Compliance Officer

6 days ago


Chelmsford, United Kingdom Saxton 4x4 Full time

You will need to be able to cope with a busy work environment dealing with varied tasks throughout the day.

Reporting directly to the Managing Director the objective of this role will be to assist in the company’s compliance duties which include, for example:

- Conduct compliance monitoring and audits of the significant business processes to provide the business with assurance on FCA regulated business areas.
- Ensure all compliance requirements are adhered to and the company is FCA compliant.
- Act as the main point of contact with the FCA and oversee key interaction and reporting to the regulator including collating data and completing filing of returns to the FCA as required.
- Act as Money Laundering Reporting Officer (MLRO) for the company with responsibility for ensuring compliance with the company’s Anti-Money Laundering obligations.
- Monitor, analyse and communicate new regulatory developments and legislation that affect the business and operation of the company.
- Update all company standard form documents as and when required in accordance with regulatory changes.
- Liaise with all lender partners in ensuring all lender compliance checks are completed and maintained.
- Provide guidance/sign off on financial promotions.
- Understand and implement oversight and audit requirements in accordance with CONC, DISP, TCF, SYSC and PRIN rules.
- Develop and lead a compliance plan of action.
- To support and assist the Legal Advisor as required.
- Help to develop and create internal policies/procedures.
- Assist the directors to identify, manage and mitigate risks.
- Monitor FCA publications.
- Assisting preparing and implementing staff training programs.

**Skills and Experience**
- Proven experience in risk & compliance roles.
- Experience in FCA regulation and its implementation within business operations.
- Understanding of key regulatory requirements and expectations.
- An understanding of UK lending and broker operations in the retail motor industry.
- Ability to deliver and embed regulatory frameworks.
- Above-average communication and collaboration skills.
- Driven, with the ability to motivate and lead people, and hold employees accountable.
- Competent in risk measurement, risk processes, risk monitoring and risk management.

**Job Types**: Full-time, Permanent

**Salary**: £35,000.00-£40,000.00 per year

Schedule:

- Monday to Friday

Ability to commute/relocate:

- Chelmsford, Essex: reliably commute or plan to relocate before starting work (required)

**Education**:

- Certificate of Higher Education (preferred)

Work Location: One location


  • Compliance Officer

    6 months ago


    Chelmsford, United Kingdom Premier Work Support Full time

    **Compliance Officer Job** We have an exciting permanent opportunity working for our client who are a financial advising company based in Chelmsford. The opportunity working as a **Compliance Officer** is offered on a part time basis working Monday to Friday, 16-20 hours per week. **Duties for the Compliance Officer role**: - You will have the opportunity...


  • Chelmsford, United Kingdom Aether Compliance Ltd Full time

    **Looking to work for a fast paced growing business that values its employees?** Due to recent expansion and growth within the company we are looking to recruit a full-time fire damper compliance administrator. **Who are we?** Aether Compliance Ltd is fast becoming a market leader within our sector. The Company provides specialist building compliance...

  • Compliance Officer

    2 days ago


    Chelmsford, United Kingdom Maitland Group Full time

    **Job Advert Summary**: The role will consist of supporting all the legal and regulatory compliance activities of the Chelmsford entities, as well as taking part in international projects and implementing global procedures on a local level. The Compliance Officer will assist the Head of Compliance and staff members in discharging their responsibility to...

  • Compliance Officer

    6 hours ago


    Chelmsford, Essex, United Kingdom Rutherford Briant Full time

    Rutherford Briant is a well-respected law firm in Chelmsford, seeking a highly motivated Tax Assistant to join our Private Client Department. As a Tax Assistant, you will be responsible for providing tax advisory and compliance services to a varied client base, assisting fee earners with their tax questions, and being involved in estate planning, including...


  • Chelmsford, Essex, United Kingdom The Recruiter Ltd Full time

    Company OverviewThe Recruiter Ltd is a leading recruitment agency that prides itself on delivering exceptional results to its clients. We are currently seeking an experienced Compliance Officer to join our team.Job DescriptionWe are looking for a highly skilled and motivated individual to oversee all compliance matters, reporting directly to the senior...


  • Chelmsford, Essex, United Kingdom Ernest Gordon Recruitment Full time

    Legal Advisor PositionWe are looking for a highly skilled Corporate Compliance Officer to join our team at Ernest Gordon Recruitment. In this role, you will be responsible for advising on commercial law matters and ensuring that our business practices comply with relevant regulations.Key Responsibilities:Advise on various commercial law issues, including...


  • Chelmsford, United Kingdom WR Logistics Full time

    Skillful Import/Export Compliance Officer WantedAt WR Logistics, we are looking for a skilled Import/Export Compliance Officer to join our team. This exciting opportunity involves working with import/export entries, handling post-clearance documents, and providing expert advice on customs queries.The successful candidate will have a solid understanding of...


