Senior Compliance Associate

2 weeks ago

City of London, United Kingdom Thistle Initiatives Full time

**Job Title: Senior Compliance Associate - Credit & Mortgages Team**

**Contract: Permanent**

**Salary range: £35k - £55k + benefits**

**Reports to: Head of Credit & Mortgages**

**Location: Hybrid (London office minimum 2 days per week/home)**

**Job summary**:
Thistle Initiatives Group is a multi-award-winning organisation which offers a range of services and products to financial services firms, helping our clients through the twists and turns of the ever-changing regulatory landscape. The group consists of fourseparate entities: a regulatory consultancy, a Principal firm with appointed representatives, a specialist insurance brokerage and a compliance technology platform.

Thistle Initiatives, our regulatory consultancy, provides expert compliance advice and support right across the financial services sector. Our clients range from niche start-ups to long-established market leaders covering the following verticals: Investments,Payment Services, Financial Crime, Credit and Fintech.

The Senior Associate role will be within the Credit & Mortgages Team, who provide support for those firms regulated by the FCA under the Financial Services and Markets Act for both consumer credit and mortgage related activities. This role offers a fantasticopportunity to elevate your career in financial services. It provides a unique opportunity for the right individual to take advantage of developing a career with Thistle in delivering a range of financial services compliance solutions for those firms regulatedby the FCA.

**Key Responsibilities**:

- Answer technical questions following submission;
- Undertaking specific projects as required;
- First point of contact for firms;
- Writing audit reports with reasonable level of support;
- Undertaking assisted client visits moving towards unassisted visits;
- Keeping up to date with the FCA and Industry sources to assist with providing the firm with regular updates;
- This role is not limited to the above duties, due to the nature of the role you will need to be adaptable and open to change in this position.
- **Competencies**:_
- **Behavioural**_
- **Written communication skills**: should have the ability to draft written communications and documentation in an articulate way and to a high standard;
- **Commitment & enthusiasm**: should have a desire to see the firm succeed;
- **Embraces change**: should be adaptable to the changing requirements of the regulations and be keen to develop new skills;
- **Personal credibility**: must be able to establish and maintain trusting relationships with others and fosters effective and productive working relationships.
- **Individual working**: must be able to work under own initiative identifying when referral needs to be made; and
- **Technical**_
- **Technical skills**:must have a working knowledge of the consumer credit and / or mortgage industries;
- **Attention to detail**: all work must be completed with the focus on quality;
- **Time management**: must be able to prioritise and manage time and tasks effectively, this includes a readiness to delegate where possible.

**Experience/Qualifications**
- Recent and relevant experience in a consumer credit or mortgage firm, or has worked as a consultant for consumer credit and / or mortgage firms;
- Broad base of compliance understanding;
- Be numerate, articulate, and analytical and competent with all Microsoft packages.

**We offer**
- Competitive salary and the ability to grow your career within the Thistle Initiatives Group
- Hybrid working environment
- 25 - 30 days holiday entitlement depending on length of service
- Company pension scheme
- Private Medical Insurance
- Gym membership contribution
- Fantastic City of London location and working environment
- Working with dynamic teams with regular social events

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