Senior Compliance Associate

Do you have financial services compliance experience, and are you seeking a new job in London? We are looking for a Senior Compliance Associate to work with a thriving Compliance Consultancy and the collaborative role comes with an attractive salary of upto £65,000 and excellent benefits package including bonus, pension, healthcare, gym membership, study...

Do you have financial services compliance experience, and are you seeking a new job in London? We are looking for a Senior Compliance Associate to work with a thriving Compliance Consultancy and the collaborative role comes with an attractive salary of upto £65,000 and excellent benefits package including bonus, pension, healthcare, gym membership, study...

**Job Title - Senior Compliance Associate - Investments** **Contract - Permanent** **Reports to - Senior Manager** **Location - Hybrid - Minimum 2 days in London office/Home** **Job summary**: Thistle Initiatives provides expert advice, support and technical solutions for firms within the financial services industry. We have a fantastic opportunity for...

Coopman Search and Selection are delighted to partner with an award-winning and specialist compliance and regulatory consultancy providing expert advice and products to financial institutions, who are looking for a Senior Associate to join them. This particular role is within a team who provide support to insurance firms along with those undertaking consumer...

THE COMPANY: Our client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Associate to join the business. THE RESPONSIBILITIES: Undertake day to day handling of financial promotion approvals, complaint handling escalations and onboarding queries. Understand, keep up to date with...

THE COMPANY: Our client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Associate to join the business. THE RESPONSIBILITIES: Undertake day to day handling of financial promotion approvals, complaint handling escalations and onboarding queries. Understand, keep up to date with...

THE COMPANY: Our client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Associate to join the business. THE RESPONSIBILITIES: Undertake day to day handling of financial promotion approvals, complaint handling escalations and onboarding queries. Understand, keep up to date with...

THE COMPANY: Our client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Associate to join the business. THE RESPONSIBILITIES: Undertake day to day handling of financial promotion approvals, complaint handling escalations and onboarding queries. Understand, keep up to date...

THE COMPANY: Our client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Associate to join the business. THE RESPONSIBILITIES: Undertake day to day handling of financial promotion approvals, complaint handling escalations and onboarding queries. Understand, keep up to date with...

THE COMPANY: Our client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Associate to join the business. THE RESPONSIBILITIES: Undertake day to day handling of financial promotion approvals, complaint handling escalations and onboarding queries. Understand, keep up to date with...

Our client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Associate to join the business. Undertake day to day handling of financial promotion approvals, complaint handling escalations and onboarding queries. Understand, keep up to date with and horizon scan regulatory requirements,...

**THE COMPANY**: Our client partners with exceptional managers and hedge funds to create leading funds globally. **THE RESPONSIBILITIES**: The role will cover the compliance for three entities within the group and will consist of the following main responsibilities: - General Compliance Monitoring - Thematic Reviews - Trade Surveillance (using TZ Trade...

**Investment Compliance Associate** **London (Cannon Street) with Hybrid working** **Circa £65,000 per annum plus Civil Service Pension** **Contract Type: Permanent** **Position type: Full Time** We protect millions of people in the UK who belong to defined benefit pension schemes. When these schemes fail, we’re ready to help. We’re equivalent in...

**Senior Compliance Associate - Investments** **Leading Independent Financial Services Compliance Consultancy** **London (Hybrid - 2 days in the office, 3 days working from home per week)** **Salary: £35k - £65k + benefits** **Are you frustrated by your lack of career progression? You’ve hit all your KPI’s, aced all your reviews and ticked all the...

Job description FinTech Compliance is a consultancy providing compliance advice to a wide variety of FCA regulated financial services firms, with a particular focus on technology-based, innovative and alternative finance businesses. Our core services include FCA authorisations, ongoing advice and support, the authoring of policies/procedures, compliance...

Job description FinTech Compliance is a consultancy providing compliance advice to a wide variety of FCA regulated financial services firms, with a particular focus on technology-based, innovative and alternative finance businesses. Our core services include FCA authorisations, ongoing advice and support, the authoring of policies/procedures, compliance...

My client is a global advisory firm who specialise in commercial disputes, valuation advisory, litigation & international arbitration, investigations/intelligence, compliance/monitoring, forensic technology and data analytics. A single global p&l they have for many years been adept at resourcing projects with their international as well as domestic staff, a...

My client is a global advisory firm who specialise in commercial disputes, valuation advisory, litigation & international arbitration, investigations/intelligence, compliance/monitoring, forensic technology and data analytics. A single global p&l they have for many years been adept at resourcing projects with their international as well as domestic staff, a...

Our client, a multi-award winning consultancy firm based in London, is looking for a full-time Senior Compliance Associate to work within their Payment Services team. The company are offering a competitive salary as well as an excellent benefits package. The role is offered on a hybrid working basis, with 2 days in the office and 3 days home-working. In...

**Job Title: Senior Compliance Associate - Credit & Mortgages Team** **Contract: Permanent** **Salary range: £35k - £55k + benefits** **Reports to: Head of Credit & Mortgages** **Location: Hybrid (London office minimum 2 days per week/home)** **Job summary**: Thistle Initiatives Group is a multi-award-winning organisation which offers a range of...