**: - Proactively promoting IQ-EQ’s pro-compliance culture. -...


  • St Helier, United Kingdom Apex Group Full time

    Senior Client Compliance Administrator Location: St. Helier, Jersey Date Posted: May 15, 2023 **Description** **Senior Client Compliance Administrator** **Role** **Location**: **St Helier, Jersey** - Department: Compliance- Employment Type: PermanentThe Client Compliance function provides the compliance function including the nominated Compliance...

  • Head of Compliance

    1 month ago


    St Albans, Hertfordshire, United Kingdom Click and Connect Online Limited Full time

    Position: Head of Compliance Location: St Albans Office, UK About the Firm: Our client is a leading financial services firm specializing in providing comprehensive wealth management solutions to high-net-worth individuals and families. They are committed to integrity, expertise, and personalized service, empowering their clients to achieve their financial...

  • Head of Compliance

    2 months ago


    St Albans, Hertfordshire, United Kingdom Click and Connect Online Limited Full time

    Position: Head of Compliance Location: St Albans Office, UK About the Firm: Our client is a leading financial services firm specializing in providing comprehensive wealth management solutions to high-net-worth individuals and families. They are committed to integrity, expertise, and personalized service, empowering their clients to achieve their financial...


  • St Helier, United Kingdom Apex Group Full time

    Client Compliance Officer Location: St. Helier, Jersey Date Posted: May 15, 2023 **Description** **Client Compliance Officer** **Role Location**:Jersey**Employment Type**: Full time, PermanentThe Client Compliance Officer role is to act as a nominated CO/MLCO/MLRO for a number of the Jersey Regulated/ Collective Investment Funds/Non Collective Investment...


  • St Helier, United Kingdom LRI Invest S.A. Full time

    Do you have a desire to grow your career in Compliance, and are you seeking a new job in Jersey? The Apex Group is looking for a Trainee Administrator in Saint Helier, and the hybrid role comes with an attractive salary and benefits package. As a Trainee Administrator in the Client Compliance Team, you will report to the Head of Client Compliance and will...


  • St Helier, United Kingdom Apex Group Full time

    Senior Compliance Support Officer - AML & CFT Location: St. Helier, Jersey Date Posted: Feb 17, 2023 **Description** **The Role & Key Responsibilities**: - Assisting the HoC/MLCO with compliance policy and procedure (including departmental) reviews and updates. - Accurate preparation of reporting and key risk indicator information within agreed...


  • St Helier, United Kingdom LRI Invest S.A. Full time

    Location: St. Helier, Jersey Date Posted: Feb 27, 2023 **Description** **The Role & Key Responsibilities**: - Assisting the HoC/MLCO with compliance policy and procedure (including departmental) reviews and updates. - Accurate preparation of reporting and key risk indicator information within agreed timeframes. - Supporting with AML related matters such...

  • Deputy Head of Aml

    2 months ago


    Saint Helier, United Kingdom Royal Bank of Canada Full time

    **Job Summary** **What is the opportunity?** To act as the Deputy Head of AML and Money Laundering Compliance Officer in a newly created role. You will support the delivery and ongoing maintenance of the financial crime compliance programs across the Wealth Management business in Jersey. In addition, the role involve being a key decision maker and working...


  • St Helier, United Kingdom UBS Full time

    Jersey - Client advisory / Relationship management - Global Wealth Management **Job Reference #** - 277550BR **City** - St. Helier **Job Type** - Full Time **Your role** - Are you a talented leader with substantial Wealth Management experience ? Are you enthused by achieving the best outcomes for clients ? Do you inspire the teams you lead ? Do you set...


  • Saint Helier, United Kingdom Royal Bank of Canada Full time

    **Job Summary** **What is the opportunity?** You will work as part of the Jersey AML Compliance Team, reporting to the Head of AML, Channel Islands and will support the team with the management of financial crime risk and the provision of AML Advisory services, with particular focus on the role of the Money Laundering Reporting Officer (MLRO) for the Trust...

  • Compliance Monitoring

    3 weeks ago


    St. Helier, United Kingdom Royal Bank of Canada Full time

    Come Work with Us! At RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose. Whether you're helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work that...


  • St. Columb, United Kingdom TalentTide Full time

    **Head of Financial Compliance Needed for a Leading Company in Cornwall** My client is a top-notch company, leading the pack in innovation and employee satisfaction, and we're looking for a Head of Financial Compliance to join their team in Cornwall. Think you've got the number-crunching prowess and the strategic mind to fit the bill? Read on. **Here’s...