  • Chelmsford, United Kingdom KnowledgeBrief Full time

    Compliance & Onboarding Officer_ - KnowledgeBrief - Full-Time - Remote_ - Up to £25,000 per annum starting salary_ - Are you excited about the prospect of working with a growing Apprenticeships company, enhancing the lives of aspiring professionals?_ At **KnowledgeBrief**, we've been at the forefront of Leadership and Management training for over 15 years,...


  • Chelmsford, United Kingdom Aether Compliance Ltd Full time

    **Looking to work for a fast paced growing business that values its employees?** Due to recent expansion and growth within the company we are looking to recruit a full-time Administration Assistant to support the existing team team with general administration tasks. **Who are we?** Aether Compliance Ltd is fast becoming a market leader within our sector....

  • Finance Administrator

    7 months ago


    Chelmsford, United Kingdom Aether Compliance Ltd Full time

    **Looking to work for a fast paced growing business that values its employees?** The company we are looking to recruit a full time Finance Administrator to support the existing team. Aether Compliance Ltd is fast becoming a market leader within our sector. The Company provides specialist building compliance services to our Facilities Management and...


  • Chelmsford, United Kingdom Driver and Vehicle Licensing Agency Full time

    **Details**: **Reference number**: - 307600**Salary**: - £26,780**Job grade**: - Executive Officer**Contract type**: - Permanent**Business area**: - DVLA - Operations and Customer Service Directorate - Casework and Enforcement Group**Type of role**: - Administration / Corporate Support - Operational Delivery**Working pattern**: - Flexible working,...


  • Chelmsford, United Kingdom Aether Compliance Ltd Full time

    **Looking to work for a fast paced growing business that values its employees?** Due to recent expansion and growth within the company we are looking to recruit a full-time Finance Administrator to manage day to day bookkeeping and credit control for the business. **Who are we?** Aether Compliance Ltd is fast becoming a market leader within our sector....


  • Chelmsford, Essex, United Kingdom LABC (Local Authority Building Control) Full time

    Job DescriptionAs a senior building assurance technician, you will be responsible for ensuring that construction projects meet the required standards and regulations. This role involves working closely with architects, engineers, and other stakeholders to ensure compliance with building codes and regulations.About the CompanyLABC (Local Authority Building...

  • Asbestos Analyst

    1 month ago


    Chelmsford, United Kingdom Full Circle Compliance Limited Full time

    Full Circle Compliance are looking to recruit an #Asbestos Analyst.Successful applicant will be a fantastic team player who is looking to advance their career within the industry.Qualifications & Experience: Must hold the P403 & P404 certificates or the equivalent RSPH qualifications.Previous experience working in this role within the asbestos industry.Need...


  • Chelmsford, Essex, United Kingdom Kennedys Law LLP Full time

    Job TitleCompliance Cashiering Specialist">Company OverviewKennedys Law LLP is a global law firm with a strong presence across eight global offices.">Job SummaryAs a Compliance Cashiering Specialist, you will be responsible for providing a high level of service to internal and external clients, ensuring compliance with firm's policy and regulatory...

  • Asbestos Surveyor

    7 months ago


    Chelmsford, United Kingdom Full Circle Compliance Ltd Full time

    Full Circle Compliance are looking to recruit an #Asbestos Surveyor. Successful applicant will be a fantastic team player who is looking to advance their career within the industry by working on a diverse portfolio Qualifications & Experience: Must hold the P402 certificate or the equivalent RSPH qualifications. Previous experience working in this role...


  • Chelmsford, Essex, United Kingdom Essex Highways Full time

    About the Company:Ringway Jacobs is a leading highways service provider working with local authorities across the UK. We have a unique blend of engineering capability, innovation, and customer care that makes us the best in class. Our company values include collaboration, integrity, and a passion for what we do. We are committed to delivering safe,...

  • Office Manager

    4 days ago


    Chelmsford, United Kingdom Success Recruit Ltd Full time

    Success Recruit are currently working with an industry leading construction company based in Central Essex who are seeking a Office Manager in a newly created position within the business due to other teams succession. The successful Office Manager will be working to support and cover areas of compliance, IT and Facilities management within the...


  • Chelmsford, Essex, United Kingdom Rise Technical Recruitment Limited Full time

    SHEQ Advisor Job DescriptionRise Technical Recruitment Limited is hiring a highly skilled SHEQ Advisor to lead our construction teams in maintaining exceptional health and safety standards. The ideal candidate will have significant experience in site risk management and compliance, along with excellent communication skills.The job offers a competitive...


  • Chelmsford, Essex, United Kingdom DCG Logistics Full time

    Our CompanyWe are a large and growing logistics company based in Chelmsford, Essex. Our global head office is in Shenzen, China, and we have expanded to the USA.We offer a range of benefits including bonus scheme, discounted or free food, free or subsidised travel, gym membership, on-site parking, and transport links.The successful candidate will have a...