Audit, Risk and Compliance Manager

5 days ago


Llanelli, United Kingdom Reed Insurance Full time

My client is an award winning firm who due to growth and a new office opening have an opportunity for a Risk and Compliance Manager to join their business.

About the role

As the Audit, Risk & Compliance Manager, you will bring to this role experience with financial services and/or Utilities specifically in managing and identifying applicable risks with a proven ability to create and implement strategies to maintain acceptablerisk and compliance at every level of business operations.

Key Accountabilities:

- Implement and maintain enterprise-wise integrated risk management governance framework
- Oversee and develop comprehensive processes for identifying, monitoring, and managing pertinent business risks
- Facilitate the maintenance of risk corporate policies including credit and counterparty risk, market risk, operational risk and compliance.
- Build and maintain a high level of trust and credibility for the Company with business partners and customers
- Manage AML control activity in all relevant business areas and establish a level of control consistency
- Ensure that appropriate policies, procedures, and controls are in place for the organisation to become and remain compliant with FCA, OFGEM and OFCOM regulations and supply required fraud data
- Spread organisational awareness and facilitate on-going training of staff
- Conduct internal audits as required
- Co-ordinate and supervise external audits
- You will take on the role of the MLRO (AML Officer)
- Lead by example and whilst instilling company values and promoting a positive working environment
- Provide required support to Directors of the business
- Post-graduate education or extensive experience in a risk and compliance role in business or finance related field preferred
- 3-5 years of experience working in financial services, risk management, and compliance
- Practical knowledge of finance and business compliance regulations
- Clear and concise verbal/written communication skills
- Practical knowledge of finance and business compliance regulations
- A proven track record of commitment to high levels of integrity, ethics, and professionalism
- Ability to work effectively with internal team members as well as clients and external stakeholders
- Must be a self-starter with the capacity to work in a fast-paced environment to meet strict deadlines
- Experience with internal and external audits
- Background in project management and business analysis preferred

In return we offer
- Salary £50,000 per annum
- Up to 10% of your annual salary in bonus
- Internal recognition schemes with financial award
- Reward Hub - Employee discount and well-being scheme
- Free onsite parking
- Work based pension
- 30 days holidays (including public holidays)
- Great training, lots of support and become part of a friendly team, that recognises and rewards high performance and career progression opportunities


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